DFX Intelligence
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William John Cymbala | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2023 | Jan 4, 2023 |
| Matthew John Schoenfeld | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Nov 22, 2022 |
| Jason Brett Cole | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Nov 22, 2022 |
| Corey Randall Bierl | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Nov 22, 2022 |
| Steven Richard O Leary | Valic Financial Advisors, Inc. BD affiliated | Keel Point, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2022 | Nov 17, 2022 |
| David B Walker | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2022 | Nov 21, 2022 |
| Tracy Elizabeth Richardson | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 16, 2022 |
| Christopher Wade Isom | Valic Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Jan 20, 2023 (63 d) |
| Michael Luis Betancourt | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2022 | Nov 21, 2022 |
| Aaron Alexander Foppe | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Dec 20, 2022 (32 d) |
| Karen Schotter | Valic Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Dec 13, 2022 |
| Michelle Orourke Wilburn | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | May 30, 2023 (195 d) |
| Brett Alexander Breen | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 4, 2022 | Oct 31, 2022 |
| Kenneth Holder | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2022 | Dec 8, 2022 (34 d) |
| Juan Velazquez | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2022 | Apr 12, 2023 (159 d) |
| Gary Adam Hersch | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Dec 12, 2023 (417 d) |
| Cynthia A Westervelt | Valic Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 19, 2022 | Nov 16, 2022 |
| Gary Kyle Kilpatrick | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2022 | Jan 6, 2023 (79 d) |
| Colombo M Baldini | Valic Financial Advisors, Inc. BD affiliated | Wealthspire Retirement Advisory institutional | Other | Oct 14, 2022 | May 30, 2024 (594 d) |
| Dean Thomas Koller | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Jan 25, 2023 (103 d) |
| Steven Lee Warner | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Jun 14, 2023 (243 d) |
| James Brian Gauld | Valic Financial Advisors, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Dec 1, 2022 (48 d) |
| Jonathan Heith Moles | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Dec 20, 2022 (67 d) |
| Catherine Harstick | Valic Financial Advisors, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Feb 7, 2023 (116 d) |
| Michael Bubel | Valic Financial Advisors, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Nov 15, 2022 (32 d) |
| Susan Therese Powers | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Nov 18, 2022 (35 d) |
| Elaine Kay Erdem | Valic Financial Advisors, Inc. BD affiliated | Crossmark Global Investments, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2022 | Oct 21, 2025 (1103 d) |
| Joshua L Hunley | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Feb 8, 2023 (117 d) |
| David Duque | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Apr 14, 2023 (182 d) |
| Bradley A. Bruna | Valic Financial Advisors, Inc. BD affiliated | Tsfg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Aug 20, 2024 (678 d) |
| Decorius Delwan Allen | Valic Financial Advisors, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2022 | Nov 4, 2022 |
| Ezekiel Cole Powell | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Nov 28, 2022 (47 d) |
| Aaron Van Son Hung Spear | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2022 | Dec 2, 2022 (56 d) |
| Darryl Keith Goolsby | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Oct 14, 2022 |
| Adrian Patrick Chevannes | Valic Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Oct 12, 2022 |
| Sean Carroll | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Mar 22, 2023 (166 d) |
| Nadia A Polack | Valic Financial Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Sep 14, 2022 |
| Matthew Arthur Woodhouse | Valic Financial Advisors, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Sep 22, 2022 |
| Alenette Acuesta Opena | Valic Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Oct 20, 2022 |
| Rickey Jack Carlson | Valic Financial Advisors, Inc. BD affiliated | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2022 | Oct 3, 2022 |
| John Italiano | Valic Financial Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2022 | Oct 11, 2022 |
| John Marlin Breard | Valic Financial Advisors, Inc. BD affiliated | Johnson Brunetti independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2022 | Aug 29, 2022 |
| Nina Threets | Valic Financial Advisors, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Sep 16, 2022 |
| Paul Harold Dickman | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Jun 29, 2023 (293 d) |
| Richard Stanley Caldecott | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2022 | Aug 22, 2022 |
| Kevin Jesse Mccall | Valic Financial Advisors, Inc. BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2022 | Aug 31, 2026 (1452 d) |
| Douglas Anthony Berti | Valic Financial Advisors, Inc. BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Sep 9, 2022 | Sep 23, 2022 |
| Charles H Hawkins III | Valic Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2022 | Sep 1, 2022 |
| Kevin M Peterson | Valic Financial Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2022 | Aug 15, 2022 |
| Jackson Patrick Kothe | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2022 | Oct 12, 2022 (43 d) |
| David John Arns | Valic Financial Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2022 | Aug 29, 2022 |
| Alan Pamintuan | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Aug 16, 2022 |
| Vernon Keith Roberts | Valic Financial Advisors, Inc. BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Aug 19, 2022 |
| Sharon Marie Cirillo | Valic Financial Advisors, Inc. BD affiliated | Xml Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Jul 29, 2022 |
| Samantha Kirsten Battle | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 18, 2022 | Jul 18, 2022 |
| David Cook | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2022 | Jun 21, 2022 |
| Sheldon R Foreman | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2022 | Nov 27, 2024 (874 d) |
| Andrew A Bragg | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2022 | Jan 17, 2023 (194 d) |
| John Michael Haines | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2022 | Sep 26, 2022 (96 d) |
| Sally Melissa King | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2022 | Aug 16, 2022 (55 d) |
1,717 moves match.