Advisor moves

Arrivals at Integrity Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christine Mitchell MccaffertyForethought Investments unclassifiedIntegrity Alliance, LLC independent RIAOtherAug 1, 2018Aug 31, 2018
Eric John RickertMutual Of Omaha Investor Services, Inc. no RAUMIntegrity Alliance, LLC independent RIAOtherJun 21, 2018Oct 2, 2019 (468 d)
Brian Paul EisbachInvestment Advisors Corp BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2018Jan 29, 2019 (260 d)
Theodore Edward BoyesKestra Advisory Services, LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2018May 7, 2018
Peter William BrockPrincipal Securities, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2018Apr 20, 2018
Michael Joseph LuciaH. Beck, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2018Apr 3, 2018
Steven James SandbergCpr Investments Inc independent RIAIntegrity Alliance, LLC independent RIARIA to RIAApr 19, 2018May 3, 2018
Lenny Ray MartinezSecure Investment Management, LLC otherIntegrity Alliance, LLC independent RIAOtherMar 28, 2018Feb 8, 2018
Lorilee Hoalst JonesCetera Advisors LLC otherIntegrity Alliance, LLC independent RIAOtherMar 13, 2018Feb 28, 2018
Layne Virgil MonroeVoya Financial Advisors, Inc. otherIntegrity Alliance, LLC independent RIAOtherFeb 20, 2018Feb 22, 2018
Paul Martin WalkingtonB. Riley Wealth Advisors, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2018Feb 13, 2018
Daniel Jacob ArreolaOsaic Fa, Inc. otherIntegrity Alliance, LLC independent RIAOtherJan 24, 2018Jan 10, 2018
Edward B. CalderinUBS Financial Services Inc. wirehouseIntegrity Alliance, LLC independent RIAWirehouse to independent RIAJan 16, 2018Sep 26, 2019 (618 d)
Daniel Robert LodesKovack Advisors, Inc. otherIntegrity Alliance, LLC otherOtherJan 2, 2018Dec 11, 2017
Robert Hall LaneOsaic Wealth, Inc. BD affiliatedIntegrity Alliance, LLC otherOtherDec 5, 2017Dec 4, 2017
Tami J. SimpsonSgl Financial, LLC otherIntegrity Alliance, LLC otherOtherNov 29, 2017May 12, 2017
Tara Ashley SandersQuestar Asset Management, Inc. otherIntegrity Alliance, LLC otherOtherNov 21, 2017Dec 14, 2017
Justin Thomas PierceNova Financial Services otherIntegrity Alliance, LLC independent RIAOtherOct 23, 2017Jul 23, 2018 (273 d)
David Leo DugganBrookstone Capital Management LLC otherIntegrity Alliance, LLC otherOtherOct 19, 2017Oct 19, 2017
Peter George PecciAllstate Financial Advisors, LLC no RAUMIntegrity Alliance, LLC independent RIAOtherOct 19, 2017Jan 31, 2018 (104 d)
Belma MujdzicVoya Financial Advisors, Inc. otherIntegrity Alliance, LLC otherOtherOct 9, 2017Oct 18, 2017
Daniel James RundahlThrivent Investment Management Inc. otherIntegrity Alliance, LLC independent RIAOtherSep 6, 2017Jan 18, 2018 (134 d)
Howard Raymond SolomonNext Financial Group, Inc. otherIntegrity Alliance, LLC otherOtherSep 5, 2017Sep 8, 2017
Edward Carl IttnerNext Financial Group, Inc. otherIntegrity Alliance, LLC otherOtherSep 5, 2017Sep 6, 2017
Diana M LongoNext Financial Group, Inc. otherIntegrity Alliance, LLC otherOtherSep 1, 2017Sep 8, 2017
Christopher Robert StewartOsaic Fs, Inc. otherIntegrity Alliance, LLC otherOtherAug 25, 2017Aug 16, 2017
Jeremy Dillon BaldwinWilbanks Securities Advisory otherIntegrity Alliance, LLC otherOtherAug 4, 2017Aug 7, 2017
Danny D HornStonex Advisors Inc. otherIntegrity Alliance, LLC otherOtherAug 1, 2017Aug 1, 2017
Christopher Hays WilkinsonWaddell & Reed otherIntegrity Alliance, LLC otherOtherJun 27, 2017Sep 12, 2017 (77 d)
Andrew T PudenzAmeriprise Financial Services, LLC national BDIntegrity Alliance, LLC otherOtherMar 6, 2017Mar 6, 2017
