| Jerome William Burton | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 18, 2012 | Jan 1, 2026 (4823 d) |
| James R Whalen | Bny Mellon Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 15, 2012 | Apr 14, 2016 (1277 d) |
| Braelin Thornton | Eagle Strategies LLC other | Northwestern Mutual Investment Services,LLC other | Other | Sep 26, 2012 | Jan 2, 2013 (98 d) |
| Justin Mccall | Blackrock Investment Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Sep 11, 2012 | May 6, 2013 (237 d) |
| Sharon Rae Scoville | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 10, 2012 | Feb 15, 2013 (158 d) |
| Timothy William Honce | Valic Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Sep 6, 2012 | Jan 30, 2013 (146 d) |
| Darrin Michael Sharp | Sterne Agee Investment Advisor Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Aug 31, 2012 | Oct 3, 2012 (33 d) |
| Deanna Louise Moore | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC other | Other | Jul 2, 2012 | Mar 7, 2014 (613 d) |
| Adam Scott Molitor | Allspring Funds Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jun 25, 2012 | Jul 27, 2012 (32 d) |
| Jared Thomas Greanya | Allspring Funds Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jun 18, 2012 | Jul 11, 2012 |
| Derek Jeffrey Scarth | Inspire Capital Partners LLC unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jun 15, 2012 | Apr 22, 2013 (311 d) |
| Eric Martin Jacobs | J.P. Morgan Institutional Investments other | Northwestern Mutual Investment Services,LLC other | Other | Jun 4, 2012 | Aug 22, 2012 (79 d) |
| Christopher B Germani | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 4, 2012 | Feb 14, 2017 (1716 d) |
| John R Callaway | Bb&T Investment Services, Inc. no RAUM | Northwestern Mutual Investment Services,LLC other | Other | Jun 1, 2012 | Jun 27, 2012 |
| Gina Marie Bert-Zatto | Msi Financial Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | May 9, 2012 | Jun 26, 2012 (48 d) |
| Traci Jeanine Bryson | B. C. Ziegler And Company other | Northwestern Mutual Investment Services,LLC other | Other | May 8, 2012 | May 30, 2013 (387 d) |
| Timothy Daniel Harden | Edward Jones national BD | Northwestern Mutual Investment Services,LLC other | Other | Apr 11, 2012 | Aug 8, 2012 (119 d) |
| David Wohl | Lucia Capital Group other | Northwestern Mutual Investment Services,LLC other | Other | Apr 3, 2012 | Aug 17, 2012 (136 d) |
| Thomas Michael Helman | Solenture Advisors LLC other | Northwestern Mutual Investment Services,LLC other | Other | Mar 28, 2012 | Apr 11, 2012 |
| Samuel Rutherford | Edward Jones national BD | Northwestern Mutual Investment Services,LLC other | Other | Mar 20, 2012 | Apr 8, 2013 (384 d) |
| Margaret Jean Piekarski | B. C. Ziegler And Company other | Northwestern Mutual Investment Services,LLC other | Other | Mar 6, 2012 | Apr 9, 2012 (34 d) |
| John Peter Jenkins | MML Investors Services, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Mar 1, 2012 | May 8, 2012 (68 d) |
| Patrick Nicolaus Carroll | Vsr Advisory Services other | Northwestern Mutual Investment Services,LLC other | Other | Mar 1, 2012 | Apr 5, 2012 (35 d) |
| Matthew Borzani Lichtenstein | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Feb 29, 2012 | Apr 23, 2012 (54 d) |
| Brian Keith Kertscher | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Feb 17, 2012 | Mar 5, 2012 |
| William Ruiz | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Feb 13, 2012 | Jul 23, 2012 (161 d) |
| Kim L Leukert | Chase Investment Services Corp. other | Northwestern Mutual Investment Services,LLC other | Other | Feb 10, 2012 | Mar 15, 2012 (34 d) |
| Kevin Douglas Rinow | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Feb 6, 2012 | May 4, 2012 (88 d) |
| Judson E Cass | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC other | Other | Feb 1, 2012 | Feb 24, 2012 |
