DFX Intelligence
Advisor moves
Arrivals at Cuso Financial Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Fadi Mansour | LPL Financial LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2019 | Jul 1, 2019 |
| Christopher Robert Lane | Advice And Planning Services BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Aug 19, 2019 (47 d) |
| Sean Patrick Mcginness | T. Rowe Price Advisory Services, Inc. independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2019 | Jul 1, 2019 |
| Thomas James Jordan | MML Investors Services, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2019 | Jun 17, 2019 |
| John Harold Herrera | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2019 | Sep 1, 2020 (441 d) |
| James Tipper Sears | Edward Jones national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2019 | Sep 4, 2019 (85 d) |
| James D Vasquez | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2019 | Sep 23, 2019 (107 d) |
| Matthew Roger Bassuk | Cadaret Grant & Co Inc BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Feb 13, 2019 |
| Matthew Glenwood Lewarne | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2019 | Nov 21, 2019 (170 d) |
| David M Garres | Pnc Wealth Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2019 | May 29, 2019 |
| Justin Timothy Bailey | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2019 | Jul 19, 2019 (58 d) |
| Andrew Patrick Campbell | Private Advisor Group, LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2019 | May 8, 2019 |
| Violetta Igorevna Propps | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2019 | Jun 17, 2019 (38 d) |
| Robert Horowitz | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2019 | Feb 20, 2019 |
| Jonathan A Stoft | Johanson Financial Advisors, Inc. independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2019 | May 7, 2019 |
| Amanda Sue Van Schaik | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Apr 29, 2019 |
| Matthew Douglas Weinert | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | May 28, 2019 (32 d) |
| Andrew John Lewis | Td Ameritrade, Inc. no RAUM | Cuso Financial Services, L.P. BD affiliated | Other | Apr 16, 2019 | Jul 21, 2020 (462 d) |
| Anthony Guy Diffenbaugh | Td Ameritrade, Inc. no RAUM | Cuso Financial Services, L.P. BD affiliated | Other | Apr 16, 2019 | Apr 25, 2022 (1105 d) |
| Albert Barry Burns | Bb&T Securities, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2019 | Apr 1, 2019 |
| Samuel Bogaczyk | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2019 | Jun 7, 2019 (60 d) |
| Frank Richard Nickey | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2019 | Aug 14, 2019 (133 d) |
| Christopher Alan Clapinski | Raymond James & Associates, Inc. national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | May 7, 2019 (34 d) |
| Lisa Monique Drahman Wicks | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2019 | Sep 13, 2019 (170 d) |
| Ida May West | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2019 | Mar 18, 2019 |
| Barbara Eileen Gilroy | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 8, 2019 | Feb 25, 2019 |
| Kimberly Ireijo | Raymond James Financial Services Advisors, Inc BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Feb 19, 2019 |
| Jeremy Andrew Hawkins | Cuna Brokerage Services, Inc. mixed wealth | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2019 | Feb 19, 2019 |
| Karina Ludwika Kopaniecka | Thornburg Investment Management Inc asset manager | Cuso Financial Services, L.P. BD affiliated | Other | Feb 14, 2019 | Jun 3, 2019 (109 d) |
| Saeid Mohammad Zamani | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2019 | May 13, 2025 (2288 d) |
| Scott O Witherspoon | LPL Financial LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2019 | Sep 23, 2020 (621 d) |
| Teresa Janette Brock | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2019 | Aug 13, 2019 (214 d) |
| James Andrew Caldwell | Raymond James & Associates, Inc. national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jan 3, 2019 |
| Heath David Slain | Cetera Advisor Networks LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Nov 26, 2018 |
| Andrew Gerry Hackett | Waddell & Reed BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Dec 19, 2018 |
| Laura Ann Malechuk | Foresters Equity Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2018 | May 28, 2019 (166 d) |
| Leif Stefone Tinsley | Edward Jones national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2018 | Dec 17, 2018 |
| Mark Richard Harbaugh | M&T Securities, Inc. unclassified | Cuso Financial Services, L.P. BD affiliated | Other | Dec 7, 2018 | Nov 17, 2020 (711 d) |
| Andrew Corry Beckstrand | E*Trade Capital Management, LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2018 | Nov 28, 2018 |
| Dongyong Zhou | Commonwealth Financial Network national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2018 | Oct 30, 2018 |
| Benjamin Lloyd Kelley | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2018 | Nov 26, 2018 |
| Benjamin James Bird | Key Investment Services LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2018 | Jan 4, 2019 (42 d) |
| Frank Deluca | Beacon Trust independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2018 | Jul 5, 2019 (228 d) |
| Gregory Michael Linnebur | Pfg Advisors independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2018 | Oct 3, 2018 |
| Jason Lewis | Morgan Stanley wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2018 | Jan 24, 2020 (431 d) |
| Rigoberto Chavez Gomez | UBS Financial Services Inc. wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 9, 2018 | Nov 5, 2018 |
| John David Shubert | Waddell & Reed BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 12, 2018 |
| David Albert Weis | First Heartland Consultants, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Nov 5, 2018 |
| Brian Thomas Rumbles | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Nov 1, 2018 |
| Rick Hoskins | Edward Jones national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2018 | Oct 29, 2018 |
| Kyle R Nicholls | Osaic Institutions, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2018 | Apr 10, 2019 (167 d) |
| Robert Thomas Mcmahon | Global Financial Private Capital, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2018 | Oct 22, 2018 |
| Amanda Marie Duran | Broadway Wealth Solutions independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2018 | May 1, 2019 (191 d) |
| Timothy Pester | Fifth Third Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Nov 28, 2018 (40 d) |
| Russell Glenn Gochneaur | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 18, 2018 |
| Franklin Levern Flower | Securities America Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Oct 16, 2018 |
| Romney Kay Cox | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Oct 9, 2018 |
| Chris Jon Knabe | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Oct 1, 2018 |
| David Wohl | Northwestern Mutual Investment Services,LLC no RAUM | Cuso Financial Services, L.P. BD affiliated | Other | Sep 19, 2018 | Sep 25, 2018 |
| Johnathan T Stackhouse | Good Life Advisors, LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2018 | Sep 7, 2018 |
951 moves match.