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RIA Intelligence

Advisor moves

Arrivals at Columbia Management Investment Advisers, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jared Robert Cullivan	Beaumont Financial Partners LLC other	Columbia Management Investment Advisers, LLC other	Other	May 15, 2017	Jun 6, 2017
Christopher Sean Kerwin	Lord, Abbett & Co. LLC other	Columbia Management Investment Advisers, LLC other	Other	Apr 25, 2017	Jul 10, 2017 (76 d)
Connor Long	Lord, Abbett & Co. LLC other	Columbia Management Investment Advisers, LLC other	Other	Mar 22, 2017	Apr 24, 2017 (33 d)
Bradford Cadigan	Eaton Vance Management other	Columbia Management Investment Advisers, LLC other	Other	Mar 9, 2017	Apr 12, 2017 (34 d)
George Herbert Norcross	Congress Asset Management Company, Llp other	Columbia Management Investment Advisers, LLC other	Other	Dec 7, 2016	Sep 21, 2016
Joel Mckinnon Defelice	Morgan Stanley wirehouse	Columbia Management Investment Advisers, LLC other	Other	Jul 30, 2016	Jul 27, 2016
Michael Devin Sutter	New York Life Investment Management LLC other	Columbia Management Investment Advisers, LLC other	Other	Jul 5, 2016	Jan 17, 2017 (196 d)
Scott James Brady	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Columbia Management Investment Advisers, LLC other	Other	May 24, 2016	Jun 9, 2016
Stephen Dominick Decherico	Neuberger Berman Bd LLC other	Columbia Management Investment Advisers, LLC other	Other	Dec 1, 2015	Dec 7, 2015
Frederick M. Vicario	Wells Fargo Advisors wirehouse	Columbia Management Investment Advisers, LLC other	Other	Jul 29, 2015	Aug 18, 2015
Noel Wells Doiron	Neuberger Berman Bd LLC other	Columbia Management Investment Advisers, LLC other	Other	Jul 27, 2015	Jul 31, 2015
Matthew Thomas Walker	Osaic Institutions, Inc. other	Columbia Management Investment Advisers, LLC other	Other	Jul 23, 2015	Sep 2, 2015 (41 d)
James Frederick Bumpus	Putnam Investment Management, LLC other	Columbia Management Investment Advisers, LLC other	Other	Jul 13, 2015	Aug 25, 2015 (43 d)
David Vincent Pezzella	UBS Financial Services Inc. wirehouse	Columbia Management Investment Advisers, LLC asset manager	Other	Jun 12, 2015	Jul 24, 2018 (1138 d)
Daniel Patrick O'Shea	Independent Financial Partners other	Columbia Management Investment Advisers, LLC other	Other	May 29, 2015	May 29, 2015
Kevin O'Connell	Signator Investors, Inc. other	Columbia Management Investment Advisers, LLC other	Other	May 28, 2015	Jun 16, 2015
Shawn Malen Young Eagle	Strategic Advisers LLC national BD	Columbia Management Investment Advisers, LLC other	Other	Apr 15, 2015	May 12, 2015
Adam Stanley Novak	Nfp Advisor Services, LLC other	Columbia Management Investment Advisers, LLC other	Other	Apr 1, 2015	Apr 7, 2015
Daniel Patrick Haskins	Manulife Investment Management (US) LLC other	Columbia Management Investment Advisers, LLC other	Other	Mar 13, 2015	Oct 4, 2016 (571 d)
Carmen Hui	Wells Fargo Advisors wirehouse	Columbia Management Investment Advisers, LLC other	Other	Jan 8, 2015	Jan 14, 2015
Colby Bates	Strategic Advisers LLC national BD	Columbia Management Investment Advisers, LLC other	Other	Oct 6, 2014	Oct 27, 2014
Lauren Mary Byrne	Fifth Third Securities, Inc. other	Columbia Management Investment Advisers, LLC other	Other	Sep 8, 2014	Oct 6, 2014
John Batista Pannozzo	New York Life Investment Management LLC other	Columbia Management Investment Advisers, LLC other	Other	Jun 2, 2014	Jun 6, 2014
Richard Douglas Fernandes Faria	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Columbia Management Investment Advisers, LLC other	Other	May 5, 2014	Jul 24, 2017 (1176 d)
Peter Mark L'Italien	Neuberger Berman Bd LLC other	Columbia Management Investment Advisers, LLC other	Other	Nov 26, 2013	Dec 16, 2013
Patrick Matthew Flynn	Edward Jones national BD	Columbia Management Investment Advisers, LLC other	Other	Oct 30, 2013	Feb 3, 2017 (1192 d)
Joel Aaron Schiffman	Lord, Abbett & Co. LLC other	Columbia Management Investment Advisers, LLC other	Other	May 23, 2013	Sep 3, 2013 (103 d)
Daniel R Adams	Morgan Stanley wirehouse	Columbia Management Investment Advisers, LLC other	Other	Nov 6, 2012	Nov 13, 2012
Andrea Francesca Bartolo	Centerpoint Advisors, LLC other	Columbia Management Investment Advisers, LLC other	Other	Jun 11, 2012	Mar 31, 2015 (1023 d)
Matthew William Rodrigue	Cadinha & Co LLC other	Columbia Management Investment Advisers, LLC other	Other	May 15, 2012	Nov 13, 2012 (182 d)
