DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Independent Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Robie NewtonResponsible Asset Management state registeredIndependent Financial Group, LLC BD affiliatedOtherAug 7, 2018Jul 15, 2022 (1438 d)
Douglas Christopher HallUnited Planners' Financial Services Of America A Limited Partner independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 27, 2018Aug 7, 2018
William C StewardMML Investors Services, LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2018Jul 20, 2018
Amrish Navnitbhai PatelMML Investors Services, LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2018Jul 20, 2018
Gary Wayne MorrisCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2018Jan 5, 2026 (2740 d)
Gene Alen De YoungCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2018Jul 2, 2018
Brandon P AndersonEdward Jones national BDIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 30, 2018Jun 20, 2018
Danny Earl ThomasLPL Financial LLC independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 22, 2018May 2, 2018
Christa Alessandra Keck-EnglishTelos Capital Management, Inc. independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 3, 2018May 2, 2018
Shunsuke Jimmy FukushiCentaurus Financial, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherMay 1, 2018Apr 19, 2018
Futoshi HoshinoCentaurus Financial, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherMay 1, 2018Apr 19, 2018
Gary Wilson KellerAmeriprise Financial Services, LLC national BDIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 24, 2018Apr 23, 2018
Katherine M SalterSagepoint Financial, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 16, 2018Jan 8, 2025 (2459 d)
Robert Hubbard TrowbridgeDominion Wealth Management, Inc. otherIndependent Financial Group, LLC otherOtherMar 30, 2018Aug 17, 2010
Shelley Anne ReevesIndependent Financial Partners otherIndependent Financial Group, LLC otherOtherMar 16, 2018Mar 16, 2018
Sue F CheungCharles Schwab & Co., Inc. national BDIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2018Sep 24, 2019 (564 d)
Nicholas John SchneiderTd Ameritrade Investment Management, LLC independent RIAIndependent Financial Group, LLC otherOtherFeb 28, 2018Feb 26, 2018
Kevin Anthony GoveroSignator Investors, Inc. otherIndependent Financial Group, LLC otherOtherFeb 20, 2018Feb 13, 2018
Daniel Ross HeironimusSignator Investors, Inc. otherIndependent Financial Group, LLC otherOtherFeb 20, 2018Feb 13, 2018
Steven Andrew AddisonSignator Investors, Inc. otherIndependent Financial Group, LLC otherOtherFeb 20, 2018Feb 14, 2018
Ryan Michael MeridethSignator Investors, Inc. otherIndependent Financial Group, LLC otherOtherFeb 20, 2018Feb 13, 2018
Robert Holmes GunningPrincipal Securities, Inc. otherIndependent Financial Group, LLC otherOtherFeb 9, 2018Feb 28, 2018
Cameron Lloyd MasonHornor, Townsend & Kent, LLC otherIndependent Financial Group, LLC otherOtherFeb 8, 2018Feb 28, 2018
Nicholas Francis WhiteUnited Planners' Financial Services Of America A Limited Partner otherIndependent Financial Group, LLC otherOtherFeb 5, 2018Jan 31, 2018
Dale Jerome ImmekusCreative Financial Designs, Inc. otherIndependent Financial Group, LLC otherOtherFeb 2, 2018Jan 29, 2018
Dennis Anthony ContrestanoRBC Capital Markets, LLC national BDIndependent Financial Group, LLC otherOtherDec 19, 2017Dec 18, 2017
Jeremy WebbSii Investments, Inc. BD affiliatedIndependent Financial Group, LLC otherOtherDec 15, 2017Dec 15, 2017
David Karl HanschCetera Advisor Networks LLC otherIndependent Financial Group, LLC BD affiliatedOtherDec 12, 2017Jan 1, 2025 (2577 d)
Walter John HanschCetera Advisor Networks LLC otherIndependent Financial Group, LLC BD affiliatedOtherDec 12, 2017Jan 14, 2025 (2590 d)
Michael George MartinSii Investments, Inc. otherIndependent Financial Group, LLC otherOtherDec 12, 2017Dec 12, 2017
