Advisor moves

Arrivals at Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael J EinhornPrincipal Securities, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 10, 2017Feb 21, 2017
Lori D DuggerEdelman Financial Engines otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 14, 2017Feb 6, 2019 (722 d)
Stacia DewittThrivent Investment Management Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 11, 2016Jul 25, 2018 (713 d)
Carole Marie PerchalSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. independent RIAOtherJun 13, 2016Sep 6, 2024 (3007 d)
Stephen Patrick SchmittMcadam LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 8, 2016Jul 13, 2016 (35 d)
Bryan Scott MccainVoya Financial Partners, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 11, 2016Jun 27, 2016 (47 d)
Matthew Thomas UnoMsi Financial Services, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherApr 1, 2016Sep 20, 2016 (172 d)
Marcus D JohnsonEdward Jones national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 21, 2016May 5, 2016 (45 d)
Michael N TurgeonManning & Napier Advisors, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 7, 2016Aug 16, 2018 (892 d)
Shawn Michael McgregorArbor Point Advisors otherMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 29, 2015Oct 6, 2015
Anthony Michael StormCharles Schwab & Co., Inc. national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 25, 2015Sep 28, 2015 (34 d)
Andee Christine VorelBancwest Investment Services, Inc. (Bwis) otherMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 17, 2015Aug 1, 2017 (715 d)
Daniel FahringerMsi Financial Services, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 14, 2015Aug 12, 2019 (1459 d)
Steve C BoeckmannMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 13, 2015Jul 18, 2016 (340 d)
Frank Mitchell LequericaPark Avenue Securities LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 4, 2015May 14, 2015
Michael Joseph EicherPruco Securities, LLC otherMutual Of Omaha Investor Services, Inc. independent RIAOtherApr 2, 2015May 30, 2022 (2615 d)
Ryan EderleWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 2, 2015Jul 27, 2018 (1243 d)
Matthew John ChrismanArbor Point Advisors otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 24, 2015Feb 27, 2015
James SabbatiniRussell Investments otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJan 20, 2015Jul 23, 2018 (1280 d)
Brent Roger StricklettSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJan 14, 2015Jan 28, 2015
Christopher Mark BurnetteOsaic Fs, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 19, 2014Aug 27, 2019 (1803 d)
Kevin Michael ReedEdward Jones national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 16, 2014Oct 22, 2014 (36 d)
Jessica Dee NietoSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 8, 2014Sep 18, 2014
Brian Richard HarrisonCommonwealth Financial Network national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 3, 2014Nov 3, 2014 (61 d)
Christopher Ryan BoozikeeSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJul 14, 2014Jul 23, 2014
David Norman BrownOneamerica Securities, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 25, 2014Jan 5, 2015 (194 d)
Brent Alan BatmanSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 2, 2014Jul 1, 2014
Chad A TroesterEquitable Advisors, LLC national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 19, 2014May 7, 2015 (353 d)
Brian Joseph WeymanHornor, Townsend & Kent, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 4, 2014May 5, 2014 (62 d)
Briana Dawn HughesSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 24, 2014Mar 21, 2014
James Allan KearseFirst Command Financial Planning, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 6, 2014Mar 11, 2014 (33 d)
Peter Charles YergerM Holdings Securities, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 20, 2013Dec 15, 2015 (725 d)
Norman Patrick McevoyWoodbury Financial Services, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 13, 2013Mar 27, 2015 (469 d)
Adam D ProskovecArbor Point Advisors no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 13, 2013Dec 9, 2013
Charles Gyude BryantSuntrust Investment Services, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherOct 21, 2013Apr 2, 2014 (163 d)
Shane Andrew SquibbFinancial Action, Inc. independent RIAMutual Of Omaha Investor Services, Inc. no RAUMOtherOct 8, 2013Feb 3, 2014 (118 d)
Elaine Ardith ParlbergThrivent Investment Management Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 15, 2013Mar 6, 2014 (203 d)
Bret W HortinMML Investors Services, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJul 19, 2013Oct 10, 2014 (448 d)
Graeme Spencer WoodsConstance Financial Group, LLC unclassifiedMutual Of Omaha Investor Services, Inc. no RAUMOtherJul 18, 2013Feb 6, 2015 (568 d)
Jason Robert SwiercekArbor Point Advisors no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 24, 2013Jun 4, 2013
Ronald Herbert BrutonWfg Advisors, LP otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 19, 2013Aug 20, 2013 (62 d)
Daniel August CeschinNew England Securities Corporation otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 18, 2013Apr 1, 2014 (287 d)
Kenneth Lavon BanksWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 9, 2013Jan 15, 2014 (251 d)
Jason Thomas CyzaSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 18, 2013Jun 24, 2013 (98 d)
George L McdowPruco Securities, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJan 29, 2013Apr 30, 2013 (91 d)
Tyler Grant DavidsonCambridge Investment Research Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 20, 2012Mar 26, 2013 (96 d)
Jerry Leigh BetzlerOneamerica Securities, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 18, 2012May 9, 2014 (507 d)
Kevin MaloneWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 13, 2012Dec 11, 2012
Danielle FosmerSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherOct 25, 2012Nov 6, 2012
William Leo LeclairPark Avenue Securities LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 21, 2012Nov 2, 2012 (42 d)
Joanne Lee WeidnerResource Horizons Investment Advisory, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 21, 2012Aug 27, 2012
Gary Michael TsoumasMML Investors Services, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJul 12, 2012May 16, 2013 (308 d)
Timothy Jay Van SlootenCapital One Financial Advisors LLC unclassifiedMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 31, 2012Oct 3, 2012 (125 d)
David Wayne TansorChase Investment Services Corp. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 24, 2012Apr 6, 2015 (1047 d)
Michael Patrick NolanMsi Financial Services, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 16, 2012Feb 21, 2013 (281 d)
Oliver Andreas SchulzMorgan Stanley wirehouseMutual Of Omaha Investor Services, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Mar 28, 2012Jul 25, 2012 (119 d)
Steven Lee WhitePark Avenue Securities LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 21, 2012Mar 15, 2012
Jeffrey Dale HonakerBancwest Investment Services, Inc. (Bwis) otherMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 28, 2011Jan 25, 2012 (58 d)
Thomas Nelson KiklyEagle Strategies LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 7, 2011Feb 3, 2012 (88 d)
Kenneth James CappelliLPL Financial LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 29, 2011Aug 29, 2011
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210 moves match.