Arrivals at Nfsg Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Betsy Lou Whipple	Msh Capital Advisors LLC independent RIA	Nfsg Corporation other	Other	Mar 20, 2018	Mar 28, 2018
Curtis C Randle El	International Assets Investment Management, LLC other	Nfsg Corporation BD affiliated	Other	Feb 26, 2018	Jun 6, 2018 (100 d)
Anthony William Peluso	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Nfsg Corporation BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 18, 2017	Nov 13, 2019 (725 d)
Thomas John Avery	Equitable Advisors, LLC national BD	Nfsg Corporation BD affiliated	Affiliated broker-dealer or bank to another	Oct 30, 2017	Oct 24, 2022 (1820 d)
Jeffrey Lewis Eglow	Truist Advisory Services, Inc. other	Nfsg Corporation other	Other	Sep 6, 2017	Dec 11, 2017 (96 d)
Terry John Hastings	Charles Schwab & Co., Inc. national BD	Nfsg Corporation BD affiliated	Affiliated broker-dealer or bank to another	Jul 24, 2017	Mar 22, 2019 (606 d)
Gabriel Martin Antuna	Andrew Garrett, Inc. other	Nfsg Corporation other	Other	Jul 17, 2017	Jul 26, 2017
Xavier Patino	J.P. Morgan Securities LLC wirehouse	Nfsg Corporation other	Other	May 5, 2017	Sep 6, 2017 (124 d)
Giovanni Anthony Buzzetta	B. Riley Wealth Advisors, Inc. other	Nfsg Corporation other	Other	Apr 13, 2017	May 10, 2017
Gilbert Michael Sabatka	Berthel Fisher & Company Financial Services, Inc. other	Nfsg Corporation other	Other	Dec 21, 2016	Dec 19, 2016
Kai Chong Cheng	Affinity Capital Management LLC unclassified	Nfsg Corporation BD affiliated	Other	Dec 16, 2016	Nov 7, 2018 (691 d)
Derek A Miser	Dauble+Worthington Equity Portfolios state registered	Nfsg Corporation other	Other	Oct 11, 2016	Oct 17, 2016
David P Calderon	Wells Fargo Advisors wirehouse	Nfsg Corporation other	Other	Aug 17, 2016	Sep 7, 2016
Jesse Julian Griffin	Vsr Advisory Services other	Nfsg Corporation other	Other	Jul 14, 2016	Aug 19, 2016 (36 d)
Nicholas Michael Giallourakis	Vsr Advisory Services other	Nfsg Corporation other	Other	Jun 30, 2016	Jul 8, 2016
Robert Charles Bragg	Vsr Advisory Services other	Nfsg Corporation other	Other	Jun 20, 2016	Dec 2, 2016 (165 d)
Graham Edward Macneill	Bok Financial Advisors other	Nfsg Corporation other	Other	Apr 19, 2016	Mar 1, 2017 (316 d)
Ivan Richard Gefen	Morgan Stanley wirehouse	Nfsg Corporation other	Other	Mar 23, 2016	Apr 22, 2016
Daniel M. Song	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Nfsg Corporation other	Other	Oct 30, 2015	Nov 16, 2015
David Robert Zoellner	J P Turner & Company Capital Management, LLC other	Nfsg Corporation other	Other	Oct 22, 2015	Nov 2, 2015
Jennifer Dorfman	Ameriprise Financial Services, LLC national BD	Nfsg Corporation BD affiliated	Affiliated broker-dealer or bank to another	Aug 26, 2015	Apr 30, 2019 (1343 d)
Tyler Thomas Bashaw	Avalon state registered	Nfsg Corporation other	Other	Jun 16, 2015	Sep 17, 2015 (93 d)
Timothy Daniel June	Chancellor Financial Group Wb LP no RAUM	Nfsg Corporation other	Other	May 7, 2015	May 18, 2015
Elvis Amable Rodriguez	International Assets Investment Management, LLC other	Nfsg Corporation other	Other	Jan 15, 2015	Jan 2, 2015
Sterling Vaughn Louviere	First Allied Advisory Services, Inc. other	Nfsg Corporation other	Other	Sep 19, 2014	Aug 12, 2014
Walter Paul Priebe	Investacorp Advisory Services Inc other	Nfsg Corporation other	Other	Jul 1, 2014	Dec 3, 2014 (155 d)
Kenneth Joseph Arena	Ameriprise Financial Services, LLC national BD	Nfsg Corporation other	Other	May 12, 2014	Jun 3, 2014
Lawrence Sheldon Steinberg	Berthel Fisher & Company Financial Services, Inc. other	Nfsg Corporation other	Other	Jan 16, 2014	May 23, 2014 (127 d)
Pamela Boodhoo	Bb&T Investment Services, Inc. no RAUM	Nfsg Corporation other	Other	Sep 19, 2013	Oct 21, 2013 (32 d)
