| Michael J Einhorn | Principal Securities, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 10, 2017 | Feb 21, 2017 |
| Lori D Dugger | Edelman Financial Engines other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 14, 2017 | Feb 6, 2019 (722 d) |
| Stacia Dewitt | Thrivent Investment Management Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 11, 2016 | Jul 25, 2018 (713 d) |
| Carole Marie Perchal | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. independent RIA | Other | Jun 13, 2016 | Sep 6, 2024 (3007 d) |
| Stephen Patrick Schmitt | Mcadam LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jun 8, 2016 | Jul 13, 2016 (35 d) |
| Bryan Scott Mccain | Voya Financial Partners, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 11, 2016 | Jun 27, 2016 (47 d) |
| Matthew Thomas Uno | Msi Financial Services, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 1, 2016 | Sep 20, 2016 (172 d) |
| Marcus D Johnson | Edward Jones national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 21, 2016 | May 5, 2016 (45 d) |
| Michael N Turgeon | Manning & Napier Advisors, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 7, 2016 | Aug 16, 2018 (892 d) |
| Shawn Michael Mcgregor | Arbor Point Advisors other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Sep 29, 2015 | Oct 6, 2015 |
| Anthony Michael Storm | Charles Schwab & Co., Inc. national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 25, 2015 | Sep 28, 2015 (34 d) |
| Andee Christine Vorel | Bancwest Investment Services, Inc. (Bwis) other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 17, 2015 | Aug 1, 2017 (715 d) |
| Daniel Fahringer | Msi Financial Services, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 14, 2015 | Aug 12, 2019 (1459 d) |
| Steve C Boeckmann | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 13, 2015 | Jul 18, 2016 (340 d) |
| Frank Mitchell Lequerica | Park Avenue Securities LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 4, 2015 | May 14, 2015 |
| Michael Joseph Eicher | Pruco Securities, LLC other | Mutual Of Omaha Investor Services, Inc. independent RIA | Other | Apr 2, 2015 | May 30, 2022 (2615 d) |
| Ryan Ederle | Wells Fargo Advisors wirehouse | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 2, 2015 | Jul 27, 2018 (1243 d) |
| Matthew John Chrisman | Arbor Point Advisors other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 24, 2015 | Feb 27, 2015 |
| James Sabbatini | Russell Investments other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jan 20, 2015 | Jul 23, 2018 (1280 d) |
| Brent Roger Stricklett | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jan 14, 2015 | Jan 28, 2015 |
| Christopher Mark Burnette | Osaic Fs, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Sep 19, 2014 | Aug 27, 2019 (1803 d) |
| Kevin Michael Reed | Edward Jones national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Sep 16, 2014 | Oct 22, 2014 (36 d) |
| Jessica Dee Nieto | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Sep 8, 2014 | Sep 18, 2014 |
| Brian Richard Harrison | Commonwealth Financial Network national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Sep 3, 2014 | Nov 3, 2014 (61 d) |
| Christopher Ryan Boozikee | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jul 14, 2014 | Jul 23, 2014 |
| David Norman Brown | Oneamerica Securities, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jun 25, 2014 | Jan 5, 2015 (194 d) |
| Brent Alan Batman | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jun 2, 2014 | Jul 1, 2014 |
| Chad A Troester | Equitable Advisors, LLC national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 19, 2014 | May 7, 2015 (353 d) |
| Brian Joseph Weyman | Hornor, Townsend & Kent, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 4, 2014 | May 5, 2014 (62 d) |
| Briana Dawn Hughes | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 24, 2014 | Mar 21, 2014 |
| James Allan Kearse | First Command Financial Planning, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 6, 2014 | Mar 11, 2014 (33 d) |
| Peter Charles Yerger | M Holdings Securities, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Dec 20, 2013 | Dec 15, 2015 (725 d) |
| Norman Patrick Mcevoy | Woodbury Financial Services, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Dec 13, 2013 | Mar 27, 2015 (469 d) |
| Adam D Proskovec | Arbor Point Advisors no RAUM | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Nov 13, 2013 | Dec 9, 2013 |
| Charles Gyude Bryant | Suntrust Investment Services, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Oct 21, 2013 | Apr 2, 2014 (163 d) |
| Shane Andrew Squibb | Financial Action, Inc. independent RIA | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Oct 8, 2013 | Feb 3, 2014 (118 d) |
| Elaine Ardith Parlberg | Thrivent Investment Management Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 15, 2013 | Mar 6, 2014 (203 d) |
| Bret W Hortin | MML Investors Services, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jul 19, 2013 | Oct 10, 2014 (448 d) |
| Graeme Spencer Woods | Constance Financial Group, LLC unclassified | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jul 18, 2013 | Feb 6, 2015 (568 d) |
| Jason Robert Swiercek | Arbor Point Advisors no RAUM | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jun 24, 2013 | Jun 4, 2013 |
| Ronald Herbert Bruton | Wfg Advisors, LP other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jun 19, 2013 | Aug 20, 2013 (62 d) |
| Daniel August Ceschin | New England Securities Corporation other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jun 18, 2013 | Apr 1, 2014 (287 d) |
| Kenneth Lavon Banks | Wells Fargo Advisors wirehouse | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 9, 2013 | Jan 15, 2014 (251 d) |
| Jason Thomas Cyza | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 18, 2013 | Jun 24, 2013 (98 d) |
| George L Mcdow | Pruco Securities, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jan 29, 2013 | Apr 30, 2013 (91 d) |
| Tyler Grant Davidson | Cambridge Investment Research Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Dec 20, 2012 | Mar 26, 2013 (96 d) |
| Jerry Leigh Betzler | Oneamerica Securities, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Dec 18, 2012 | May 9, 2014 (507 d) |
| Kevin Malone | Wells Fargo Advisors wirehouse | Mutual Of Omaha Investor Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 13, 2012 | Dec 11, 2012 |
| Danielle Fosmer | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Oct 25, 2012 | Nov 6, 2012 |
| William Leo Leclair | Park Avenue Securities LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Sep 21, 2012 | Nov 2, 2012 (42 d) |
| Joanne Lee Weidner | Resource Horizons Investment Advisory, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 21, 2012 | Aug 27, 2012 |
| Gary Michael Tsoumas | MML Investors Services, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jul 12, 2012 | May 16, 2013 (308 d) |
| Timothy Jay Van Slooten | Capital One Financial Advisors LLC unclassified | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 31, 2012 | Oct 3, 2012 (125 d) |
| David Wayne Tansor | Chase Investment Services Corp. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 24, 2012 | Apr 6, 2015 (1047 d) |
| Michael Patrick Nolan | Msi Financial Services, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 16, 2012 | Feb 21, 2013 (281 d) |
| Oliver Andreas Schulz | Morgan Stanley wirehouse | Mutual Of Omaha Investor Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 28, 2012 | Jul 25, 2012 (119 d) |
| Steven Lee White | Park Avenue Securities LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 21, 2012 | Mar 15, 2012 |
| Jeffrey Dale Honaker | Bancwest Investment Services, Inc. (Bwis) other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Nov 28, 2011 | Jan 25, 2012 (58 d) |
| Thomas Nelson Kikly | Eagle Strategies LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Nov 7, 2011 | Feb 3, 2012 (88 d) |
| Kenneth James Cappelli | LPL Financial LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 29, 2011 | Aug 29, 2011 |