DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mauro Esteban Maich | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Nov 8, 2021 |
| Richard M Appling | Cuna Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Oct 28, 2021 |
| Louis P Gorini | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 22, 2021 | Nov 3, 2021 |
| Salvatore Spagnuolo | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 19, 2021 |
| Michael J Kane | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 27, 2021 |
| Jeffrey Sean Crystal | Cadaret Grant & Co Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Aug 29, 2023 (679 d) |
| Valentino Hernandez | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Nov 8, 2021 |
| Eva Valentine | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Apr 5, 2022 (175 d) |
| William Marcus Ebhardt | Osaic Institutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Jan 4, 2022 (91 d) |
| Robert Gerard Howard | Truist Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Jan 5, 2022 (97 d) |
| Craig Alan Stavely | Keep It Simple Financial Planning state registered | Pruco Securities, LLC BD affiliated | Other | Sep 30, 2021 | Oct 27, 2021 |
| Heather Ann Levasseur | Cuna Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Sep 27, 2021 |
| Patrick Joseph Reardon | Stonex Advisors Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Oct 4, 2021 |
| Leesa Leishman Valdez | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Sep 17, 2021 |
| Ronald Francis Murtha | Lifemark Securities Corp. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Sep 1, 2021 |
| Oscar N. Ford | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Sep 15, 2021 |
| Terri V Groth | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Sep 20, 2021 |
| Vajoan Marte | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Sep 7, 2021 |
| Jennifer Sanders | Avantax Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 25, 2021 |
| James Hankins | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Jan 11, 2024 (864 d) |
| Adam Keith Slaughter | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2021 | Aug 25, 2021 |
| Alice Sunmi Roe Urata | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 26, 2021 |
| Kimberly Lynn Herrera | Pnc Managed Account Solutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 3, 2021 (72 d) |
| Stephen Louis Bergonzi | Sagepoint Financial, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 1, 2021 |
| James Patricio Hanna | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2021 | Aug 23, 2021 |
| David Trafican | W&S Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 16, 2021 |
| Frank R Thompson | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 16, 2021 |
| Steven R. Burgess | Planmember Securities Corporation independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2021 | Aug 11, 2021 |
| Alan Gregory Bradley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2021 | Sep 3, 2021 |
| Matthew A Newman | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Oct 5, 2021 (54 d) |
| Joseph John Braut | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Aug 17, 2021 |
| Shawnna L Summers | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2021 | Aug 4, 2021 |
| Corey J Hausen | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Jul 21, 2021 |
| Mark Aaron Mrochek | Voya Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 21, 2021 |
| Stefan Arthur Johnson | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 26, 2021 |
| Jarrod R Harrison | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2021 | Mar 1, 2022 (225 d) |
| Kara L Elledge | Huntington Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 27, 2021 |
| Daniel Delguidice | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Mar 1, 2022 (228 d) |
| Monique Pearl | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2021 | Aug 15, 2022 (395 d) |
| Wendy P. Simmons | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 14, 2021 | Nov 2, 2021 (111 d) |
| Joseph Frank Grimsic | Independence Wealth Advisors, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2021 | Sep 28, 2021 (78 d) |
| Glenn Christian Smith | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2021 | Jul 8, 2021 |
| David Kwasi Manteau | Investment Advisor Group independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2021 | Jul 12, 2021 |
| Andrea Nicole Ellis | Budros, Ruhlin & Roe independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2021 | Oct 19, 2021 (110 d) |
| Kyle Anthony Davis | Regal Investment Advisors LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jun 17, 2021 |
| Kevin Timothy Radell | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2021 | Jun 27, 2022 (364 d) |
| Barry James Gilrane | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Jun 11, 2021 |
| Joshua Mansfield | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Nov 2, 2021 (130 d) |
| Christopher Paul Jordan | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | May 27, 2021 |
| Robert Lawrence Bohli | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Jun 24, 2021 |
| Harold Clark Jackson | Raymond James & Associates, Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 3, 2021 |
| Jacob Mahlon Dalton | 360 Wealth Consultants, LLC state registered | Pruco Securities, LLC BD affiliated | Other | Jun 8, 2021 | Jun 7, 2021 |
| Victor Ladolcetta | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Jun 9, 2021 |
| Joseph Andrew De Luca | Securities America Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jun 3, 2021 |
| James Gerard Mcqueeney | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jul 26, 2021 (53 d) |
| Ronald W Johnson | Annex Wealth Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2021 | Aug 3, 2021 (63 d) |
| Georgeanne Graydon Aist | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2021 | May 19, 2021 |
| James Norman Riley | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | Apr 27, 2021 |
| Jonathan Graham | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | May 19, 2021 |
| Jarrod Council | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2021 | May 19, 2021 |
1,668 moves match.