DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Angelo M NuzzoMeaden & Moore Financial Services, Ltd. unclassified1st Global Advisors Inc otherOtherSep 18, 2025Dec 2, 2009
Robert Allen NovakI.M. Financial, LLC unclassified1st Global Advisors Inc otherOtherSep 23, 2024Jul 8, 2009
Joel Mark KosovskyHorizon Financial Advisors, LLC state registered1st Global Advisors Inc otherOtherDec 31, 2023Jan 30, 2018
Kive I StrickoffStrickoff Financial Services, LLC unclassified1st Global Advisors Inc otherOtherJul 29, 2022Feb 25, 2015
Frederick William JacksonIntegrated Wealth Concepts LLC independent RIA1st Global Advisors Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 11, 2019Oct 18, 2019 (37 d)
Samuel Benjamin CannonFidelity Personal And Workplace Advisors BD affiliated1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2019Sep 18, 2019
Blake Charles AdamsSecurities America Advisors, Inc. BD affiliated1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2019Sep 16, 2019
Nathan M RobnettWoodbury Financial Services, Inc. BD affiliated1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2019Jun 28, 2019
Karl Patrik OrlowskiSummit Financial Consultants, Inc. independent RIA1st Global Advisors Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 28, 2019May 1, 2019
Pamela Moye ManuelLPL Financial LLC independent RIA1st Global Advisors Inc BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2019Jan 23, 2019
Barrett Fitzgerald JacksonPrimerica Advisors national BD1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2019Jan 15, 2019
Elisabeth D BaldwinCetera Investment Advisers LLC BD affiliated1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherOct 23, 2018Nov 5, 2018
Michael Patrick KiziukSantander Securities BD affiliated1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 27, 2018Oct 2, 2018
Stacy Ann WellsCapital One Advisors, LLC BD affiliated1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 19, 2018Mar 29, 2019 (191 d)
Johnny Kenneth BryantTrustee Empowerment & Protection, Inc. other1st Global Advisors Inc BD affiliatedOtherSep 4, 2018Jun 27, 2018
Jeannette ByrdTrustee Empowerment & Protection, Inc. other1st Global Advisors Inc BD affiliatedOtherSep 4, 2018Oct 16, 2018 (42 d)
Bradley Alan HogePruco Securities, LLC BD affiliated1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2018Aug 14, 2018
Steven Edward BrendleBrendle Financial Group, LLC unclassified1st Global Advisors Inc BD affiliatedOtherAug 17, 2018Aug 17, 2018
Matthew Paul GagnonUnited Capital Financial Advisors independent RIA1st Global Advisors Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 6, 2018Aug 10, 2018
Philip James ClarkRaymond James Financial Services Advisors, Inc BD affiliated1st Global Advisors Inc otherOtherApr 5, 2018Apr 4, 2018
Allison Anne NatheGlobal Financial Private Capital, Inc. BD affiliated1st Global Advisors Inc otherOtherApr 2, 2018Mar 7, 2018
Jesus A PompaCapital One Advisors, LLC BD affiliated1st Global Advisors Inc otherOtherMar 30, 2018Apr 4, 2018
Jesse L PerryT. Rowe Price Advisory Services, Inc. independent RIA1st Global Advisors Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 27, 2018Oct 1, 2018 (188 d)
Aaron Anton MilneQuestar Asset Management, Inc. BD affiliated1st Global Advisors Inc otherOtherMar 20, 2018Mar 7, 2018
Natacha Tania SmithLPL Financial LLC independent RIA1st Global Advisors Inc otherOtherMar 12, 2018Mar 9, 2018
Landry WatsonProspera Financial Services, Inc. other1st Global Advisors Inc otherOtherFeb 22, 2018Feb 19, 2018
John Alvin BarrowThree Magnolias Financial Advisors other1st Global Advisors Inc otherOtherFeb 1, 2018Feb 6, 2018
Jeffrey S KinardOsaic Wealth, Inc. BD affiliated1st Global Advisors Inc otherOtherJan 30, 2018Jan 19, 2018
