DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Dougherty Watson | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | May 13, 2021 |
| Chase Fryer | Transamerica Financial Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | May 18, 2021 |
| Landon Tirey Cole | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 17, 2021 | May 14, 2021 |
| Jodi Lynn Lamprecht | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2021 | May 14, 2021 |
| Amanda Marie Ross | Oneamerica Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | Apr 23, 2021 |
| Mark Daniel Renshaw | Edward Jones national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | May 21, 2021 |
| Charles Eugene Rucker | Truist Advisory Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | Jun 11, 2021 (39 d) |
| Thomas Alva Foster | Morgan Stanley wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2021 | May 14, 2021 |
| Samantha Jo Schmidt | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2021 | Apr 20, 2021 |
| Justin T Getts | Park Avenue Securities LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2021 | Apr 16, 2021 |
| Levi Bunkers | Prosperity Capital Advisors independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2021 | Apr 13, 2021 |
| Eric James Reding | Madison Avenue Securities, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Apr 12, 2021 |
| Gina Cohen | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2021 | Apr 23, 2021 |
| Tamra D Kaufman | Raymond James & Associates, Inc. national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Mar 22, 2021 |
| Annette Renee Alexander | Raymond James & Associates, Inc. national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | Mar 22, 2021 |
| Scott David Kinderman | Cambridge Investment Research Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | Mar 16, 2021 |
| Robert Christopher Barthen | Cambridge Investment Research Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | Mar 8, 2021 |
| Kolby Paul Blatchford | Pruco Securities, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Mar 25, 2021 |
| Steven Collins | Independent Financial Group, LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2021 | Mar 19, 2021 |
| Brenden Thomas Fitzpatrick | Pruco Securities, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 16, 2021 |
| Michael James Hall | Gradient Wealth Management BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Mar 3, 2021 |
| Phillip Edward Battin | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Mar 1, 2021 |
| Dennis M Meek | Avantax Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Feb 10, 2021 |
| Adam Eliot Queler | Raymond James Financial Services Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Jan 13, 2021 |
| Christopher Michael Butler | U.S. Bancorp Investments, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2021 | Jan 15, 2021 |
| Kevin Glenn Hartley | Mwa Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 15, 2021 | Jan 19, 2021 |
| Heather Michelle Hennigh | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2021 | Jan 8, 2021 |
| Amir Arbabi | Onedigital institutional | Woodbury Financial Services, Inc. BD affiliated | Other | Jan 4, 2021 | Dec 21, 2020 |
| Barbara G. Meyers | Crown Capital Securities, L.P. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 12, 2021 |
| Derek Andrew Leighton | Iht Wealth Management LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Jan 5, 2021 |
| Brandon Lee Graber | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 18, 2020 |
| James F Keller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2020 | Nov 27, 2020 |
| Leor Baruch Getzel | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Nov 30, 2020 |
| Philip Frank Bombace | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2020 | Nov 30, 2020 |
| Daniel Carl Pascone | Transamerica Financial Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2020 | Nov 25, 2020 |
| Jonathan Gauche Martin | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2020 | Nov 27, 2020 |
| Dagmara Katarzyna Frankowska | Concourse Financial Group Advisors BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2020 | Dec 14, 2020 |
| John Robert Michael | Private Client Services, LLC independent RIA | Woodbury Financial Services, Inc. other | Other | Nov 13, 2020 | Sep 3, 2003 |
| Kristi Lynn Mignano | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Nov 18, 2020 |
| Syed Quadri | Fidelity Personal And Workplace Advisors BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Jan 18, 2022 (434 d) |
| Joseph M Norton | Bankers Life Advisory Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2020 | Nov 5, 2020 |
| Michael James Patterson | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2020 | Oct 28, 2020 |
| John Andrew Mcloughlin | Santander Securities BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 26, 2022 (727 d) |
| Scott George Allison | Usaa Investment Services Company no RAUM | Woodbury Financial Services, Inc. BD affiliated | Other | Sep 4, 2020 | Mar 4, 2022 (546 d) |
| Stephanie Harvey | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Sep 1, 2020 |
| Lisa Anne Silva | Osaic Fs, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2020 | Aug 27, 2020 |
| Andrea Louise Swope | Hayden Royal independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2020 | Aug 18, 2020 |
| Teodor Tanjala | Santander Securities BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2020 | Nov 9, 2020 (73 d) |
| Christopher Lee Vazquez | Santander Securities BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2020 | Oct 16, 2020 (49 d) |
| Robert Frankland Stafford | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2020 | Aug 5, 2020 |
| William Bowden Simmermon | M Holdings Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2020 | Aug 20, 2020 |
| Laura Nicole Blankenship | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2020 | Aug 10, 2020 |
| Scott Robert Weir | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Jul 31, 2020 |
| Vincent Neal | Independent Financial Group, LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2020 | Aug 27, 2020 |
| Alek L Murphy | Mutual Of Omaha Investor Services, Inc. no RAUM | Woodbury Financial Services, Inc. BD affiliated | Other | Aug 12, 2020 | Aug 10, 2020 |
| Ernest Royal Massenberg | Osaic Fa, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2020 | Jul 24, 2020 |
| Jonathan Leonard Lewandowski | J.P. Morgan Securities LLC wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2020 | Jul 6, 2020 |
| Chris Henderson | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2020 | Jul 31, 2020 |
| Jessica Abrego | Sagepoint Financial, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Apr 9, 2018 |
| Bradley J Palmersheim | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jun 30, 2020 |
1,149 moves match.