DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,668 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Roy Mowery | Brookstone Wealth Advisors, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 16, 2020 | Oct 29, 2020 (43 d) |
| Kolby Paul Blatchford | Sagepoint Financial, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2020 | Oct 13, 2020 |
| Luis Daniel Negron | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Sep 14, 2020 |
| Andrew Michael Vittoria | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2020 | Jun 26, 2024 (1387 d) |
| Adam Fallert | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Sep 1, 2020 |
| William Duncan Mcnally | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 3, 2020 |
| Omega James Mcintosh | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2020 | Dec 10, 2021 (466 d) |
| Wesley Gary Gunter | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2020 | Nov 23, 2020 (87 d) |
| Chad Ross Allen | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2020 | Nov 3, 2020 (68 d) |
| James Dean Ramirez | Northern Trust Investments, Incorporated asset manager | Pruco Securities, LLC BD affiliated | Other | Aug 24, 2020 | Oct 17, 2024 (1515 d) |
| Donald Alan Armstrong | M&T Securities, Inc. unclassified | Pruco Securities, LLC BD affiliated | Other | Aug 24, 2020 | Aug 12, 2020 |
| Steven J Mattern | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Nov 10, 2020 (78 d) |
| Li Ping Cytrynowicz | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Sep 22, 2020 |
| Janet Louise Morris | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 31, 2020 |
| Christopher Scott Barthel | Thurston Springer Financial BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2020 | Aug 24, 2020 |
| Seth David Freeman | Nationwide Investment Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Jun 21, 2022 (676 d) |
| William Snyder | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2020 | Aug 12, 2020 |
| Maurice Oliver Lounds | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2020 | Aug 31, 2020 |
| Carrie Ann Simmons | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2020 | Apr 7, 2022 (605 d) |
| Frank Stewart Mcgovern | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Aug 6, 2020 | Sep 15, 2020 (40 d) |
| Daniel R Callahan | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Jun 13, 2024 (1413 d) |
| Peter D. Kelly | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2020 | Sep 22, 2020 (54 d) |
| Kevne Lea Sharpe | Forta Financial Group, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2020 | May 28, 2020 |
| James Patrick Ulman | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jul 22, 2020 |
| Joshua Daniel Mcmahon | Voya Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Oct 13, 2020 (88 d) |
| Travis Thielges | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | May 6, 2024 (1389 d) |
| Michael Philip Kriechbaum | Retirementadvice | Jka independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2020 | Nov 5, 2019 |
| Brennen Michael Przybysz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2020 | Aug 11, 2020 |
| Brenda Louise Labar | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2020 | Jul 21, 2020 |
| Justin Henry Boucher | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2020 | Feb 25, 2021 (232 d) |
| Maria Victoria Sarthou Fought | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jul 8, 2020 |
| Don Howard Hart | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Oct 5, 2021 (455 d) |
| Michael James Oneill | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jun 30, 2020 | Oct 12, 2022 (834 d) |
| Thomas P. Murray | Regal Investment Advisors LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2020 | Nov 23, 2020 (147 d) |
| James Neal Turner | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 26, 2020 |
| Benjamin Louis Gelt | Mcadam LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2020 | Nov 24, 2020 (153 d) |
| Bradley Burton | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2020 | Nov 27, 2020 (158 d) |
| Jenni Zhi Kimber | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2020 | Nov 23, 2020 (157 d) |
| John Allen Pilkinton | Usaa Investment Services Company no RAUM | Pruco Securities, LLC BD affiliated | Other | Jun 16, 2020 | Oct 7, 2020 (113 d) |
| William Jason Orr | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2020 | Jun 17, 2020 |
| Kyle Ciotti | Virtue Capital Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2020 | Aug 25, 2020 (70 d) |
| Christopher Mark Burnette | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jun 15, 2020 | Jun 23, 2020 |
| Shannon Taylor | Swbc Investment Company mixed wealth | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2020 | Jul 7, 2020 |
| Jonathan Mays | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2020 | May 11, 2022 (701 d) |
| Marcos Guillermo Ubinas | Hsbc Securities (USA) Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Nov 12, 2020 (160 d) |
| Michael Timothy Oswald | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | Jun 2, 2020 |
| Jonathan Lee Warner | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2020 | Aug 17, 2022 (810 d) |
| Charles Edwin Sobocinski | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2020 | May 19, 2020 |
| Sonya Johnson Troullier | Wealth Development Strategies Investment Advisory, Inc. state registered | Pruco Securities, LLC BD affiliated | Other | May 28, 2020 | Jun 1, 2020 |
| Stephen Francis Shelvey | Fisher Investments independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2020 | Dec 8, 2020 (201 d) |
| Meredith Anne Mussmann | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2020 | Jan 13, 2021 (238 d) |
| Carolyn Vertovec | Fisher Investments independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2020 | Jul 23, 2020 (69 d) |
| Karen Elaine Winblade | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2020 | May 5, 2020 |
| Alexander Thomas Johnson | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | Nov 2, 2023 (1270 d) |
| Kenneth Menezes | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | May 28, 2020 |
| Paul Blake Giusti | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2020 | May 4, 2020 |
| Shane Davis | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | May 5, 2020 | Jul 30, 2020 (86 d) |
| Jacob Sang Wook Lee | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2020 | May 22, 2020 |
| Daniel Allen Weingartner | Td Ameritrade, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Apr 28, 2020 | May 12, 2020 |
| Charlotte Huger | Mcadam LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2020 | Aug 5, 2020 (103 d) |