Arrivals at Osaic Institutions, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kelly Mieloch Sparks	Truist Advisory Services, Inc. other	Osaic Institutions, Inc. other	Other	Mar 2, 2018	Mar 1, 2018
Kimberly Viner Place	Hornor, Townsend & Kent, LLC other	Osaic Institutions, Inc. other	Other	Mar 1, 2018	Feb 26, 2018
Brian Davidson	Cambridge Investment Research Advisors, Inc. other	Osaic Institutions, Inc. other	Other	Feb 21, 2018	Feb 28, 2018
Troy Philip Tannenholz	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Osaic Institutions, Inc. other	Other	Feb 20, 2018	Feb 27, 2018
Gary Arthur Therrian	Fifth Third Securities, Inc. BD affiliated	Osaic Institutions, Inc. other	Other	Feb 9, 2018	Feb 9, 2018
David Anderson	Edward Jones national BD	Osaic Institutions, Inc. other	Other	Feb 5, 2018	Feb 20, 2018
Logan Alexander Shanks	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Feb 2, 2018	Jun 10, 2020 (859 d)
Justin Roger Simmers	Key Investment Services LLC BD affiliated	Osaic Institutions, Inc. other	Other	Jan 30, 2018	Jan 31, 2018
Patrick Connor Dougherty	LPL Financial LLC independent RIA	Osaic Institutions, Inc. other	Other	Jan 25, 2018	Jan 22, 2018
James Carlton Hunter	MML Investors Services, LLC other	Osaic Institutions, Inc. other	Other	Jan 22, 2018	Jan 18, 2018
Denise Ann Blevins	Huntington Financial Advisors other	Osaic Institutions, Inc. other	Other	Jan 17, 2018	Jan 16, 2018
James Dehoff	Signator Investors, Inc. other	Osaic Institutions, Inc. other	Other	Jan 16, 2018	Feb 27, 2018 (42 d)
Richard Brian Wolf	Ast Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Jan 5, 2018	Jan 3, 2018
Jerrod Lydell Foresman	Invest Financial Corporation other	Osaic Institutions, Inc. other	Other	Dec 31, 2017	Jan 9, 2018
David Walter Stangohr	Invest Financial Corporation other	Osaic Institutions, Inc. other	Other	Dec 31, 2017	Jan 2, 2018
David Michel Haik	Invest Financial Corporation other	Osaic Institutions, Inc. other	Other	Dec 31, 2017	Jan 2, 2018
John Michael Nauman	Invest Financial Corporation other	Osaic Institutions, Inc. other	Other	Dec 31, 2017	Jan 3, 2018
Michael Luis Costa	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Dec 20, 2017	Nov 5, 2018 (320 d)
Anca Daniela Dehelean	Janney Montgomery Scott LLC other	Osaic Institutions, Inc. other	Other	Dec 14, 2017	Dec 8, 2017
Joseph Thomas Murphy	Key Investment Services LLC BD affiliated	Osaic Institutions, Inc. other	Other	Dec 11, 2017	Dec 4, 2017
Raman Grover	Key Investment Services LLC BD affiliated	Osaic Institutions, Inc. other	Other	Dec 11, 2017	Dec 4, 2017
Bob Azarieh	Hsbc Securities (USA) Inc. other	Osaic Institutions, Inc. other	Other	Dec 1, 2017	Jan 22, 2018 (52 d)
Bartholomew Timothy-Dylan Mackler	Concorde Asset Management, LLC other	Osaic Institutions, Inc. other	Other	Nov 27, 2017	Dec 11, 2017
Adam Edward Day	On Investment Management Co other	Osaic Institutions, Inc. other	Other	Nov 15, 2017	Nov 6, 2017
Bruce Eugene Mccook	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Nov 7, 2017	Oct 31, 2017
Cameron Harris	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Nov 7, 2017	Oct 24, 2017
Ashley W Owens	Securities America Advisors, Inc. other	Osaic Institutions, Inc. other	Other	Oct 25, 2017	Oct 25, 2017
Kurtis E Burcume	M&T Securities, Inc. unclassified	Osaic Institutions, Inc. other	Other	Oct 20, 2017	Oct 31, 2017
Lawrence Rocha	Cetera Investment Advisers LLC other	Osaic Institutions, Inc. other	Other	Oct 18, 2017	Nov 15, 2017
Umar Farooq Ali	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Oct 12, 2017	Oct 30, 2017