James Robert KarbergAllstate Financial Advisors, LLC no RAUM1st Global Advisors Inc otherOtherJan 12, 2018Feb 1, 2018
Samuel James AngeloHunter Financial Services, Inc. unclassified1st Global Advisors Inc otherOtherNov 30, 2017May 10, 2006
Gianluca TriennesePnc Managed Account Solutions, Inc. other1st Global Advisors Inc otherOtherNov 22, 2017Nov 22, 2017
Lee-Ann HodappWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherNov 15, 2017Nov 20, 2017
Brent Ryan SilverPnc Wealth Management other1st Global Advisors Inc BD affiliatedOtherNov 6, 2017Jul 26, 2018 (262 d)
Matthew SchanzThe Strategic Financial Alliance other1st Global Advisors Inc otherOtherOct 18, 2017Oct 16, 2017
William Joseph CunninghamHancock Whitney Investment Services Inc. other1st Global Advisors Inc otherOtherOct 4, 2017Oct 3, 2017
Arif Madad AliArcher Investment Corporation other1st Global Advisors Inc otherOtherSep 6, 2017Sep 5, 2017
Michael Joseph LarkinRBC Capital Markets, LLC national BD1st Global Advisors Inc otherOtherAug 30, 2017Aug 11, 2017
Magnum DrewAvantax Advisory Services other1st Global Advisors Inc otherOtherAug 18, 2017Aug 11, 2017
Matthew Kyle BoudreauxHancock Whitney Investment Services Inc. other1st Global Advisors Inc otherOtherMay 10, 2017Jun 13, 2017 (34 d)
Christopher R JohnsonUsaa Financial Planning Services no RAUM1st Global Advisors Inc BD affiliatedOtherMay 5, 2017Jul 8, 2018 (429 d)
Ward Wesley MolenCetera Advisors LLC other1st Global Advisors Inc otherOtherMar 17, 2017Mar 22, 2017
James A FranklinCetera Advisors LLC other1st Global Advisors Inc otherOtherMar 17, 2017Mar 15, 2017
Leslie C GosuleMainsail Advisors Services, LLC unclassified1st Global Advisors Inc otherOtherMar 14, 2017Jul 10, 2007
Domenick C SaglimbeniEquitable Advisors, LLC national BD1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 14, 2017Jan 4, 2019 (689 d)
Dylan Robert GreeneEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherFeb 2, 2017Apr 21, 2017 (78 d)
Shane EllingsonRaymond James & Associates, Inc. national BD1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 30, 2017Nov 28, 2018 (667 d)
Jennifer HutchinsH. Beck, Inc. other1st Global Advisors Inc otherOtherJan 20, 2017Jan 26, 2017
Kevin Scott McclellandSteward Partners Investment Solutions, LLC other1st Global Advisors Inc otherOtherJan 13, 2017Jan 11, 2017
Kathryn Vieh ReddenRonald Blue & Co., LLC other1st Global Advisors Inc otherOtherJan 3, 2017Jan 25, 2017
J Michael CloydAvantax Advisory Services other1st Global Advisors Inc otherOtherDec 31, 2016Jan 4, 2017
Katherine Carmichael MorosaniInvest Financial Corporation other1st Global Advisors Inc otherOtherDec 7, 2016Dec 2, 2016
Pauline Joy StaabClearwater Capital Partners other1st Global Advisors Inc otherOtherNov 30, 2016Nov 30, 2017 (365 d)
Steven Dewayne GarrelsClearwater Capital Partners other1st Global Advisors Inc otherOtherNov 30, 2016Dec 1, 2017 (366 d)
Bruce Stanley HessePrivate Advisor Group, LLC other1st Global Advisors Inc otherOtherNov 4, 2016Nov 3, 2016
Alan Wesley ThompsonTrustee Empowerment & Protection, Inc. other1st Global Advisors Inc otherOtherOct 3, 2016Aug 31, 2016
Jay Blakeley WillcoxBancwest Investment Services, Inc. (Bwis) other1st Global Advisors Inc otherOtherSep 30, 2016Sep 20, 2016
Erik George FordFord Wealth Management LLC unclassified1st Global Advisors Inc otherOtherAug 11, 2016Jul 29, 2016
Ryan Paul FischerUsaa Financial Planning Services no RAUM1st Global Advisors Inc otherOtherJun 7, 2016Nov 4, 2016 (150 d)
Eduard V ZolotarevWipfli Financial Advisors, LLC other1st Global Advisors Inc BD affiliatedOtherApr 20, 2016Jan 21, 2019 (1006 d)
Joseph B JohnsonSteward Partners Investment Solutions, LLC other1st Global Advisors Inc otherOtherMar 14, 2016Mar 17, 2016
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295 moves match.