| Michael Allen Curley | Fifth Third Securities, Inc. other | Wealth Dimensions Group, Ltd. other | Other | May 2, 2014 | May 8, 2014 |
| Jeremy Monroe Sickles | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | May 2, 2014 | Apr 28, 2014 |
| Corey J Hausen | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Apr 11, 2014 | May 13, 2014 (32 d) |
| Mark St. Patrick Oliver | Fifth Third Securities, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Apr 4, 2014 | Jun 10, 2014 (67 d) |
| Kevin Durrelle Haggard | Fifth Third Securities, Inc. other | Avantax Advisory Services other | Other | Mar 28, 2014 | Oct 14, 2014 (200 d) |
| Daniel Steven Kurowski | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Mar 28, 2014 | Jun 2, 2014 (66 d) |
| Robert D Hill | Fifth Third Securities, Inc. other | Morgan Stanley wirehouse | Other | Mar 28, 2014 | Apr 29, 2014 (32 d) |
| Gary B Hessert | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Mar 21, 2014 | Jul 30, 2014 (131 d) |
| Eric Dale Baker | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Mar 21, 2014 | Apr 3, 2014 |
| Tony Matthew Oommen | Fifth Third Securities, Inc. other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Mar 21, 2014 | Oct 21, 2022 (3136 d) |
| Matthew Jackson | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Mar 21, 2014 | Mar 25, 2014 |
| Adam Michael Callender | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Mar 21, 2014 | Mar 27, 2014 |
| Jon Scott Lowther | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Mar 7, 2014 | Mar 10, 2014 |
| Timothy Alan Niebel | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Mar 7, 2014 | Mar 3, 2014 |
| Tracey Horner Pearson | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Feb 28, 2014 | May 6, 2014 (67 d) |
| John L. Golliday | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Feb 28, 2014 | Apr 15, 2014 (46 d) |
| Gregory Scott Lutterman | Fifth Third Securities, Inc. other | Huntington Financial Advisors other | Other | Feb 14, 2014 | Feb 28, 2014 |
| Aman Ullah Awan | Fifth Third Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 7, 2014 | Mar 11, 2014 (32 d) |
| Natalie Danielle Knerr | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Feb 7, 2014 | Feb 7, 2014 |
| Joe Alexander Sanchez | Fifth Third Securities, Inc. other | Invest Financial Corporation other | Other | Jan 31, 2014 | Mar 17, 2014 (45 d) |
| Brian Richard Tarro | Fifth Third Securities, Inc. other | Herbst Financial Advisors, Inc. unclassified | Other | Jan 31, 2014 | May 13, 2014 (102 d) |
| Richard Wesley Boschert | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 31, 2014 | Mar 28, 2014 (56 d) |
| Gerald R Rowe | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Jan 31, 2014 | Mar 6, 2014 (34 d) |
| Milton Dennis Flanagan | Fifth Third Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Jan 21, 2014 | Feb 14, 2014 |
| Steven John Varrone | Fifth Third Securities, Inc. other | Ancora Advisors LLC other | Other | Jan 17, 2014 | Jan 22, 2014 |
| Lisa Lynn Waterman | Fifth Third Securities, Inc. other | Transamerica Financial Advisors, LLC other | Other | Jan 17, 2014 | Jan 22, 2014 |
| Roxane Kay Miller | Fifth Third Securities, Inc. other | Lincoln Investment other | Other | Jan 17, 2014 | Jan 27, 2014 |
| Jeffrey Krug | Fifth Third Securities, Inc. other | Lanark Financial, Inc. other | Other | Jan 10, 2014 | Jan 15, 2014 |
| Rebecca Mayer Hern | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | Jan 10, 2014 | Jan 21, 2014 |
| Daniel Gray Mceachern | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jan 10, 2014 | Jan 9, 2014 |
| Jim A. Jarvis | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Jan 10, 2014 | Jan 14, 2014 |
| Andrew Lenart | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Jan 10, 2014 | Sep 14, 2016 (978 d) |
| Shaun Eck | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 13, 2013 | Dec 10, 2013 |
| Jennifer Mackenzie | Fifth Third Securities, Inc. other | Principal Securities, Inc. BD affiliated | Other | Dec 13, 2013 | May 8, 2018 (1607 d) |
| Benjamin Rhett Fordham | Fifth Third Securities, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Dec 6, 2013 | Dec 10, 2013 |
| Rachael Lynn Schaffer | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | Nov 15, 2013 | Nov 13, 2013 |
| John Anthony Ballew | Fifth Third Securities, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Nov 15, 2013 | Jan 16, 2014 (62 d) |
| Yadira Salinas Garcia | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | Nov 15, 2013 | Nov 13, 2013 |
| Michael Scott Swann | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Nov 8, 2013 | Sep 13, 2016 (1040 d) |
| Michael Sean Burke | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Nov 8, 2013 | Nov 4, 2013 |
| Robert Hugh Maiocco | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Oct 18, 2013 | Oct 17, 2013 |
| Joshua Lee Linton | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Oct 18, 2013 | Oct 15, 2013 |
| Connor Louis Smith | Fifth Third Securities, Inc. other | Scottrade Investment Management other | Other | Oct 18, 2013 | Jan 27, 2017 (1197 d) |
| Hitesh Ghangus | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Sep 27, 2013 | Sep 18, 2013 |
| Drew Harshaw | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Sep 13, 2013 | Sep 13, 2013 |
| Thomas Zimmer | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 6, 2013 | Oct 23, 2013 (47 d) |
| Laura Groves | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | Sep 6, 2013 | Sep 30, 2013 |
| Ursula Mcallister Strong | Fifth Third Securities, Inc. other | Edward Jones national BD | Other | Sep 6, 2013 | Jul 8, 2022 (3227 d) |
| Brett Canarelli | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Aug 30, 2013 | Sep 10, 2013 |
| Scott Timothy Simon | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Aug 23, 2013 | Aug 16, 2013 |
| Steven Edward Farris | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Aug 23, 2013 | Aug 16, 2013 |
| Charles Smith | Fifth Third Securities, Inc. other | Bb&T Securities, LLC other | Other | Aug 16, 2013 | Aug 16, 2013 |
| Amy Jensen Datema | Fifth Third Securities, Inc. other | Asset & Financial Planning, Ltd other | Other | Aug 9, 2013 | Sep 24, 2013 (46 d) |
| Douglas Frederick Brymer | Fifth Third Securities, Inc. other | Highpoint Advisor Group, LLC other | Other | Aug 2, 2013 | Aug 13, 2013 |
| Frank Leslie Haviland | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Aug 2, 2013 | Aug 1, 2013 |
| David Lee Swanson | Fifth Third Securities, Inc. other | Highpoint Advisor Group, LLC other | Other | Aug 2, 2013 | Aug 13, 2013 |
| Dirk Alden Brown | Fifth Third Securities, Inc. other | Investors Capital Advisory other | Other | Jul 12, 2013 | Jul 18, 2013 |
| Bradley Allen Williams | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 5, 2013 | Jun 28, 2013 |
| Robert M Palmer | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Jul 5, 2013 | Sep 13, 2016 (1166 d) |
| Ron Franklin Linton | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Jun 28, 2013 | Jun 26, 2013 |