Michael William Reilly	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Sep 22, 2017	Oct 2, 2017
Crystal Lynn Bain	Citizens Securities, Inc. other	Osaic Institutions, Inc. other	Other	Aug 30, 2017	Sep 14, 2017
Harold Dennis Rotary	Regal Investment Advisors LLC other	Osaic Institutions, Inc. other	Other	Aug 22, 2017	Aug 21, 2017
Edward Viglietta	Morgan Stanley wirehouse	Osaic Institutions, Inc. other	Other	Aug 21, 2017	Aug 30, 2017
Olivia Lyla Kennedy	Cetera Investment Advisers LLC other	Osaic Institutions, Inc. other	Other	Aug 18, 2017	Oct 18, 2017 (61 d)
Erin Marie Mooney	Cetera Investment Advisers LLC other	Osaic Institutions, Inc. other	Other	Aug 18, 2017	Oct 25, 2017 (68 d)
Thomas Kim	Citigroup Global Markets Inc. other	Osaic Institutions, Inc. other	Other	Aug 17, 2017	Aug 7, 2017
David M Woldman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	Aug 4, 2017	Oct 18, 2017 (75 d)
Alissa Provanzana	Cetera Investment Advisers LLC other	Osaic Institutions, Inc. other	Other	Jul 27, 2017	Aug 1, 2017
Kori Jean Manus	Gerber, LLC other	Osaic Institutions, Inc. other	Other	Jul 25, 2017	Aug 17, 2017
Matthew Rowe Sweet	Raymond James Financial Services Advisors, Inc other	Osaic Institutions, Inc. other	Other	Jul 21, 2017	Sep 5, 2017 (46 d)
Clay P Cook	Benjamin F. Edwards & Company, Incorporated other	Osaic Institutions, Inc. other	Other	Jul 20, 2017	Jul 21, 2017
Jessica Delia Hernandez	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Jun 22, 2017	Jul 13, 2017
John William Manzella	Questar Asset Management, Inc. other	Osaic Institutions, Inc. other	Other	Jun 2, 2017	May 30, 2017
Jeffrey Michael White	First Citizens Investor Services, Inc. other	Osaic Institutions, Inc. other	Other	May 30, 2017	Jun 30, 2017 (31 d)
Scott Windsor	Bb&T Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	May 9, 2017	May 17, 2017
Virginia Lee Kiss	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Apr 17, 2017	Apr 21, 2017
Lorenzo Pietro Gaudioso	Oppenheimer & Co. Inc. other	Osaic Institutions, Inc. other	Other	Apr 10, 2017	Jun 26, 2017 (77 d)
Tricia L Gordon	Key Investment Services LLC other	Osaic Institutions, Inc. other	Other	Apr 5, 2017	Apr 6, 2017
Brandon E. Weatherford	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	Apr 3, 2017	Apr 19, 2017
Eric Foster Nost	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Mar 29, 2017	Mar 21, 2017
John Christopher Woodrome	Msi Financial Services, Inc. other	Osaic Institutions, Inc. other	Other	Mar 23, 2017	Apr 3, 2017
Christopher Casey Floyd	Allen & Company Of Florida, LLC other	Osaic Institutions, Inc. other	Other	Mar 21, 2017	Apr 5, 2017
Sharon E Westveer	Cetera Investment Advisers LLC other	Osaic Institutions, Inc. other	Other	Mar 20, 2017	Apr 4, 2017
Dan Julius Nguyen	Rks Management, Inc. unclassified	Osaic Institutions, Inc. other	Other	Mar 20, 2017	Feb 15, 2017
Robert Anthony Martin	Santander Securities other	Osaic Institutions, Inc. other	Other	Mar 15, 2017	Mar 27, 2017
Robert James Schup	Cuso Financial Services, L.P. other	Osaic Institutions, Inc. other	Other	Mar 13, 2017	Mar 2, 2017
Nathan D K Cooper	Edward Jones national BD	Osaic Institutions, Inc. other	Other	Mar 13, 2017	Mar 20, 2017
Paul T Economou	Calton & Associates, Inc. other	Osaic Institutions, Inc. other	Other	Feb 24, 2017	Feb 27, 2017
James Alexander Muir	Cetera Investment Advisers LLC other	Osaic Institutions, Inc. other	Other	Feb 21, 2017	Mar 6, 2017

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808 moves match.