DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sound Income Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melanie Granville LeahyGranville Wealth Management, Inc. state registeredSound Income Strategies, LLC independent RIAOtherNov 10, 2023Nov 10, 2023
Kristin Danielle CarletonMML Investors Services, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2023Nov 1, 2023
Mary McdirmidMML Investors Services, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2023Nov 1, 2023
Gianna Mary CampoBlackridge Asset Management, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2023Mar 3, 2025 (508 d)
Maurice Jack NelliganMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSound Income Strategies, LLC independent RIAWirehouse to independent RIAAug 4, 2023Apr 29, 2024 (269 d)
Zane FowlerCsenge Advisory Group, LLC independent RIASound Income Strategies, LLC independent RIARIA to RIAJun 23, 2023Jul 19, 2023
Rory RichardPortfolio Dynamix state registeredSound Income Strategies, LLC independent RIAOtherJun 14, 2023Apr 17, 2023
James MacaulayFisher Investments independent RIASound Income Strategies, LLC independent RIARIA to RIAJun 5, 2023Oct 25, 2023 (142 d)
James Matthew McconaghyTaylor Frigon Family Office, LLC no RAUMSound Income Strategies, LLC independent RIAOtherMay 8, 2023Nov 14, 2023 (190 d)
David LundbergOneamerica Securities, Inc. BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2023Oct 30, 2023 (194 d)
Micah Kenneth KeelKestra Advisory Services, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2023Apr 4, 2023
Andrew Richard HoldinessMML Investors Services, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2023Mar 31, 2023
Richard Hamilton RawlsKestra Advisory Services, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 10, 2023Dec 22, 2024 (653 d)
William David RichardsonOakwood Capital, Inc. independent RIASound Income Strategies, LLC independent RIARIA to RIAMar 10, 2023Mar 16, 2023
Nicklas E NorvellCroak Capital independent RIASound Income Strategies, LLC independent RIARIA to RIAFeb 23, 2023Jul 19, 2023 (146 d)
Frank Wayne BaileyLPL Financial LLC independent RIASound Income Strategies, LLC independent RIARIA to RIAFeb 13, 2023Feb 27, 2023
Stacy L ColonnaCitizens Securities, Inc. BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2023Jan 30, 2023
Jeremy Wayne RabalaisAe Wealth Management, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2022Jan 9, 2023 (48 d)
Jeffrey Paul FarrellState Farm Investment Management Corp. asset managerSound Income Strategies, LLC independent RIAOtherNov 1, 2022Apr 20, 2023 (170 d)
Martina Marie MasonMason Wealth Group LLC unclassifiedSound Income Strategies, LLC independent RIAOtherOct 27, 2022Nov 3, 2022
Stuart Shaun ChoyAe Wealth Management, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 27, 2022May 12, 2023 (197 d)
Damian Christian RothermelUSA Financial Securities LLC independent RIASound Income Strategies, LLC independent RIARIA to RIAOct 21, 2022Oct 20, 2022
Kelly M KleinFidelity Personal And Workplace Advisors BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2022Dec 22, 2022 (91 d)
Ryan Spencer AlexanderFidelity Personal And Workplace Advisors BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2022Feb 1, 2024 (498 d)
Jon M BusseEdward Jones national BDSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2022Sep 30, 2022
Agnieszka ValentaMorgan Stanley wirehouseSound Income Strategies, LLC independent RIAWirehouse to independent RIAMar 29, 2022Apr 1, 2022
Jacob Earle BetteridgeCitizens Securities, Inc. BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2022Mar 30, 2022
Patrick Christopher FarrellAssociated Investor Services, Inc. state registeredSound Income Strategies, LLC independent RIAOtherJan 25, 2022Feb 15, 2022
Edward Clymer BarnardBrookstone Asset Management, LLC independent RIASound Income Strategies, LLC independent RIARIA to RIADec 31, 2021Aug 2, 2023 (579 d)
