| Hela Naara Fryar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2017 | Aug 27, 2019 (677 d) |
| Garrett James Dunlap | Strategic Advisers LLC national BD | Cuso Financial Services, L.P. other | Other | Oct 16, 2017 | Oct 20, 2017 |
| John Christopher Roy Andrews | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 13, 2017 | Oct 2, 2017 |
| Jodi Elise Lewis | Commonwealth Financial Network national BD | Cuso Financial Services, L.P. other | Other | Oct 10, 2017 | Oct 16, 2017 |
| Anna Gabriella Martinez | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Sep 28, 2017 | Sep 25, 2017 |
| Andrew Michael Lawrence | Raymond James Financial Services Advisors, Inc other | Cuso Financial Services, L.P. other | Other | Sep 26, 2017 | Oct 31, 2017 (35 d) |
| Daniel Warren Hancock | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Sep 21, 2017 | Sep 20, 2017 |
| Anthony John Coletti | Cammack Retirement Group other | Cuso Financial Services, L.P. other | Other | Sep 20, 2017 | Aug 17, 2017 |
| Benn J Smith | Pfg Advisors other | Cuso Financial Services, L.P. BD affiliated | Other | Sep 5, 2017 | Jan 8, 2018 (125 d) |
| John Francis Fitchett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Sep 5, 2017 | Sep 5, 2017 |
| Roderick R Jefferson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Aug 31, 2017 | Sep 26, 2017 |
| Matthew Allen Taylor | Sofi Wealth LLC other | Cuso Financial Services, L.P. other | Other | Aug 30, 2017 | Sep 11, 2017 |
| Charles Nathan Meeks | Cetera Advisors LLC other | Cuso Financial Services, L.P. other | Other | Aug 28, 2017 | Aug 25, 2017 |
| Douglas Ried Daniels | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Aug 11, 2017 | Sep 15, 2017 (35 d) |
| Emily Renee Russell | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2017 | Feb 27, 2019 (567 d) |
| Humberto Rury Jimenez | Wescom Financial Services, LLC independent RIA | Cuso Financial Services, L.P. other | Other | Aug 3, 2017 | Aug 3, 2017 |
| Daniel Domingo Anderle | U.S. Bancorp Advisors, LLC other | Cuso Financial Services, L.P. BD affiliated | Other | Aug 2, 2017 | Dec 20, 2017 (140 d) |
| Diane Singleton Allen | Strategic Advisers LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2017 | Apr 8, 2019 (635 d) |
| Jasmina Adrianne Lujan | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | Jul 12, 2017 | Jun 29, 2017 |
| Heiner P Kessler | Pnc Wealth Management other | Cuso Financial Services, L.P. other | Other | Jul 6, 2017 | Jun 26, 2017 |
| Chelsea Barrows | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. other | Other | Jun 26, 2017 | Jun 19, 2017 |
| Robert Arthur Koba | The Wealth Consulting Group other | Cuso Financial Services, L.P. other | Other | Jun 14, 2017 | Jun 20, 2017 |
| Patrick George Heller | Pnc Wealth Management other | Cuso Financial Services, L.P. other | Other | Jun 9, 2017 | Jun 19, 2017 |
| Daniel R Reitz | Private Advisor Group, LLC other | Cuso Financial Services, L.P. other | Other | Jun 2, 2017 | Jun 2, 2017 |
| Michelle Marie Degree | RBC Capital Markets, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2017 | Oct 18, 2018 (510 d) |
| Heather M. Wright | Gem Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | May 24, 2017 | Jun 23, 2017 |
| Kimberly S Weithman | Pnc Wealth Management other | Cuso Financial Services, L.P. other | Other | May 8, 2017 | May 2, 2017 |
| Ryan Jan Turner | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | May 5, 2017 | Apr 24, 2017 |
| Edwin Joseph Reynolds | Pruco Securities, LLC other | Cuso Financial Services, L.P. other | Other | May 5, 2017 | May 2, 2017 |
| Carla W Thrasher | MML Investors Services, LLC other | Cuso Financial Services, L.P. other | Other | May 2, 2017 | May 2, 2017 |
