DFX Intelligence
Advisor moves
Departures from LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jada Rain Cardwell | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Apr 24, 2026 |
| Xiuyuan Li | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 26, 2026 | Mar 16, 2026 |
| Madelyn Malczewski | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2026 | Mar 5, 2026 |
| Thomas J Croghan | LPL Financial LLC BD affiliated | Rail-Splitter Capital Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 24, 2026 | Mar 23, 2026 |
| Bedford Forrest Kirkland | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Mar 16, 2026 |
| John James Chichester | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2026 | Mar 13, 2026 |
| Daria Marie Mack | LPL Financial LLC BD affiliated | Rail-Splitter Capital Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 24, 2026 | Mar 13, 2026 |
| Charles Frederick Gore II | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Mar 17, 2026 |
| Rosemary Carolina Abreu | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Mar 16, 2026 |
| Loren D Cunnington | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Mar 9, 2026 |
| Charles E Ward | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Mar 17, 2026 |
| Gary B Hessert | LPL Financial LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 23, 2026 | May 15, 2026 (53 d) |
| Jared Stephen Arn | LPL Financial LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Feb 27, 2026 |
| Cory Jay Miner | LPL Financial LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Mar 18, 2026 |
| Andrew Alan Waggoner | LPL Financial LLC BD affiliated | Core Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2026 | Mar 23, 2026 |
| Charles Vanlear Hoback | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2026 | Apr 17, 2026 |
| Zachary Scott Ford | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Mar 26, 2026 |
| John Cerulli | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Mar 3, 2026 |
| Mimie Yoon Lee | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Jun 15, 2026 (89 d) |
| Katherine Ann Stellflue | LPL Financial LLC BD affiliated | Visionary Horizons, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2026 | Mar 17, 2026 |
| Nicholas Richard Bronson | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Mar 9, 2026 |
| Joseph Steven Cates | LPL Financial LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2026 | Mar 11, 2026 |
| Carla A. Regina | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2026 | Jun 25, 2026 (100 d) |
| Laura P Scholz | LPL Financial LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Mar 19, 2026 |
| Noah Marckwardt | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2026 | Sep 1, 2026 (168 d) |
| Christopher Ranjo Rafanan | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2026 | Mar 26, 2026 |
| Christopher Hathaway | LPL Financial LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 23, 2026 |
| Malcolm Charles Beard | LPL Financial LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 13, 2026 | May 13, 2026 (61 d) |
| Mary K Setter | LPL Financial LLC BD affiliated | Lawley Retirement Advisors institutional | Other | Mar 13, 2026 | Dec 17, 2025 |
| Joshua Jacob Hunt | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 23, 2026 |
| Lucas Mark Sheehan | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 13, 2026 | May 18, 2026 (66 d) |
| Taylor William Matthews | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2026 | Apr 22, 2026 (40 d) |
| Frank E Bugaris | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 2, 2026 |
| Kunpeng Wang | LPL Financial LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 27, 2026 |
| Marshall D Chasek | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 16, 2026 |
| Jeremy Barr | LPL Financial LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Aug 25, 2026 (167 d) |
| Ryan David Furstenau | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 9, 2026 |
| Douglas P Geron | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 2, 2026 |
| Tyler Ross Lindsay | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 9, 2026 |
| Joshua Lucas Johnson | LPL Financial LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2026 | May 8, 2026 (59 d) |
| John Cabala | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Feb 27, 2026 |
| Kyle Buffo | LPL Financial LLC BD affiliated | Mission Wealth Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Mar 11, 2026 |
| Seth Chavez | LPL Financial LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 8, 2026 | May 28, 2026 (81 d) |
| Jacqueline Michelle Waterworth | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Aug 7, 2026 (154 d) |
| Andrew Hamsher | LPL Financial LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 25, 2026 |
| Christopher Ara Markarian | LPL Financial LLC BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Jun 15, 2026 (101 d) |
| John Ladick | LPL Financial LLC BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Sep 3, 2026 (181 d) |
| Jamie Lynn Wice | LPL Financial LLC BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Aug 25, 2026 (172 d) |
| James Anthony Ward | LPL Financial LLC BD affiliated | Bcg Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Apr 1, 2026 |
| James W Gibson | LPL Financial LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 27, 2026 |
| Joseph Capone | LPL Financial LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Mar 10, 2026 |
| Joseph W Adams | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Feb 27, 2026 |
| Joshua Patrick Helvie | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Feb 13, 2026 |
| Cynthia Ann Galloway | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Feb 27, 2026 |
| Gordon Rhoads | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Feb 27, 2026 |
| Aaron Robert Hight | LPL Financial LLC BD affiliated | Langley Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Feb 24, 2026 |
| Joseph Black Elliott | LPL Financial LLC BD affiliated | Independence Square Holdings, LLC no RAUM | Other | Mar 4, 2026 | Jul 2, 2019 |
| Ashley Barthelette | LPL Financial LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Jul 30, 2026 (148 d) |
| Bradley Lammert Bauer | LPL Financial LLC BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 9, 2026 |
| Andrew T Dodds | LPL Financial LLC BD affiliated | Dodds Wealth Management Group unclassified | Other | Mar 3, 2026 | Sep 14, 2004 |
11,287 moves match.