Marc Claude Zeitoun	Guggenheim Investments other	Columbia Management Investment Advisers, LLC other	Other	May 7, 2012	May 15, 2017 (1834 d)
Joseph Thomas Hake	J.P. Morgan Securities LLC wirehouse	Columbia Management Investment Advisers, LLC asset manager	Other	Jan 12, 2012	Oct 7, 2022 (3921 d)
John Babnik	Salient Capital Advisors, LLC other	Columbia Management Investment Advisers, LLC other	Other	Jan 5, 2012	Jun 6, 2012 (153 d)
Patrick Joseph Connors	Touchstone Advisors Inc other	Columbia Management Investment Advisers, LLC other	Other	Oct 6, 2011	Oct 3, 2011
David R Densmore	Morgan Stanley wirehouse	Columbia Management Investment Advisers, LLC other	Other	Sep 26, 2011	Oct 4, 2011
Christopher Hale Stoner	Lmcg Investments, LLC other	Columbia Management Investment Advisers, LLC other	Other	Sep 20, 2011	Nov 15, 2011 (56 d)
Steven L Spurling	Principal Securities, Inc. other	Columbia Management Investment Advisers, LLC other	Other	Jul 11, 2011	Jul 13, 2011
Peter Thurston Malone	Allspring Funds Management, LLC other	Columbia Management Investment Advisers, LLC other	Other	May 19, 2011	Jun 2, 2011
Adam Wescott Graves	Manning & Napier Advisory Advantage Company, LLC other	Columbia Management Investment Advisers, LLC other	Other	May 13, 2011	May 16, 2011
Brian M Lomedico	Equitable Advisors, LLC national BD	Columbia Management Investment Advisers, LLC other	Other	Jan 7, 2011	Jan 13, 2011
Kurt Kenneth Blanz	Clearbridge Investments, LLC other	Columbia Management Investment Advisers, LLC other	Other	Sep 17, 2010	Sep 28, 2010
Scott Warren Lytle	Waddell & Reed other	Columbia Management Investment Advisers, LLC asset manager	Other	Sep 8, 2010	Apr 27, 2026 (5710 d)
Adam Daniel Bortolussi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Columbia Management Investment Advisers, LLC other	Other	Jul 19, 2010	Aug 27, 2010 (39 d)
Jeffrey A Frederick	Morgan Stanley wirehouse	Columbia Management Investment Advisers, LLC other	Other	Jul 9, 2010	Aug 22, 2011 (409 d)
Jay Graham Mcandrew	Alliancebernstein L.P. other	Columbia Management Investment Advisers, LLC asset manager	Other	Jan 5, 2010	Jul 30, 2018 (3128 d)
Benjamin Lewis Kunzler	J.P. Morgan Investment Management Inc. other	Columbia Management Investment Advisers, LLC asset manager	Other	Nov 10, 2009	Mar 5, 2026 (5959 d)
Preston S Wright	Banc Of America Investment Services, Inc. unclassified	Columbia Management Investment Advisers, LLC other	Other	Mar 26, 2009	Nov 10, 2010 (594 d)
Robert Moody	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Columbia Management Investment Advisers, LLC other	Other	Feb 12, 2009	Jun 15, 2010 (488 d)
Samantha Ann Magnuson	RBC Capital Markets, LLC national BD	Columbia Management Investment Advisers, LLC other	Other	Sep 23, 2008	Nov 3, 2008 (41 d)
Michael Adam Greenberg	UBS Financial Services Inc. wirehouse	Columbia Management Investment Advisers, LLC other	Other	May 14, 2008	Nov 11, 2008 (181 d)
Jillian Hoffman	Transamerica Financial Advisors, LLC other	Columbia Management Investment Advisers, LLC other	Other	Apr 28, 2008	Apr 21, 2010 (723 d)
Todd Lyle Guennigsmann	LPL Financial LLC other	Columbia Management Investment Advisers, LLC other	Other	Mar 5, 2008	Nov 12, 2008 (252 d)
John D Baka	Calamos Advisors LLC other	Columbia Management Investment Advisers, LLC other	Other	Nov 20, 2007	Nov 12, 2008 (358 d)
Jerry Bryce Hanley	Ameriprise Financial Services, LLC national BD	Columbia Management Investment Advisers, LLC other	Other	Oct 26, 2007	Nov 12, 2008 (383 d)
Dustin Paulfred Kanode	Allianz Global Investors Managed Accounts LLC other	Columbia Management Investment Advisers, LLC asset manager	Other	Aug 17, 2007	Jan 4, 2023 (5619 d)
Wayne Christopher Cummings	Morgan Stanley & Co. LLC unclassified	Columbia Management Investment Advisers, LLC other	Other	May 25, 2007	Mar 24, 2011 (1399 d)
Mark David Hollick	Amundi Pioneer Institutional Asset Management, Inc. other	Columbia Management Investment Advisers, LLC other	Other	Apr 2, 2007	Nov 12, 2008 (590 d)
Scott J Clements	Amundi Pioneer Institutional Asset Management, Inc. other	Columbia Management Investment Advisers, LLC other	Other	Mar 22, 2007	Nov 12, 2008 (601 d)
Shawn Phillip Walsh	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Columbia Management Investment Advisers, LLC other	Other	Mar 2, 2007	Nov 26, 2008 (635 d)
Jeffrey Gordon Kluve	Portfolio Strategies Inc other	Columbia Management Investment Advisers, LLC other	Other	Feb 23, 2007	Jun 25, 2009 (853 d)

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127 moves match.