DFX Intelligence
Advisor moves
Arrivals at Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David J Elliott | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Sep 3, 2024 (334 d) |
| Dillon N Larson | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Dec 1, 2025 (788 d) |
| Simon M Fisher | Keyes, Stange & Wooten Wealth Management, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2023 | Mar 4, 2024 (154 d) |
| Stephen Lowell Williams | Huntington Financial Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 22, 2024 (389 d) |
| Michael Landis | Principal Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Jun 29, 2024 (274 d) |
| Jerel Gadberry | Osaic Wealth, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Nov 13, 2023 (45 d) |
| Jacob Castaneda | Cuso Financial Services, L.P. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Aug 2, 2024 (308 d) |
| David William Rayburn | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Oct 17, 2023 |
| Kariyah Ward | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2023 | Oct 30, 2023 (35 d) |
| Amanda N Moerch | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Dec 14, 2023 (86 d) |
| Ravin Kawailani Walters | Cgn Advisors, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2023 | Sep 28, 2023 |
| Steven E Struthers | Fbl Wealth Management, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Oct 9, 2023 |
| Gary Porfert | Allstate Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Sep 8, 2023 |
| Jacob Hoffacker | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 6, 2023 |
| Brisa Shadae Goodell | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2023 | Sep 6, 2023 |
| Frank Phillip Gioe | Empower Advisory Group, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Oct 6, 2023 (36 d) |
| Eric O'Neill | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 28, 2023 |
| Timothy Asplin | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Jun 7, 2024 (288 d) |
| Brian Mcgillin | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Dec 19, 2023 (118 d) |
| Kimberly Hinton Loftin | First Citizens Investor Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 15, 2023 |
| Michael Patrick Reidy | Eaton Vance Management asset manager | Thrivent Investment Management Inc. BD affiliated | Other | Aug 17, 2023 | Sep 27, 2023 (41 d) |
| Sung Hoon Pyon | E*Trade Capital Management, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Nov 14, 2023 (91 d) |
| Jacob Mccue | Neil Jesani Wealth Management independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2023 | Nov 6, 2023 (90 d) |
| Gina Rogers | Advisors Asset Management, Inc. other | Thrivent Investment Management Inc. BD affiliated | Other | Aug 1, 2023 | Dec 7, 2023 (128 d) |
| Kevin M Mace | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Nov 20, 2023 (111 d) |
| John Micah Milliron | Usaa Investment Services Company no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jul 31, 2023 | Aug 19, 2024 (385 d) |
| Jonathan Shier | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Feb 9, 2024 (203 d) |
| Ivan Edwin Magalit | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 18, 2023 | Oct 17, 2024 (457 d) |
| Jason Hotzler | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Sep 7, 2023 (57 d) |
| Nicholas Edward Cecere | Principal Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 7, 2023 |
| Jesus A Jaramillo | Brookstone Capital Management LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2023 | Jul 6, 2023 |
| Randi Nicole Howard | Stifel, Nicolaus & Company, Incorporated national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Dec 16, 2023 (176 d) |
| Alexander Oaks | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2023 | Sep 19, 2023 (88 d) |
| Nicole Joy Muenz | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jul 21, 2023 |
| Kharis J Quaintance | Pruco Securities, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jul 25, 2023 (35 d) |
| John Daniel Dunegan | Private Advisor Group, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 21, 2023 |
| Ryan Mclaughlin | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 16, 2023 |
| Quan Nguyen | Citizens Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Aug 30, 2023 (82 d) |
| Erik Fischer | UBS Financial Services Inc. wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2023 | Dec 26, 2023 (201 d) |
| Elijah Stone Eatherly | Concourse Financial Group Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 26, 2023 |
| Bryan Melvin Lage | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 2, 2023 | Apr 10, 2025 (678 d) |
| Brian M Quinlin | Nationwide Investment Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Aug 1, 2023 (62 d) |
| Jimmy Ray | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | Jun 1, 2023 |
| Yun Tong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2023 | Nov 14, 2023 (175 d) |
| Brian Eugene Leonard | Schwab Wealth Advisory, Inc. no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | May 19, 2023 | May 24, 2023 |
| Ralph W Lunt | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | Jan 29, 2024 (256 d) |
| Eduardo J Gelpi | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | Jul 17, 2023 (63 d) |
| Dylan Koenig | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2023 | Sep 22, 2023 (136 d) |
| Richard G Chaves | Fisher Investments independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2023 | May 10, 2023 |
| Catherine Patrice Garcia | Transamerica Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 15, 2023 |
| Jesse Ohakam | Citigroup Global Markets Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Jan 5, 2024 (249 d) |
| Jamie Lynn Rosas | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 28, 2023 |
| Clancy Cramer | Brookstone Capital Management LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2023 | Jul 6, 2023 (80 d) |
| Jaela B Leenstra | Generational Wealth, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2023 | Jan 26, 2024 (287 d) |
| Parker Isaiah Olson | 49 Financial independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2023 | Apr 12, 2023 |
| Philip Browning | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 31, 2023 |
| Eric Tropea | Osaic Fa, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2023 | Mar 22, 2023 |
| Diane G Joiner | Thrivent Advisor Network, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2023 | Nov 15, 2023 (239 d) |
| Kristin Jones | Cetera Advisor Networks LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Mar 4, 2024 (353 d) |
| Janine Elizabeth Amundson | U.S. Bancorp Investments, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Mar 14, 2023 |
871 moves match.