Karl Edgar ColeLPL Financial LLC independent RIAIndependent Financial Group, LLC otherOtherDec 5, 2017Nov 20, 2017
Kathryn Dewalt EstesScotia Partners, LLC independent RIAIndependent Financial Group, LLC otherOtherNov 29, 2017Jan 5, 2016
Stacey M Stanek-ByarsThe Thom Group unclassifiedIndependent Financial Group, LLC independent RIAOtherNov 15, 2017May 28, 2020 (925 d)
Jon Murrow GreulichPrincipal Securities, Inc. otherIndependent Financial Group, LLC otherOtherNov 7, 2017Oct 31, 2017
James Matthew PattonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherIndependent Financial Group, LLC otherOtherOct 25, 2017Nov 1, 2017
Redginal Van JohnsonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherIndependent Financial Group, LLC otherOtherOct 20, 2017Oct 17, 2017
Anahid Dana LukeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherIndependent Financial Group, LLC otherOtherOct 20, 2017Sep 28, 2017
Patricia Carol ThomFirst Allied Advisory Services, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherSep 21, 2017Aug 26, 2021 (1435 d)
Peter Joseph GianniniFirst Allied Advisory Services, Inc. otherIndependent Financial Group, LLC otherOtherSep 21, 2017Sep 18, 2017
William Oliver HindsEdward Jones national BDIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2017Nov 8, 2018 (414 d)
John Kenton FaustSii Investments, Inc. otherIndependent Financial Group, LLC otherOtherSep 7, 2017Sep 7, 2017
Bradford Thomas TomLPL Financial LLC otherIndependent Financial Group, LLC otherOtherAug 29, 2017Aug 23, 2017
David Travis HillLPL Financial LLC otherIndependent Financial Group, LLC otherOtherAug 18, 2017Aug 17, 2017
Scott Lawrence OlsonFinancial West Group otherIndependent Financial Group, LLC otherOtherAug 11, 2017Aug 15, 2017
Robert C HallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Financial Group, LLC otherOtherAug 8, 2017Jul 11, 2017
Roberto Luis MaldonadoSantander Securities otherIndependent Financial Group, LLC otherOtherJul 26, 2017Aug 20, 2017
David Roland MongeauChess Financial Planning LLC unclassifiedIndependent Financial Group, LLC otherOtherJun 22, 2017May 22, 2017
Dean Richard CrouthamelOsaic Fs, Inc. otherIndependent Financial Group, LLC otherOtherJun 13, 2017May 16, 2017
Kevin Francis HughesProbabilities Fund Management, LLC otherIndependent Financial Group, LLC otherOtherJun 12, 2017Sep 28, 2017 (108 d)
Matthew Scott BelardesWells Fargo Advisors wirehouseIndependent Financial Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2017Jan 1, 2025 (2770 d)
Timothy Frank McfallPlanmember Securities Corporation otherIndependent Financial Group, LLC otherOtherMay 31, 2017May 30, 2017
Jennifer Cerra VawterTriumph Wealth Advisors, Inc. otherIndependent Financial Group, LLC otherOtherMay 9, 2017Aug 15, 2017 (98 d)
Tatyana Moyseevna BunichCl Wealth Management LLC otherIndependent Financial Group, LLC otherOtherMay 5, 2017Apr 18, 2017
Jonathan William LennoxUsaa Financial Planning Services no RAUMIndependent Financial Group, LLC otherOtherMay 5, 2017Jul 17, 2017 (73 d)
Ronald Heller ApplerH. Beck, Inc. otherIndependent Financial Group, LLC otherOtherApr 6, 2017Apr 7, 2017
Jennifer CasselberryLPL Financial LLC otherIndependent Financial Group, LLC otherOtherApr 6, 2017Aug 3, 2017 (119 d)
Victoria Ann WilkFirst Allied Advisory Services, Inc. otherIndependent Financial Group, LLC otherOtherMar 28, 2017Mar 1, 2017
Sean Allen OrickAdviseme National Advisors otherIndependent Financial Group, LLC otherOtherMar 17, 2017Jul 31, 2014
Shaunna Marie ZoecklerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Financial Group, LLC otherOtherMar 14, 2017Mar 22, 2017
Daniel Robert HahnNext Financial Group, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherMar 8, 2017Jan 1, 2025 (2856 d)
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720 moves match.