DFX Intelligence

RIA Intelligence

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian D HersheyJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 19, 2025Aug 18, 2025
David R ShivelyJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 19, 2025Aug 26, 2025
Andrew Jacob GomezJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 19, 2025Sep 12, 2025
Devin OrrJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 19, 2025Sep 11, 2025
Diana Gislet Contreras PerezJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 19, 2025Jun 29, 2026 (314 d)
Andrew David NicelyJ.P. Morgan Securities LLC wirehouseFrost Investment Services BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2025Aug 19, 2025
Christine FongJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2025Aug 29, 2025
Madeline MahoneyJ.P. Morgan Securities LLC wirehouseRobinhood Asset Management independent RIAWirehouse to independent RIAAug 17, 2025Sep 11, 2025
Hillman Kye MccannJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2025Aug 18, 2025
Aric S. BuckJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 15, 2025Aug 19, 2025
Christian HydeJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 15, 2025Sep 23, 2025 (39 d)
Lacie Laurraine Lynn MatthewsJ.P. Morgan Securities LLC wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankAug 15, 2025Nov 3, 2025 (80 d)
Sandor PetrovicsJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 14, 2025Sep 10, 2025
Jesus AndradeJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 14, 2025Sep 10, 2025
Milagritos Cecilia SosnaJ.P. Morgan Securities LLC wirehouseTd Private Client Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 13, 2025Apr 24, 2026 (254 d)
Sasha Lia PoulosJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 13, 2025Dec 1, 2025 (110 d)
Christina HartfieldJ.P. Morgan Securities LLC wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 13, 2025Sep 3, 2025
Bruce Arthur GalbraithJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 13, 2025Oct 13, 2025 (61 d)
Logan DawesJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 13, 2025Sep 8, 2025
Angelina J YuJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 13, 2025Jul 13, 2026 (334 d)
David Michael CarterJ.P. Morgan Securities LLC wirehouseJ.J. Burns & Company independent RIAWirehouse to independent RIAAug 12, 2025Oct 15, 2025 (64 d)
Grant BartlettJ.P. Morgan Securities LLC wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankAug 12, 2025Mar 2, 2026 (202 d)
Soumyalakshmi ParasuramanJ.P. Morgan Securities LLC wirehouseGriffin Black, LLC independent RIAWirehouse to independent RIAAug 12, 2025Sep 5, 2025
Arvind S. RamakrishnanJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 11, 2025Aug 21, 2025
Alexander H. HamrickJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 11, 2025Oct 6, 2025 (56 d)
Yuying LeiJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 11, 2025Aug 21, 2025
Patricia KaplanJ.P. Morgan Securities LLC wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 10, 2025Oct 1, 2025 (52 d)
Brandon M. LoveJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseAug 10, 2025Aug 8, 2025
Galit Ben-JosephJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 10, 2025Aug 8, 2025
Sean E VappieJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankAug 10, 2025Aug 8, 2025
Zulema RomoJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherAug 10, 2025Mar 19, 2026 (221 d)
Matthew BrombergJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 10, 2025Aug 8, 2025
Amir ModarresJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 10, 2025Aug 28, 2025
Grace ChehanskyJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 8, 2025Sep 2, 2025
Rafi Jon NazarianJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 8, 2025Aug 11, 2025
Joshua Hansol SuhJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 8, 2025Aug 13, 2025
John Eric MooreJ.P. Morgan Securities LLC wirehouseOakbourne Advisors independent RIAWirehouse to independent RIAAug 6, 2025Sep 11, 2025 (36 d)
Jagruti MakwanaJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2025Nov 5, 2025 (92 d)
Robert LopezJ.P. Morgan Securities LLC wirehouseAdvisory Services Network independent RIAWirehouse to independent RIAAug 5, 2025Aug 4, 2025
Ridhima ChadhaJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherAug 5, 2025Sep 1, 2025
John CroninJ.P. Morgan Securities LLC wirehouseBluechip Wealth Advisors LLC independent RIAWirehouse to independent RIAAug 5, 2025Aug 15, 2025
Aniyah PayneJ.P. Morgan Securities LLC wirehouseDavenport & Company LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2025Sep 8, 2025 (34 d)
Mark Alan LandskronerJ.P. Morgan Securities LLC wirehousePrimerica Advisors national BDWirehouse to affiliated broker-dealer or bankAug 4, 2025Nov 12, 2025 (100 d)
Matthew ParkerJ.P. Morgan Securities LLC wirehouseValeo Financial Advisors, LLC independent RIAWirehouse to independent RIAAug 4, 2025Aug 25, 2025
Danielle Anne HoldenJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 3, 2025Sep 22, 2025 (50 d)
Hieu Thi DonahueJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankAug 3, 2025Aug 1, 2025
Joshua Jay MccordJ.P. Morgan Securities LLC wirehouseStephens BD affiliatedWirehouse to affiliated broker-dealer or bankAug 3, 2025Aug 1, 2025
Edward S. ValestinJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherAug 3, 2025Sep 30, 2025 (58 d)
Jaron LaunerJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankAug 3, 2025Dec 16, 2025 (135 d)
Jack HamJ.P. Morgan Securities LLC wirehouseGranville Capital, Inc. mixed wealthWirehouse to independent RIAAug 3, 2025Aug 12, 2025
Lucas Weber KlostermanJ.P. Morgan Securities LLC wirehouseSequoia Financial Group, L.L.C. independent RIAWirehouse to independent RIAAug 3, 2025Aug 8, 2025
Renee Eppley JohnsonJ.P. Morgan Securities LLC wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 1, 2025Oct 22, 2025 (82 d)
Robert ParkJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 1, 2025Aug 5, 2025
Nicholas L LangerJ.P. Morgan Securities LLC wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 1, 2025Oct 2, 2025 (62 d)
Sandra EsquedaJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 1, 2025Aug 25, 2025
Katharine Lynn NewellJ.P. Morgan Securities LLC wirehousePainted Porch Advisors LLC independent RIAWirehouse to independent RIAJul 31, 2025Oct 8, 2025 (69 d)
Jacob CuenyJ.P. Morgan Securities LLC wirehouseCaptrust institutionalOtherJul 31, 2025Sep 2, 2025 (33 d)
Mark StofkoJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 30, 2025Dec 10, 2025 (133 d)
Francisco Domingo Saavedra PicJ.P. Morgan Securities LLC wirehouseNationwide Investment Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 30, 2025Dec 26, 2025 (149 d)
Tonya S. HutchisonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 29, 2025Aug 6, 2025
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6,995 moves match.