DFX Intelligence
Advisor moves
Arrivals at Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacy Lynn Nystrom | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2019 | Sep 19, 2019 (56 d) |
| Ian Barrett Travanti Brown | J.P. Morgan Securities LLC wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2019 | Mar 5, 2020 (226 d) |
| Christopher Bean | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jul 17, 2019 | Jul 18, 2019 |
| Zackary Czerwonky | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jul 30, 2020 (394 d) |
| Adam Fallert | Fisher Investments independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2019 | Jan 6, 2020 (193 d) |
| Randolph Benton Austin | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2019 | Jan 12, 2021 (568 d) |
| Eloisa Vela | Foresters Advisory Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2019 | Nov 8, 2019 (141 d) |
| Christopher Scott Janusek | Pnc Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Aug 8, 2019 (65 d) |
| Karli Marie Finney | Jnba Financial Advisors, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2019 | Aug 30, 2019 (88 d) |
| Jessica Roque Berg | LPL Financial LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2019 | Apr 1, 2020 (303 d) |
| Deidre Tomczak | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2019 | Mar 26, 2020 (297 d) |
| Scott Matthew Rose | Silverhawk Asset Management, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2019 | Jun 6, 2019 |
| Anthony J Pochowski | Commonwealth Financial Network national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jun 10, 2019 |
| James Sabbatini | Mutual Of Omaha Investor Services, Inc. no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | May 30, 2019 | May 31, 2019 |
| Taylor John Sperlich | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2019 | Apr 7, 2025 (2155 d) |
| Nick Goins | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2019 | Sep 15, 2022 (1221 d) |
| Cory Werlinger | Waddell & Reed BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2019 | Jun 6, 2019 |
| Susan K Schenk | U.S. Bancorp Investments, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | May 11, 2020 (381 d) |
| Randall Scott Hoagland | Cambridge Investment Research Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | Aug 12, 2019 (111 d) |
| Lisa Marie Vorce | Visionary Wealth Advisors, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2019 | Sep 17, 2019 (165 d) |
| Ryan David Christensen | Park Avenue Securities LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 5, 2019 |
| Robert Joseph Patrick | Advice And Planning Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Jan 20, 2023 (1389 d) |
| Robert Williams | Questar Asset Management, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Apr 26, 2019 (51 d) |
| Kyle Douglas Kalkbrenner | Allstate Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 7, 2019 |
| Lisa Dorothy Berg | Securities America Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2019 | Mar 11, 2019 |
| Robert Alfred Plundo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2019 | Oct 3, 2019 (225 d) |
| Joel Nicholas Revak | LPL Financial LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2019 | Feb 5, 2019 |
| Sean Mark Hilliard | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2019 | Feb 11, 2019 |
| Sara Jean Brink | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Feb 5, 2019 |
| Doris Wynnette Cheek | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2019 | Mar 28, 2019 (57 d) |
| John A Denny | LPL Financial LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 30, 2019 | Mar 9, 2020 (404 d) |
| Ashley Marie Fagely | Gradient Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Feb 1, 2019 |
| Les Eisel | Osaic Fs, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2018 | Nov 21, 2022 (1468 d) |
| Andria Haworth | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Oct 23, 2018 |
| Dominic Andrew Russo | Allstate Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Nov 5, 2018 |
| Jennifer Wilson Walley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 11, 2018 | Mar 14, 2019 (154 d) |
| Rachel Sampl | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Sep 22, 2020 (714 d) |
| Alejandro Alanis | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2018 | Aug 31, 2021 (1058 d) |
| Hilary J Sweeney | Leuthold Weeden Capital Management other | Thrivent Investment Management Inc. BD affiliated | Other | Sep 11, 2018 | Jan 24, 2019 (135 d) |
| Nolan Kauhiahiwa Sam Ku | Securian Financial Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2018 | Oct 8, 2018 (40 d) |
| Dustin Ryan Michaelson | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2018 | Dec 26, 2018 (127 d) |
| Matthew J Jenkins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 11, 2018 | Jul 12, 2018 |
| Joshua Eric Reyes | Equanimity Financial Partners independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2018 | Aug 17, 2018 (56 d) |
| Chad A Troester | Mutual Of Omaha Investor Services, Inc. no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 21, 2018 | Jun 26, 2018 |
| Thomas Milan Wyszynski | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2018 | Oct 8, 2020 (853 d) |
| Justin Lee Espenson | LPL Financial LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2018 | Jun 19, 2018 |
| Jo Ellen Moore | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2018 | Jul 6, 2018 (31 d) |
| Catherine Marie Jaeger | Ohanesian / Lecours, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2018 | May 31, 2018 |
| Christopher B Burt | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2018 | Aug 4, 2020 (813 d) |
| Jason Christopher Woodruff | Primerica Advisors national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2018 | Sep 10, 2018 (122 d) |
| Jason Scott Riesgraf | LPL Financial LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2018 | May 11, 2018 |
| Melissa Dupre | UBS Financial Services Inc. wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2018 | Nov 29, 2018 (216 d) |
| Marc A Henderson | Strategic Advisers LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2018 | Apr 30, 2018 |
| Jay Xavier Hitselberger | LPL Financial LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2018 | Apr 30, 2018 |
| Argam Aghazarian | Eagle Strategies LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2018 | Jun 25, 2018 (69 d) |
| Jay Allen Schwab | Annex Wealth Management, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2018 | Apr 10, 2018 |
| Robert Scott Swearingen | Gradient Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2018 | Apr 19, 2018 |
| Jordan Karl Westphal | Investment Centers Of America, Inc. other | Thrivent Investment Management Inc. BD affiliated | Other | Mar 19, 2018 | May 10, 2018 (52 d) |
| Bryan Shore | Scottrade Investment Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2018 | May 14, 2018 (66 d) |
| Timothy Faig | Scottrade Investment Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2018 | Mar 19, 2018 |
872 moves match.