DFX Intelligence
Advisor moves
Arrivals at Eagle Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Robert Rinehold | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Jan 8, 2020 (118 d) |
| Frank Joseph Diliberto | Iht Wealth Management LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2019 | Aug 5, 2021 (708 d) |
| Michael Dean Jund | Hornor, Townsend & Kent, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Aug 10, 2021 (734 d) |
| Michael Lawrence | Signature Investment Advisors, LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2019 | Jul 29, 2020 (378 d) |
| Pedro Alfredo Gonzalez | Td Ameritrade Investment Management, LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2019 | Jan 23, 2024 (1657 d) |
| Robert Patrick Gerl | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2019 | Jun 12, 2020 (345 d) |
| Kenneth Peter Harper | LPL Financial LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2019 | Aug 11, 2020 (413 d) |
| Elizabeth Mcquade | Alpha Cubed Investments, LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2019 | Nov 4, 2020 (505 d) |
| Annaamalaii Palani | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jan 1, 2026 (2403 d) |
| Eric Dale Ragland | Fidelity Personal And Workplace Advisors BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Sep 4, 2019 (93 d) |
| Elias Padron | Pgim Investments LLC asset manager | Eagle Strategies LLC BD affiliated | Other | May 31, 2019 | Mar 10, 2022 (1014 d) |
| Robert H Stein | Invesco Advisers, Inc. asset manager | Eagle Strategies LLC BD affiliated | Other | May 31, 2019 | Sep 16, 2022 (1204 d) |
| Cody Charles Riesterer | Edward Jones national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2019 | May 31, 2019 |
| Anowar Sadat Mohammed Osmani | Flagstar Securities, Inc. independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2019 | Jul 17, 2019 (91 d) |
| Rigoberto Antonio Ruiz | Edward Jones national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2019 | Feb 18, 2026 (2500 d) |
| Robert William Casale | J.P. Morgan Securities LLC wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2019 | Jul 10, 2019 (89 d) |
| Jodi Danielle Van Voorhis | LPL Financial LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2019 | Jun 13, 2019 (83 d) |
| James Edward Schwalbe | Pruco Securities, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2019 | May 8, 2019 (51 d) |
| Jodi Krom Herman | Raymond James Financial Services Advisors, Inc BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Jan 17, 2020 (322 d) |
| Amee Sue Wright | Key Investment Services LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2019 | Apr 9, 2019 (41 d) |
| John Frederick Schweitzer | Td Ameritrade, Inc. no RAUM | Eagle Strategies LLC BD affiliated | Other | Feb 14, 2019 | Apr 15, 2019 (60 d) |
| Eric Pierre Manson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2019 | May 1, 2019 (105 d) |
| Kevin Ewing | Bankers Life Advisory Services, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2019 | Sep 6, 2019 (233 d) |
| Michael P Ackerman | Valic Financial Advisors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Feb 4, 2020 (390 d) |
| Angela Egbert | Park Avenue Securities LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2018 | Feb 20, 2019 (68 d) |
| Brian Bourdon | Bridgemark Wealth Management independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2018 | Apr 23, 2019 (139 d) |
| Michelle Louise Miller | LPL Financial LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 25, 2018 | Feb 24, 2020 (487 d) |
| Kurt Rahe | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Nov 21, 2019 (399 d) |
| Jacqueline Nicole Wilson | LPL Financial LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2018 | Dec 3, 2018 (49 d) |
| Marney Skinner | Capital Analysts BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Feb 25, 2019 (143 d) |
| Joshua Thomas Mccarthy | Signator Investors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Oct 31, 2018 |
| Timothy D Hutto | Wwk Wealth Advisors independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2018 | Dec 23, 2019 (458 d) |
| Frederick Arden Nyberg | Principal Securities, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Jan 25, 2019 (126 d) |
| Johnny Borrelli | Centaurus Financial, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2018 | Nov 29, 2018 (76 d) |
| Keaten Landis | Edward Jones national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2018 | Dec 21, 2018 (100 d) |
| Gregory Steven Snoor | LPL Financial LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 24, 2018 | Feb 13, 2020 (538 d) |
| Steve Woojoon Shim | Equitable Advisors, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2018 | Aug 6, 2019 (358 d) |
| Mary H Millitzer | New York Life Investment Management LLC asset manager | Eagle Strategies LLC BD affiliated | Other | Aug 8, 2018 | Aug 23, 2019 (380 d) |
| Raymond Edward Lancaster | Advice And Planning Services BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Sep 3, 2019 (413 d) |
| Scott Ratajczak | Santander Securities BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2018 | Apr 4, 2019 (265 d) |
| Matthew Christopher Walker | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2018 | Oct 29, 2019 (475 d) |
| Debbie Huang | Morgan Stanley wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 11, 2018 | Feb 24, 2020 (593 d) |
| Daniel R Reitz | Stifel, Nicolaus & Company, Incorporated national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Jul 18, 2018 |
| Preston Huntley Neumann | Lucien Stirling & Gray Advisory Group Inc independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2018 | Jan 18, 2019 (214 d) |
| Sanjeev Hiranand Butani | Pruco Securities, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2018 | Aug 7, 2018 (68 d) |
| Joseph Thomas Duffy | J.P. Morgan Securities LLC wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2018 | Jan 3, 2019 (223 d) |
| Jordan St Clair | Arete Wealth Advisors, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2018 | Aug 29, 2018 (107 d) |
| Deborah Linn Mosley | Raymond James & Associates, Inc. national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2018 | Dec 11, 2018 (235 d) |
| David Brooks Barr | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Nov 16, 2018 (221 d) |
| Jeremy Matthew Braden | Waddell & Reed other | Eagle Strategies LLC BD affiliated | Other | Mar 20, 2018 | Apr 27, 2018 (38 d) |
| Shannon Edward Gillis | Td Ameritrade Investment Management, LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2018 | Jan 15, 2019 (314 d) |
| Daniel Matthews | MML Investors Services, LLC other | Eagle Strategies LLC BD affiliated | Other | Mar 7, 2018 | Jun 13, 2018 (98 d) |
| Michael Edward Kremer | Strategic Advisers LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2018 | Feb 11, 2019 (349 d) |
| James Hoodenpyle | Waddell & Reed other | Eagle Strategies LLC BD affiliated | Other | Feb 27, 2018 | Apr 10, 2018 (42 d) |
| Garnell Theodore Scott | Wells Fargo Advisors wirehouse | Eagle Strategies LLC other | Other | Jan 26, 2018 | Mar 26, 2018 (59 d) |
| Eric Matthew Halpern | New York Life Investment Management LLC other | Eagle Strategies LLC BD affiliated | Other | Jan 23, 2018 | Aug 3, 2021 (1288 d) |
| Ehab Abdalla | Td Ameritrade Investment Management, LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2018 | Jan 2, 2020 (714 d) |
| Alicia Marie Monday | Citizens Securities, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2018 | Jan 9, 2020 (730 d) |
| Daniel Patrick Mueller | Princeton Capital Management Inc other | Eagle Strategies LLC BD affiliated | Other | Dec 31, 2017 | May 1, 2018 (121 d) |
| Michael Edward Posey | Waddell & Reed other | Eagle Strategies LLC BD affiliated | Other | Dec 21, 2017 | Aug 13, 2018 (235 d) |
743 moves match.