Richard Eugene Griffin	Osaic Fa, Inc. other	Nfsg Corporation other	Other	Jul 19, 2013	Jul 27, 2015 (738 d)
Catherine Mae Milano	Cbg Wealth Management unclassified	Nfsg Corporation other	Other	Jul 2, 2013	Dec 18, 2013 (169 d)
Philip Frank Rutigliano	Pnc Wealth Management other	Nfsg Corporation BD affiliated	Other	May 21, 2013	Jun 8, 2023 (3670 d)
Kevin Jason Nashbar	Calton & Associates, Inc. other	Nfsg Corporation other	Other	Jan 2, 2013	May 2, 2014 (485 d)
Edward Biers	Summit Financial Group Inc other	Nfsg Corporation other	Other	May 14, 2012	Jun 7, 2012
James Todd Newton	Tca Financial Group, LLC unclassified	Nfsg Corporation other	Other	Jan 4, 2012	Feb 28, 2012 (55 d)
Stuart Lawrence Brisgel	Morgan Stanley wirehouse	Nfsg Corporation other	Other	Nov 9, 2011	Jan 18, 2012 (70 d)
Joshua Zillmer	Pnc Wealth Management other	Nfsg Corporation other	Other	Jul 26, 2011	Jan 11, 2012 (169 d)
James Andrew Barnash	Cincinnati Analysts, Inc other	Nfsg Corporation other	Other	Jun 9, 2011	Aug 13, 2012 (431 d)
Timothy Daniel June	Janney Montgomery Scott LLC other	Nfsg Corporation other	Other	May 31, 2011	May 17, 2011
Bruce Lee Musselman	Brewer Investment Advisors LLC unclassified	Nfsg Corporation other	Other	Nov 5, 2010	Jan 24, 2011 (80 d)
Kerri Jamison Brutto	Commerce Wealth Advisers, LLC other	Nfsg Corporation other	Other	Oct 25, 2010	Nov 10, 2010
Mark William Karstrom	Chicago Investment Group Advisors, LLC unclassified	Nfsg Corporation other	Other	Jul 19, 2010	Jul 6, 2010
James Patrick Lynch	Chicago Investment Group Advisors, LLC unclassified	Nfsg Corporation other	Other	Jul 19, 2010	Jul 6, 2010
Dennis Michael Zator	Chicago Investment Group Advisors, LLC unclassified	Nfsg Corporation other	Other	Jul 19, 2010	Jul 6, 2010
Anthony Joseph Caputo	Garden State Investment Advisory Services, LLC other	Nfsg Corporation other	Other	Jun 17, 2010	Sep 2, 2009
Harry T Rakovski	Chase Investment Services Corp. other	Nfsg Corporation other	Other	Mar 17, 2010	May 10, 2010 (54 d)
Julie Lynn Russell	Sagepoint Financial, Inc. other	Nfsg Corporation other	Other	Nov 3, 2009	Dec 10, 2009 (37 d)
Alexander Quinton Graham	Ameriprise Financial Services, LLC national BD	Nfsg Corporation other	Other	Oct 14, 2009	Nov 2, 2009
Eric Jason Fields	Chicago Investment Group, LLC unclassified	Nfsg Corporation other	Other	Sep 4, 2009	Jul 6, 2010 (305 d)
Gregory Romanczuk	Chicago Investment Group, LLC unclassified	Nfsg Corporation other	Other	Sep 4, 2009	Jul 6, 2010 (305 d)
Vincent Keith Annable	Compak Asset Management other	Nfsg Corporation other	Other	Jul 9, 2009	Nov 3, 2009 (117 d)
Andrew Raskin	UBS Financial Services Inc. wirehouse	Nfsg Corporation other	Other	May 13, 2009	May 28, 2009
Peggy Ann Kelleher	UBS Financial Services Inc. wirehouse	Nfsg Corporation other	Other	May 13, 2009	May 21, 2009
Linda Bumbalo	Blackrock Financial Management, Inc other	Nfsg Corporation BD affiliated	Other	Apr 2, 2009	Aug 2, 2018 (3409 d)
Humberto Lopez	Stanford Group Company unclassified	Nfsg Corporation other	Other	Mar 23, 2009	Aug 28, 2009 (158 d)
William Lapiana	Chicago Investment Group, LLC unclassified	Nfsg Corporation other	Other	Feb 20, 2009	Feb 13, 2009
Daniel Morales	Westminster Financial Advisory Corp other	Nfsg Corporation other	Other	Feb 18, 2009	Mar 18, 2009
Carl Joseph Smith	Lasalle St. Investment Advisors, L.L.C. other	Nfsg Corporation other	Other	Nov 14, 2008	Dec 23, 2008 (39 d)
Gregory Carl Barson	Regal Advisory Services, Inc. other	Nfsg Corporation other	Other	Jul 29, 2008	Jul 29, 2008
Jeffrey Joseph Scrimenti	Workman Securities Corporation unclassified	Nfsg Corporation other	Other	Jul 1, 2008	Aug 6, 2008 (36 d)

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138 moves match.