Charles Anderson CumberWells Fargo Advisors wirehouseIntegrity Alliance, LLC otherOtherMar 3, 2017Apr 20, 2017 (48 d)
Joseph Michael YocavitchPark Avenue Securities LLC otherIntegrity Alliance, LLC otherOtherDec 31, 2016Jan 10, 2017
Robert Ralph MartiniMadison Avenue Securities, LLC otherIntegrity Alliance, LLC independent RIAOtherDec 31, 2016Oct 5, 2022 (2104 d)
Nathaniel Larue ReederInvestment Advisors Corp otherIntegrity Alliance, LLC otherOtherDec 31, 2016Jan 3, 2017
Steven Douglas DavisD. Craig Mckenna Advisors, Inc. unclassifiedIntegrity Alliance, LLC otherOtherDec 31, 2016Jan 31, 2017 (31 d)
Andrew Allen OsbyPrincipal Securities, Inc. otherIntegrity Alliance, LLC otherOtherOct 18, 2016Oct 17, 2016
Aaron Joseph PetersonVsr Advisory Services otherIntegrity Alliance, LLC otherOtherJul 12, 2016Jul 12, 2016
Jarrett SheetsVsr Advisory Services otherIntegrity Alliance, LLC otherOtherJun 30, 2016Jun 30, 2016
Mark Edward GanterTransamerica Financial Advisors, LLC otherIntegrity Alliance, LLC otherOtherMay 11, 2016May 10, 2016
Pamela Kay WeaverNfp Advisor Services, LLC otherIntegrity Alliance, LLC otherOtherMar 17, 2016Mar 17, 2016
Sanford Michael Fisch1st Global Advisors Inc otherIntegrity Alliance, LLC independent RIAOtherMar 1, 2016Nov 29, 2023 (2829 d)
Angel Richelle WayHarvest Financial Group, LLC otherIntegrity Alliance, LLC otherOtherDec 22, 2015Nov 5, 2015
George EliasHarvest Financial Group, LLC otherIntegrity Alliance, LLC otherOtherOct 13, 2015Sep 8, 2015
Menachem Nahum DanielsLPL Financial LLC otherIntegrity Alliance, LLC otherOtherAug 25, 2015Aug 7, 2015
Joseph Edward WardQuestar Asset Management, Inc. otherIntegrity Alliance, LLC otherOtherJun 23, 2015Jun 25, 2015
Sarah Jeanette SaumAssociated Capital Management, LLC unclassifiedIntegrity Alliance, LLC otherOtherMar 31, 2015Dec 21, 2016 (631 d)
Brian Alan AmbroseCreativeone Securities, LLC otherIntegrity Alliance, LLC otherOtherMar 5, 2015Mar 5, 2015
Terrence F O'ReillyCoppell Advisory Solutions LLC otherIntegrity Alliance, LLC otherOtherJan 26, 2015Jan 27, 2015
Gregory Nondas RoumposSolitude Wealth Advisors, LLC. state registeredIntegrity Alliance, LLC otherOtherDec 31, 2014Jul 31, 2007
Shawn Donavan SwansonSterne Agee Investment Advisor Services, Inc. otherIntegrity Alliance, LLC otherOtherDec 31, 2014Jan 2, 2015
Deana Kay HowardPlanmember Securities Corporation otherIntegrity Alliance, LLC otherOtherAug 28, 2014Aug 25, 2014
Kevin Patrick PearceMutual Of Omaha Investor Services, Inc. no RAUMIntegrity Alliance, LLC otherOtherJan 24, 2014Feb 12, 2014
Keith Joseph RichardelMsi Financial Services, Inc. otherIntegrity Alliance, LLC otherOtherJan 2, 2014Aug 29, 2014 (239 d)
Brian Edward AukesVoya Financial Advisors, Inc. otherIntegrity Alliance, LLC otherOtherDec 2, 2013Dec 2, 2013
Eduardo Rafael IniguezJ P Turner & Company Capital Management, LLC otherIntegrity Alliance, LLC otherOtherOct 17, 2013Nov 5, 2013
Allen Parnell HargisHigh Street Asset Management, LLC unclassifiedIntegrity Alliance, LLC otherOtherAug 6, 2013Sep 10, 2013 (35 d)
Andrew Thomas HansenUSA Financial Securities LLC otherIntegrity Alliance, LLC otherOtherJul 10, 2013Jul 15, 2013
David Alan HenryPrincipal Securities, Inc. otherIntegrity Alliance, LLC otherOtherJun 13, 2013Jun 10, 2013
Robert Frederick SchimeneckPark Avenue Securities LLC otherIntegrity Alliance, LLC otherOtherMay 29, 2013Jun 5, 2013
Daniel Richard GarvinFirst Allied Advisory Services, Inc. otherIntegrity Alliance, LLC otherOtherApr 1, 2013Mar 26, 2013
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319 moves match.