| Karin Lynn Hawkins | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Jun 12, 2017 | Nov 13, 2017 (154 d) |
| Casey Pond | First Citizens Investor Services, Inc. other | Fifth Third Securities, Inc. other | Other | Jun 12, 2017 | Jun 15, 2017 |
| Richard Allen Patrick | Equitable Advisors, LLC national BD | Fifth Third Securities, Inc. other | Other | Jun 6, 2017 | Jul 27, 2017 (51 d) |
| Andrew L Stahl | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2017 | Apr 13, 2018 (312 d) |
| Brian William Baird | First Horizon Advisors, Inc other | Fifth Third Securities, Inc. other | Other | May 26, 2017 | Jul 6, 2017 (41 d) |
| Julio V Driggs | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | May 19, 2017 | May 31, 2017 |
| Stephen P Gannon | Truist Advisory Services, Inc. other | Fifth Third Securities, Inc. other | Other | May 18, 2017 | Jun 13, 2017 |
| Chester Waggoner | Truist Advisory Services, Inc. other | Fifth Third Securities, Inc. other | Other | May 9, 2017 | May 8, 2017 |
| Kevin Thomas Hopperton | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | May 9, 2017 | May 11, 2017 |
| Susanne M Swanson | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | May 5, 2017 | Jun 8, 2017 (34 d) |
| Eric C Anders | Bmo Harris Financial Advisors, Inc other | Fifth Third Securities, Inc. other | Other | May 4, 2017 | Apr 20, 2017 |
| Michael Harned | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | May 3, 2017 | Jun 14, 2017 (42 d) |
| Robert Haug | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | May 2, 2017 | Jul 6, 2017 (65 d) |
| Kylee Brooke Marcy | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | May 1, 2017 | Jul 7, 2017 (67 d) |
| Benjamin Brenneman | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Apr 28, 2017 | Jun 14, 2017 (47 d) |
| Nikki Mccauley | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2017 | Jan 29, 2018 (279 d) |
| Brett Wagner | Touchstone Advisors Inc other | Fifth Third Securities, Inc. other | Other | Apr 4, 2017 | Apr 13, 2017 |
| Angela Wetzig | Sequoia Financial Group, L.L.C. other | Fifth Third Securities, Inc. other | Other | Mar 24, 2017 | Apr 13, 2017 |
| Ernest William Ross | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Mar 23, 2017 | Mar 23, 2017 |
| Stewart E Schrader | Bmo Harris Financial Advisors, Inc other | Fifth Third Securities, Inc. other | Other | Mar 20, 2017 | Mar 22, 2017 |
| Thomas Jaracz | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Mar 7, 2017 | Mar 15, 2017 |
| Vera Johnson | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Mar 3, 2017 | Feb 24, 2017 |
| Anthony D Trunzo | MML Investors Services, LLC other | Fifth Third Securities, Inc. BD affiliated | Other | Mar 2, 2017 | Sep 13, 2023 (2386 d) |
| Lauri K. Howe | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Feb 23, 2017 | Feb 23, 2017 |
| Timothy Seward | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Feb 22, 2017 | Apr 28, 2017 (65 d) |
| Zachary J Bauer | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Feb 21, 2017 | Apr 19, 2017 (57 d) |
| Michael S Rolfes | Goldman Sachs Wealth Services, L.P. other | Fifth Third Securities, Inc. BD affiliated | Other | Feb 13, 2017 | Aug 6, 2018 (539 d) |
| Rebekah Cornell | Northwestern Mutual Investment Services,LLC no RAUM | Fifth Third Securities, Inc. other | Other | Feb 8, 2017 | Feb 28, 2017 |
| Matthew R Brinkmann | Cuna Brokerage Services, Inc. other | Fifth Third Securities, Inc. other | Other | Jan 19, 2017 | Apr 4, 2017 (75 d) |
| Timothy Pester | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Dec 19, 2016 | Jan 20, 2017 (32 d) |