| Judson E Cass | Td Ameritrade Investment Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Feb 1, 2012 | Feb 24, 2012 |
| James Buckley | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Jan 31, 2012 | Mar 21, 2012 (50 d) |
| Aiyisha Adams | Bb&T Investment Services, Inc. no RAUM | Northwestern Mutual Investment Services,LLC other | Other | Jan 30, 2012 | Mar 6, 2012 (36 d) |
| Stephen Ward | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Jan 25, 2012 | Mar 14, 2012 (49 d) |
| Elena Christine Phillips | Sii Investments, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jan 18, 2012 | Feb 28, 2013 (407 d) |
| Robert Frederick Schimeneck | Pnc Wealth Management other | Northwestern Mutual Investment Services,LLC other | Other | Jan 13, 2012 | Mar 9, 2012 (56 d) |
| Isaiah N Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jan 13, 2012 | Jan 9, 2014 (727 d) |
| Stephen Robert Atkinson | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 12, 2011 | Jan 1, 2026 (5134 d) |
| Alex Gelb | 1st Global Advisors Inc other | Northwestern Mutual Investment Services,LLC other | Other | Dec 9, 2011 | Jan 18, 2012 (40 d) |
| Joseph Anthony Perna | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Nov 22, 2011 | Jan 3, 2012 (42 d) |
| Brian John Kage | Waddell & Reed other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 22, 2011 | May 22, 2024 (4565 d) |
| Anthony Kenneth Holden | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Nov 21, 2011 | Jul 9, 2012 (231 d) |
| Veronica Parker Mackey | Raymond James Financial Services Advisors, Inc other | Northwestern Mutual Investment Services,LLC other | Other | Nov 21, 2011 | Jan 6, 2012 (46 d) |
| Jenne D Sevilla | Securian Financial Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Nov 14, 2011 | Apr 17, 2012 (155 d) |
| Carlos Enrique Rubio | Fca Corp other | Northwestern Mutual Investment Services,LLC other | Other | Nov 3, 2011 | Dec 12, 2011 (39 d) |
| Michael James Vredenburgh | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Oct 17, 2011 | Nov 18, 2011 (32 d) |
| Debra Ellen Davidson | Voya Retirement Advisors, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Oct 11, 2011 | Dec 19, 2011 (69 d) |
| Brittany Lauren Grabner | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Oct 10, 2011 | Dec 1, 2015 (1513 d) |
| Daniel Todd Simon | Sei Investments Management Corp other | Northwestern Mutual Investment Services,LLC other | Other | Sep 30, 2011 | Aug 20, 2012 (325 d) |
| Diane Finch | Park Avenue Securities LLC other | Northwestern Mutual Investment Services,LLC other | Other | Sep 21, 2011 | Oct 13, 2011 |
| Dwayne Javier | Pgim Investments LLC other | Northwestern Mutual Investment Services,LLC other | Other | Sep 12, 2011 | Feb 7, 2012 (148 d) |
| Joey R Banghart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 9, 2011 | Oct 20, 2011 (41 d) |
| Amy Jean Lee | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 7, 2011 | Sep 21, 2011 |
| John P Sheridan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 2, 2011 | Oct 7, 2011 (35 d) |
| Michelle Lynn Tolmoff | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 2, 2011 | Sep 19, 2011 |
| Benjamin Wade Beatty | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Aug 19, 2011 | Sep 26, 2011 (38 d) |
| Michelle Kay Hallett | Principal Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Aug 10, 2011 | Jul 25, 2013 (715 d) |
| Brian Patrick Mason | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Jul 28, 2011 | Dec 21, 2011 (146 d) |
| Catherine Elizabeth Massie | Thrivent Investment Management Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jul 20, 2011 | Sep 19, 2011 (61 d) |
| Christine Marie Bennett | American Independent Securities Group, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jul 19, 2011 | Jul 3, 2013 (715 d) |
| Jeanna Clark | J.J.B. Hilliard, W.L. Lyons, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jul 12, 2011 | Sep 2, 2011 (52 d) |