| Peter Hoffmann | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Apr 20, 2017 | Apr 6, 2017 |
| Ernesto Aguilar | Swbc Investment Company other | Cuso Financial Services, L.P. other | Other | Apr 13, 2017 | Apr 24, 2017 |
| Douglas Marlow | Advice And Planning Services other | Cuso Financial Services, L.P. BD affiliated | Other | Apr 12, 2017 | Feb 5, 2018 (299 d) |
| Christopher Albert Casale | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Apr 5, 2017 | Jun 20, 2017 (76 d) |
| Michael James Mcmillan | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Apr 4, 2017 | Oct 3, 2017 (182 d) |
| Eric Matthew Mazemke | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. other | Other | Mar 22, 2017 | Apr 11, 2017 |
| Michael Hynes | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Mar 21, 2017 | Mar 24, 2017 |
| Brett Thomas Sneed | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Mar 21, 2017 | Mar 29, 2017 |
| Richard Evan Thomas | Kestra Advisory Services, LLC other | Cuso Financial Services, L.P. other | Other | Mar 20, 2017 | Mar 27, 2017 |
| Nathan Kistler | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Mar 13, 2017 | Mar 20, 2017 |
| Victor Evans Gersten | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Mar 10, 2017 | Mar 1, 2017 |
| Nathaniel Bradley Stevens | Pnc Wealth Management other | Cuso Financial Services, L.P. other | Other | Mar 2, 2017 | Mar 6, 2017 |
| Gerald R Rowe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Mar 1, 2017 | Feb 28, 2017 |
| Bruce Allen Joseph | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Feb 28, 2017 | Mar 1, 2017 |
| Michael Jason Young | Strategic Advisers LLC national BD | Cuso Financial Services, L.P. other | Other | Feb 13, 2017 | Feb 2, 2017 |
| Michael Brannon | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | Feb 3, 2017 | Sep 8, 2017 (217 d) |
| John Dorso | Td Ameritrade Investment Management, LLC other | Cuso Financial Services, L.P. BD affiliated | Other | Jan 30, 2017 | Mar 19, 2018 (413 d) |
| John Dorso | Td Ameritrade, Inc. no RAUM | Cuso Financial Services, L.P. BD affiliated | Other | Jan 30, 2017 | Mar 19, 2018 (413 d) |
| Stacey Paulette Sullivan | Principal Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 27, 2017 | Jan 17, 2017 |
| David Harry Elster | Waddell & Reed other | Cuso Financial Services, L.P. other | Other | Jan 24, 2017 | Jan 18, 2017 |
| Scott James Walker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Jan 18, 2017 | Apr 4, 2017 (76 d) |
| Jonna Leigh Damiano | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Jan 10, 2017 | Jan 3, 2017 |
| Michelle Lee Emerick | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 9, 2017 | Jan 3, 2017 |
| Ryan Bruce Lavielle | Wesbanco Securities, Inc. BD affiliated | Cuso Financial Services, L.P. other | Other | Jan 5, 2017 | Jan 9, 2017 |
| James Tietema | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Jan 4, 2017 | Feb 1, 2017 |
| Michael Dennis Louis Ryan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Jan 3, 2017 | Feb 8, 2017 (36 d) |
| Matthew Cotton | Cetera Advisor Networks LLC other | Cuso Financial Services, L.P. other | Other | Dec 22, 2016 | Jan 9, 2017 |
| Robert Dean Lane | Money Concepts Advisory Service other | Cuso Financial Services, L.P. other | Other | Dec 16, 2016 | Dec 14, 2016 |
| Anita Nichole Cannon | Msi Financial Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 15, 2016 | Dec 12, 2016 |
| Nicholas James Larsen | Raymond James Financial Services Advisors, Inc other | Cuso Financial Services, L.P. other | Other | Dec 15, 2016 | Jan 9, 2017 |