Nathaniel Jan CollierAe Wealth Management, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2021Jun 30, 2021
Rana ChanderFsc Securities Corporation BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2021Feb 10, 2022 (246 d)
Kevin Lee HockerSecure Investment Management, LLC independent RIASound Income Strategies, LLC independent RIARIA to RIAJun 3, 2021May 12, 2021
Eric Michael LardnerOneamerica Securities, Inc. BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2020Oct 23, 2020
Gregory David MilewskiUsaa Investment Services Company no RAUMSound Income Strategies, LLC independent RIAOtherJul 7, 2020Jan 12, 2024 (1284 d)
Thomas Preston FalterGlobal Investment Advisors, LLC unclassifiedSound Income Strategies, LLC independent RIAOtherDec 26, 2019Aug 16, 2019
Benjamin Zachary BarningMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSound Income Strategies, LLC independent RIAWirehouse to independent RIAOct 11, 2019Jan 6, 2020 (87 d)
Timothy Jon SparksSpecialized Advisors independent RIASound Income Strategies, LLC independent RIARIA to RIASep 13, 2019Sep 10, 2019
William T PerryRaymond James & Associates, Inc. national BDSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2019Aug 30, 2019
Edward Anthony OrellVerity Asset Management independent RIASound Income Strategies, LLC independent RIARIA to RIAJul 15, 2019Aug 15, 2025 (2223 d)
Drew Willliam PeltonRidge Capital Advisors, LLC state registeredSound Income Strategies, LLC independent RIAOtherApr 5, 2019Apr 8, 2019
George Vernon HammontreeSecure Investment Management, LLC independent RIASound Income Strategies, LLC independent RIARIA to RIAMar 5, 2019Feb 28, 2020 (360 d)
Rick Allen ProsserGlobal Investment Advisors, LLC unclassifiedSound Income Strategies, LLC independent RIAOtherDec 31, 2018Feb 8, 2019 (39 d)
James Francis LockeBfc Planning, Inc. BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2018Jul 3, 2018
Thomas Donald GandolfiBrookstone Capital Management LLC otherSound Income Strategies, LLC independent RIAOtherMar 13, 2018Mar 14, 2018
Albert Joseph FloresSolera Asset Managers, LLC unclassifiedSound Income Strategies, LLC independent RIAOtherFeb 26, 2018Feb 13, 2018
David A TetleyJohnson Brunetti otherSound Income Strategies, LLC independent RIAOtherJan 16, 2018Apr 30, 2019 (469 d)
David Wilson McadamsWfg Advisors, LP otherSound Income Strategies, LLC otherOtherSep 28, 2017Sep 28, 2017
Gary Lynn OsingWfg Advisors, LP otherSound Income Strategies, LLC independent RIAOtherSep 22, 2017Jan 9, 2025 (2666 d)
George James CoulesWfg Advisors, LP otherSound Income Strategies, LLC otherOtherAug 16, 2017Aug 18, 2017
John Brandon BellCantella & Co., Inc. otherSound Income Strategies, LLC otherOtherJun 2, 2017Jun 2, 2017
Nina Blythe StricklandFirst Advisors National, LLC otherSound Income Strategies, LLC otherOtherJun 1, 2017Jun 2, 2017
Billie AponteNewtown Wealth Management Inc. unclassifiedSound Income Strategies, LLC no RAUMOtherMay 26, 2017Jan 20, 2015
Fabiano Medrado De FrancoMissionsquare Retirement otherSound Income Strategies, LLC independent RIAOtherApr 27, 2017May 16, 2019 (749 d)
Lauren Ashleigh RosbergCg Advisory Services otherSound Income Strategies, LLC otherOtherFeb 20, 2017Jan 19, 2017
Gary Robert KomarekCg Advisory Services otherSound Income Strategies, LLC otherOtherFeb 20, 2017Jul 7, 2016
Fraser Lawrence AllportSafe And Smart Money, LLC unclassifiedSound Income Strategies, LLC otherOtherFeb 3, 2017Sep 16, 2015
George David SuarezSummit Wealth Partners, LLC otherSound Income Strategies, LLC otherOtherDec 23, 2016Nov 9, 2016
Jeffrey Dean BlissSummit Wealth Partners, LLC otherSound Income Strategies, LLC otherOtherDec 23, 2016Dec 20, 2016
David Mark WrightCetera Advisors LLC otherSound Income Strategies, LLC otherOtherDec 8, 2016Nov 30, 2016
John Edward MccartinMccartin Financial unclassifiedSound Income Strategies, LLC otherOtherAug 1, 2016Mar 26, 2015
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133 moves match.