DFX Intelligence
Advisor moves
Arrivals at Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Megan Elizabeth Heinsma | Securities America Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Mar 21, 2023 |
| Christopher T Smith | Innovia Wealth, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2023 | May 22, 2023 (83 d) |
| Anne Huth | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Aug 4, 2023 (158 d) |
| Khalil Harris | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Mar 2, 2023 |
| Dean Thomas Koller | Voya Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2023 | Feb 14, 2023 |
| Richard Minton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2023 | Apr 12, 2023 (70 d) |
| Aloysius A Przygocki | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Apr 5, 2024 (436 d) |
| Marcelo C Hernandez | Apollon Wealth Management, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2023 | Jul 7, 2023 (171 d) |
| Maruan Kitner | Cwm, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2023 | Aug 26, 2025 (958 d) |
| Debbie Bogaert | Osaic Fa, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | May 18, 2023 (128 d) |
| Joseph E. Montgomery | Focus Financial independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Jan 24, 2023 |
| Mario Savoie | LPL Financial LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2022 | Jan 5, 2023 |
| Jorden Trochelman | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Feb 10, 2023 (51 d) |
| Gbadebo F Adetula | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 21, 2022 | Feb 6, 2023 (47 d) |
| Fred Chun Lee | U.S. Bancorp Investments, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Dec 14, 2022 |
| Hermon Leon Mason | Pruco Securities, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Mar 15, 2023 (100 d) |
| Jacob Winters | LPL Financial LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2022 | Nov 30, 2023 (363 d) |
| Ronald D Richards | Cambridge Investment Research Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2022 | Dec 16, 2022 (32 d) |
| Cameron Richardson | J.P. Morgan Securities LLC wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 6, 2022 | Nov 19, 2022 |
| Ericka Butler | UBS Financial Services Inc. wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 26, 2022 | Oct 28, 2022 |
| Griffin Rathgeb | Ae Wealth Management, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Jun 7, 2023 (230 d) |
| James Mark Kiwiet | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Oct 20, 2022 |
| Gary Kyle Kilpatrick | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2022 | Jan 6, 2023 (79 d) |
| Jason Edward Rodriguez | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Jun 9, 2023 (235 d) |
| Angela Etscheidt | Truewealth Stewardship, LLC state registered | Thrivent Investment Management Inc. BD affiliated | Other | Oct 13, 2022 | Feb 9, 2024 (484 d) |
| Robert Carter Robinson | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Dec 19, 2022 (73 d) |
| Reece Roubic | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Nov 18, 2022 (52 d) |
| Jemel Christian Lewis | Bankers Life Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2022 | Nov 21, 2022 (61 d) |
| Jennifer Rebekka Moston | Principal Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Sep 20, 2022 |
| Tanner Haessly | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Sep 8, 2022 |
| Kristin A Anderson | Regal Investment Advisors LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Dec 8, 2023 (463 d) |
| Steven Edward Masel | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Aug 25, 2022 |
| Shannon M Gallop | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Sep 26, 2022 (45 d) |
| Matthew Salafia | Three Sixty Wealth Management, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2022 | Sep 19, 2022 (41 d) |
| Eryn Nicole Holder | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2022 | Aug 8, 2022 |
| Sherman Erik Steen | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Mar 29, 2023 (239 d) |
| Andrew Parker Norton | Credit Union Investment Services state registered | Thrivent Investment Management Inc. BD affiliated | Other | Jul 29, 2022 | Feb 29, 2024 (580 d) |
| Nicklaus L Pringle | Osaic Wealth, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jun 1, 2023 (311 d) |
| Alisha Joan Chewning | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Jul 21, 2022 |
| Kurt Vernon Bester | Thrivent Advisor Network, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 13, 2022 |
| Alexander Scott Morphet | Osaic Institutions, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Jun 27, 2022 |
| Helen H Yang | Cetera Advisor Networks LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Dec 21, 2022 (188 d) |
| William J Carver | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 13, 2022 | Nov 18, 2022 (158 d) |
| Simrin Kaur Dhillon | Mesirow Financial Investment Management, Inc. other | Thrivent Investment Management Inc. BD affiliated | Other | Jun 10, 2022 | Sep 2, 2022 (84 d) |
| Jared Thomas Greanya | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 7, 2022 | Jun 27, 2022 |
| Anatoliy Lutsik | Bridgemark Wealth Management independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2022 | Sep 29, 2022 (115 d) |
| Nicole Therese Westlund | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Jun 14, 2022 |
| Zachary Oldham | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Jul 28, 2022 (56 d) |
| Neil Christian Bellomy | Pruco Securities, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2022 | May 26, 2022 |
| Andrew James Roberts | Securities America Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 25, 2022 |
| Jenna Devlin Grodecki | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | Jun 29, 2022 (54 d) |
| Matthew J Archambault | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2022 | May 24, 2022 |
| James Larkin Braxton | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | Aug 22, 2022 (111 d) |
| John F. Furjanic | J.P. Morgan Securities LLC wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2022 | Jun 14, 2022 (45 d) |
| David Lewis | Pruco Securities, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2022 | Apr 29, 2022 |
| Jill Marie Gutzmer | Securian Financial Services, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2022 | Jan 2, 2025 (987 d) |
| Scott William Yeomans | Cetera Advisor Networks LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Jun 10, 2022 (51 d) |
| Carrie Alane Rueckl | Bankers Life Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2022 | Apr 29, 2022 |
| Laura C. Olson | Concorde Asset Management, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2022 | May 13, 2022 |
| Travis William Johanson | Principal Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Jul 28, 2022 (107 d) |
871 moves match.