| John Gross | Northwestern Mutual Investment Services,LLC no RAUM | Fifth Third Securities, Inc. BD affiliated | Other | Dec 12, 2016 | May 29, 2018 (533 d) |
| Allison Siegel | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Nov 15, 2016 | Dec 2, 2016 |
| Jessica L Caden | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 31, 2016 | Feb 1, 2018 (458 d) |
| Justin Nicholas Del Campo | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Oct 18, 2016 | Oct 21, 2016 |
| Christopher Burgdorf | Thrivent Investment Management Inc. other | Fifth Third Securities, Inc. BD affiliated | Other | Oct 11, 2016 | Sep 17, 2018 (706 d) |
| Jeffrey Joseph Moore | Raymond James Financial Services Advisors, Inc other | Fifth Third Securities, Inc. other | Other | Sep 8, 2016 | Sep 13, 2016 |
| Christopher Richard Merrill | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Aug 31, 2016 | Aug 23, 2016 |
| Dennis Matthew Breier | Iht Wealth Management LLC other | Fifth Third Securities, Inc. other | Other | Aug 29, 2016 | Nov 9, 2016 (72 d) |
| Frederick Perry Turner | First Citizens Investor Services, Inc. other | Fifth Third Securities, Inc. other | Other | Aug 9, 2016 | Oct 13, 2016 (65 d) |
| Edward Tyler Engler | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | Aug 9, 2016 | Aug 3, 2016 |
| Adam Martin Heckman | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | Aug 9, 2016 | Aug 10, 2016 |
| Theresa M Schmitt | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Jul 26, 2016 | Aug 1, 2016 |
| Mark John Posey | Osaic Institutions, Inc. other | Fifth Third Securities, Inc. other | Other | Jul 21, 2016 | Aug 2, 2016 |
| Lynard Eugene Holland | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Jul 12, 2016 | Jul 14, 2016 |
| Rodney Decker | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | Jun 27, 2016 | Jun 21, 2016 |
| Vincent Armand | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | Jun 27, 2016 | Jun 29, 2016 |
| Matthew James Russell | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Jun 24, 2016 | Jun 30, 2016 |
| Aaron Bruce Reed | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Jun 7, 2016 | Sep 22, 2016 (107 d) |
| Theodore Scott Alexander | Cuso Financial Services, L.P. other | Fifth Third Securities, Inc. other | Other | Jun 3, 2016 | Jun 21, 2016 |
| Shawn Christopher Chadwell | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | May 16, 2016 | May 25, 2016 |
| Shannon J Bauer | Wesbanco Securities, Inc. BD affiliated | Fifth Third Securities, Inc. other | Other | May 9, 2016 | Sep 7, 2016 (121 d) |
| Christopher Scott Seebeck | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Apr 29, 2016 | Jun 13, 2016 (45 d) |
| Cheryl Gunar Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Apr 29, 2016 | Aug 15, 2017 (473 d) |
| Terrell Cannon | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Apr 14, 2016 | May 17, 2016 (33 d) |
| Lance Tabbert | Essex National Securities, Inc. other | Fifth Third Securities, Inc. BD affiliated | Other | Apr 11, 2016 | Jul 26, 2023 (2662 d) |
| Jonathan Schiefer Mrowiec | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Apr 11, 2016 | Mar 28, 2016 |
| Kelley Ann Niehaus | U.S. Bancorp Investments, Inc. other | Fifth Third Securities, Inc. BD affiliated | Other | Apr 6, 2016 | Oct 3, 2018 (910 d) |
| Kathleen Marie Jones | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Mar 28, 2016 | Apr 21, 2016 |
| Benjamin Charles Mcqueen | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Mar 28, 2016 | Jul 25, 2016 (119 d) |
| Aaron David Schmiedel | Harbour Wealth Partners, Inc. state registered | Fifth Third Securities, Inc. other | Other | Mar 16, 2016 | Mar 16, 2016 |