| Benyamin N Levy | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jul 31, 2013 | Jun 3, 2020 (2499 d) |
| Louis J Stein | Morgan Stanley wirehouse | Pruco Securities, LLC other | Other | Jul 26, 2013 | Oct 18, 2013 (84 d) |
| Fernando A Pohina | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jun 27, 2013 | Aug 6, 2013 (40 d) |
| Michael Roush | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC other | Other | Jun 18, 2013 | Sep 5, 2014 (444 d) |
| Steven Douglas Makinson | Eagle Strategies LLC other | Pruco Securities, LLC other | Other | Jun 5, 2013 | Nov 22, 2013 (170 d) |
| Warren Stephen Mcclellan | Gwn Securities Inc. other | Pruco Securities, LLC other | Other | May 31, 2013 | Jun 4, 2013 |
| Dean Salvatore Dignoti | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | May 30, 2013 | Jun 14, 2013 |
| Mark Douglas Smith | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | May 28, 2013 | Jun 13, 2013 |
| William Hardin Bundrant | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Apr 8, 2013 | Apr 23, 2013 |
| Kyle John Woodward | Msi Financial Services, Inc. other | Pruco Securities, LLC BD affiliated | Other | Apr 2, 2013 | Mar 4, 2021 (2893 d) |
| Deborah Yen Mckinney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Mar 8, 2013 | Nov 9, 2015 (976 d) |
| James Allen Churchill | Raymond James & Associates, Inc. national BD | Pruco Securities, LLC other | Other | Mar 8, 2013 | Mar 13, 2013 |
| Matthew E Rydell | Oneamerica Securities, Inc. other | Pruco Securities, LLC other | Other | Mar 7, 2013 | May 15, 2013 (69 d) |
| Brooks Matthew Wallington | Synovus Securities, Inc. other | Pruco Securities, LLC other | Other | Mar 5, 2013 | Mar 18, 2013 |
| Marlene Espinoza | Voya Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Feb 25, 2013 | Jan 31, 2014 (340 d) |
| Christopher John Taylor | Cetera Advisors LLC other | Pruco Securities, LLC other | Other | Feb 12, 2013 | Feb 5, 2013 |
| Andrew William Paul | Edward Jones national BD | Pruco Securities, LLC other | Other | Feb 5, 2013 | Feb 22, 2013 |
| Phuc Quang Le | Hornor, Townsend & Kent, LLC other | Pruco Securities, LLC other | Other | Feb 1, 2013 | May 3, 2013 (91 d) |
| James Arthur Mashey | LPL Financial LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 25, 2013 | Nov 16, 2017 (1756 d) |
| Diane Finch | Northwestern Mutual Investment Services,LLC other | Pruco Securities, LLC other | Other | Jan 2, 2013 | Oct 21, 2014 (657 d) |
| Tomika Lemons | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jan 2, 2013 | Jan 15, 2013 |
| Markus Frederick Bigbee | Fintegra, LLC other | Pruco Securities, LLC other | Other | Dec 31, 2012 | Jan 6, 2014 (371 d) |
| David Anthony Selleck | LPL Financial LLC other | Pruco Securities, LLC other | Other | Dec 31, 2012 | Jul 1, 2013 (182 d) |
| John Wesley Sellers | Waddell & Reed other | Pruco Securities, LLC other | Other | Dec 19, 2012 | Feb 12, 2013 (55 d) |
| Franklin Shearwood Brizendine, III | Woodbury Financial Services, Inc. other | Pruco Securities, LLC other | Other | Dec 18, 2012 | Apr 9, 2013 (112 d) |
| Brian Paul Colla | Joseph Daniel Investments unclassified | Pruco Securities, LLC BD affiliated | Other | Dec 10, 2012 | May 18, 2018 (1985 d) |
| Ricardo Antonio Roberto | Edward Jones national BD | Pruco Securities, LLC other | Other | Dec 7, 2012 | Dec 21, 2012 |
| Michael David Kendall | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Nov 12, 2012 | Jul 5, 2013 (235 d) |
| Joshua David Jordan | Fortitude Advisory Group L.L.C. other | Pruco Securities, LLC other | Other | Nov 12, 2012 | Nov 6, 2014 (724 d) |
| Gregory Stark Pettys | Woodbury Financial Services, Inc. other | Pruco Securities, LLC other | Other | Oct 16, 2012 | May 15, 2013 (211 d) |
