| David Jay Vogel | Investacorp Advisory Services Inc other | Brookstone Capital Management LLC other | Other | Dec 1, 2014 | Jun 16, 2015 (197 d) |
| Adam L. Goodman | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Oct 2, 2014 | Sep 2, 2014 |
| Ian Rodger Welham | Sage Financial Partners unclassified | Brookstone Capital Management LLC other | Other | Sep 4, 2014 | Jul 24, 2014 |
| Mark Edmund Macdonald | Sage Financial Partners unclassified | Brookstone Capital Management LLC other | Other | Sep 4, 2014 | Jul 24, 2014 |
| Michael I Hepner | Signator Investors, Inc. other | Brookstone Capital Management LLC other | Other | Sep 2, 2014 | Aug 11, 2015 (343 d) |
| Joseph Florina | MML Investors Services, LLC other | Brookstone Capital Management LLC independent RIA | Other | Aug 29, 2014 | Jun 12, 2025 (3940 d) |
| Joseph Paul Okros | Osaic Fa, Inc. other | Brookstone Capital Management LLC other | Other | Aug 27, 2014 | Jul 8, 2015 (315 d) |
| Jimmy Sherrod Holland | Global Financial Private Capital, Inc. other | Brookstone Capital Management LLC other | Other | Aug 6, 2014 | Aug 4, 2014 |
| Daniel Franklin Peacock | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Aug 5, 2014 | Aug 6, 2014 |
| Sean T Hughes | Ameriprise Financial Services, LLC national BD | Brookstone Capital Management LLC other | Other | Jul 17, 2014 | Apr 2, 2015 (259 d) |
| Carl Monroe Mook | Spc other | Brookstone Capital Management LLC other | Other | Jul 14, 2014 | Jul 18, 2014 |
| Carla Jean Merlak | Integrity Alliance, LLC other | Brookstone Capital Management LLC other | Other | Jul 10, 2014 | Jun 13, 2016 (704 d) |
| Alan Laurin Pershing | Pnc Wealth Management other | Brookstone Capital Management LLC other | Other | May 20, 2014 | Jan 9, 2018 (1330 d) |
| Richard Gary Lucas | Lucas II, Richard Gary unclassified | Brookstone Capital Management LLC other | Other | May 14, 2014 | Apr 8, 2014 |
| Matthew Brian Costello | Principal Securities, Inc. other | Brookstone Capital Management LLC independent RIA | Other | May 2, 2014 | Oct 16, 2020 (2359 d) |
| William Standley Eden | Global Financial Private Capital, Inc. other | Brookstone Capital Management LLC other | Other | Apr 24, 2014 | Apr 24, 2014 |
| David Alexander Narish | Cambridge Investment Research Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Apr 17, 2014 | Dec 18, 2013 |
| Jeffrey Allen Barnard | Alphastar Capital Management other | Brookstone Capital Management LLC other | Other | Mar 11, 2014 | Mar 3, 2014 |
| Shawn David Mullarkey | Allstate Financial Advisors, LLC no RAUM | Brookstone Capital Management LLC other | Other | Feb 28, 2014 | Feb 20, 2014 |
| Keith Adam Wiltfong | Coppell Advisory Solutions LLC other | Brookstone Capital Management LLC other | Other | Feb 28, 2014 | Feb 27, 2014 |
| Guy Daniel Gohn | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Feb 14, 2014 | Feb 14, 2014 |
| Ralph Anthony Grauso | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Feb 4, 2014 | Mar 31, 2014 (55 d) |
| Garrett Michael Groebner | On Investment Management Co other | Brookstone Capital Management LLC other | Other | Dec 31, 2013 | Mar 5, 2014 (64 d) |
| Kirk James Cox | Gradient Advisors, LLC other | Brookstone Capital Management LLC other | Other | Dec 31, 2013 | Dec 23, 2013 |
| Nora Lake Hartquist | Prosperity Capital Advisors other | Brookstone Capital Management LLC other | Other | Dec 3, 2013 | Nov 13, 2013 |
| Patti L Lerch | Prosperity Capital Advisors other | Brookstone Capital Management LLC other | Other | Dec 3, 2013 | Nov 13, 2013 |
| Carlton Scott Phillips | Integrity Alliance, LLC other | Brookstone Capital Management LLC other | Other | Dec 2, 2013 | Jun 1, 2015 (546 d) |
| Steve Huston Parker | Mps-Loria Financial Planners,LLC other | Brookstone Capital Management LLC other | Other | Oct 25, 2013 | Oct 23, 2013 |
| Palmerino Pasquale Santaniello | Integrity Alliance, LLC other | Brookstone Capital Management LLC other | Other | Oct 11, 2013 | Oct 7, 2013 |
| Kevin Brooks Kugley | Regal Advisory Services, Inc. other | Brookstone Capital Management LLC other | Other | Sep 24, 2013 | May 29, 2014 (247 d) |