| Mark Keith Kebodeaux | First Financial Securities Of America, Inc. unclassified | Pruco Securities, LLC other | Other | Oct 8, 2012 | Nov 5, 2012 |
| Arthur Randolph Dumm | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Oct 3, 2012 | Dec 6, 2012 (64 d) |
| Aaron Michael Katyl | New England Securities Corporation other | Pruco Securities, LLC other | Other | Oct 3, 2012 | Jun 29, 2016 (1365 d) |
| Michael R. Danjczek | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Sep 27, 2012 | Apr 3, 2013 (188 d) |
| Michael Stern | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Sep 21, 2012 | Oct 2, 2013 (376 d) |
| Dennis Joseph Rosadio | Citigroup Global Markets Inc. other | Pruco Securities, LLC other | Other | Sep 17, 2012 | Dec 6, 2012 (80 d) |
| Dustin Michael Corrente | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Sep 14, 2012 | Oct 2, 2012 |
| Silvia Lorena Tergas | Securian Financial Services, Inc. other | Pruco Securities, LLC other | Other | Sep 13, 2012 | Oct 2, 2012 |
| Scotty V Dean | Mwa Financial Services, Inc. other | Pruco Securities, LLC other | Other | Sep 6, 2012 | Oct 5, 2012 |
| Alexander Strachan Hackley | Woodbury Financial Services, Inc. other | Pruco Securities, LLC other | Other | Sep 4, 2012 | Nov 14, 2012 (71 d) |
| Daniel Fahringer | LPL Financial LLC other | Pruco Securities, LLC other | Other | Aug 31, 2012 | Feb 7, 2013 (160 d) |
| James E Roberts | LPL Financial LLC other | Pruco Securities, LLC other | Other | Aug 24, 2012 | Sep 6, 2012 |
| Bryan Keith Davis | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Aug 23, 2012 | Aug 21, 2012 |
| Benjamin Scott Stout | Fifth Third Securities, Inc. other | Pruco Securities, LLC other | Other | Aug 23, 2012 | Oct 9, 2012 (47 d) |
| Andrae Delisser | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2012 | Jun 7, 2021 (3218 d) |
| Robert Michael O'Reilly | LPL Financial LLC other | Pruco Securities, LLC other | Other | Aug 7, 2012 | Oct 3, 2012 (57 d) |
| Thomas Jude Semmes Hughs | Securian Financial Services, Inc. other | Pruco Securities, LLC other | Other | Aug 6, 2012 | Oct 29, 2012 (84 d) |
| Luke Edward Doedtman | Edward Jones national BD | Pruco Securities, LLC other | Other | Jul 27, 2012 | Sep 10, 2012 (45 d) |
| Sandra Gail Childs | Eagle Strategies LLC other | Pruco Securities, LLC other | Other | Jul 19, 2012 | May 15, 2013 (300 d) |
| Amy Therese Sharp | Usaa Financial Planning Services no RAUM | Pruco Securities, LLC other | Other | Jul 13, 2012 | Jan 4, 2013 (175 d) |
| Andrea Jo Buschur | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jul 9, 2012 | Jul 18, 2012 |
| Rodolfo Ruiz | Chase Investment Services Corp. other | Pruco Securities, LLC other | Other | Jul 9, 2012 | Jul 16, 2012 |
| Todd Alexander Lemieux | Cl Wealth Management LLC other | Pruco Securities, LLC BD affiliated | Other | Jul 5, 2012 | Jun 7, 2021 (3259 d) |
| Lashly Ted Speights | Securian Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jun 29, 2012 | Aug 1, 2012 (33 d) |
| John Daniel Begley | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | May 22, 2012 | Oct 24, 2012 (155 d) |
| Michael Patrick Odonnell | Firstmerit Advisors, Inc. unclassified | Pruco Securities, LLC other | Other | May 21, 2012 | Aug 30, 2012 (101 d) |
| Michael Philip Haderer | Chase Investment Services Corp. other | Pruco Securities, LLC other | Other | May 14, 2012 | Feb 10, 2014 (637 d) |
| James Joseph Carden | Osaic Wealth, Inc. other | Pruco Securities, LLC other | Other | May 11, 2012 | May 8, 2012 |
| Atesha Jeanette Barnes Nelson | Edward Jones national BD | Pruco Securities, LLC other | Other | May 3, 2012 | Nov 4, 2013 (550 d) |
| Eli Ben-Zev | Morgan Stanley wirehouse | Pruco Securities, LLC other | Other | May 2, 2012 | May 1, 2012 |