| Martin Davis Hensley | Equitable Advisors, LLC national BD | Brookstone Capital Management LLC other | Other | Aug 27, 2013 | Apr 22, 2015 (603 d) |
| Dariusz Godlewski | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jul 30, 2013 | Aug 1, 2013 |
| Linda Lou Gardner | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jul 23, 2013 | Jul 24, 2013 |
| Andrew John Andersen | Equitable Advisors, LLC national BD | Brookstone Capital Management LLC other | Other | Jul 2, 2013 | Feb 2, 2015 (580 d) |
| Peter Emerson Trinidad | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jun 26, 2013 | Jun 27, 2013 |
| Garry Edward Collins | Reap Financial Group, LLC independent RIA | Brookstone Capital Management LLC other | Other | Mar 1, 2013 | Jan 16, 2014 (321 d) |
| Johnny Chu-Hyon Pak | E*Trade Capital Management, LLC other | Brookstone Capital Management LLC other | Other | Jan 11, 2013 | May 30, 2014 (504 d) |
| Kevin Charles Mccarthy | Madison Avenue Securities, LLC other | Brookstone Capital Management LLC other | Other | Dec 31, 2012 | Mar 6, 2013 (65 d) |
| Peter Craig Mendell | M Group other | Brookstone Capital Management LLC other | Other | Dec 11, 2012 | Feb 21, 2012 |
| Josiah Grauso | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Oct 2, 2012 | May 23, 2013 (233 d) |
| Shawn Patrick Lee | Alphastar Capital Management other | Brookstone Capital Management LLC other | Other | Aug 27, 2012 | Aug 27, 2012 |
| Roy Lee Thrower, Jr. | Global Financial Private Capital, Inc. other | Brookstone Capital Management LLC other | Other | Jul 31, 2012 | Aug 14, 2012 |
| Aaron David Cantley | Gradient Advisors, LLC other | Brookstone Capital Management LLC independent RIA | Other | Jun 18, 2012 | Feb 15, 2023 (3894 d) |
| Thomas Richard Young | Concordius Capital Advisors other | Brookstone Capital Management LLC other | Other | Jun 11, 2012 | Jun 1, 2012 |
| Frank C Filisky | Fcf Financial Advisory, Inc. unclassified | Brookstone Capital Management LLC other | Other | May 1, 2012 | Feb 15, 2012 |
| Wayburn Allen Costellow | Global Financial Private Capital, Inc. other | Brookstone Capital Management LLC other | Other | Mar 7, 2012 | Jun 21, 2012 (106 d) |
| Brian Christopher Deluca | Transamerica Financial Advisors, LLC other | Brookstone Capital Management LLC other | Other | Feb 24, 2012 | Mar 22, 2012 |
| Nicholas Anthony Boeckman | New England Securities Corporation other | Brookstone Capital Management LLC other | Other | Feb 9, 2012 | Feb 17, 2012 |
| Myles Patrick O'Reilly | Valic Financial Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Jan 19, 2012 | Jan 11, 2012 |
| Patrick Michael Kaiser | Cambridge Investment Research Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Dec 31, 2011 | Nov 12, 2013 (682 d) |
| Matthew A Burklund | Ameritas Advisory Services other | Brookstone Capital Management LLC other | Other | Sep 8, 2011 | Aug 27, 2013 (719 d) |
| Ramona Ann Purvis | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Aug 26, 2011 | Aug 3, 2011 |
| Jared Lozano Davis | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Aug 26, 2011 | Aug 3, 2011 |
| Caroline Grace Rakness | American Elite Retirement unclassified | Brookstone Capital Management LLC other | Other | Jun 24, 2011 | Jun 23, 2011 |
| Russell Lee Game | Planmember Securities Corporation other | Brookstone Capital Management LLC other | Other | Apr 29, 2011 | May 6, 2011 |
| Richard Mobley Ringgold | Berthel Fisher & Company Financial Services, Inc. other | Brookstone Capital Management LLC other | Other | Feb 28, 2011 | Feb 10, 2014 (1078 d) |
| Angela Marie Ferrante | Qa3 Financial LLC unclassified | Brookstone Capital Management LLC other | Other | Feb 11, 2011 | Apr 21, 2011 (69 d) |
| Walter John West | Qa3 Financial LLC unclassified | Brookstone Capital Management LLC other | Other | Feb 11, 2011 | Apr 12, 2011 (60 d) |
| Travis Blue Smith | J. W. Cole Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Nov 12, 2010 | May 31, 2016 (2027 d) |
| Jeffrey Alan Wilcox | LPL Financial LLC other | Brookstone Capital Management LLC other | Other | Jan 4, 2010 | Jun 28, 2012 (906 d) |