DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Horter Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher H BoydMorgan Stanley wirehouseHorter Investment Management, LLC independent RIAWirehouse to independent RIAAug 25, 2026Aug 21, 2026
Brandon HendricksMariner BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2026Apr 15, 2026 (72 d)
Norman David EccariusAe Wealth Management, LLC BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2026Jan 8, 2026
Mitchell Scott ClarkMons Capital unclassifiedHorter Investment Management, LLC independent RIAOtherDec 31, 2025Aug 1, 2025
Anthony Joseph SaulinoGolden Reserve Retirement, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIASep 13, 2025Dec 1, 2025 (79 d)
Tyler John KoebbeW&S Brokerage Services, Inc. BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2025Feb 16, 2025
Sean Patrick MclaughlinW&S Brokerage Services, Inc. BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2024Oct 6, 2024
Kevin Andrew MccannTucker Asset Management LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAAug 1, 2024Aug 6, 2024
Anthony William FrambesAlphamark Advisors, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAJul 23, 2024Jul 25, 2024
Benjamin M HoutCerity Partners LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIASep 12, 2023Nov 6, 2023 (55 d)
Keliikai Seto Ah Mook CastilloU.S. Bancorp Advisors, LLC BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2023Oct 18, 2023 (70 d)
Reed MellsPortfolio Medics, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAJul 21, 2023Jul 10, 2023
Richard James HaeufleFidelity Personal And Workplace Advisors BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2023Aug 2, 2023
Thomas Francis BennettU.S. Bancorp Advisors, LLC BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2023Dec 7, 2023 (167 d)
Larry Eugene FosterDelta Advisory Group, Inc. independent RIAHorter Investment Management, LLC independent RIARIA to RIAJan 25, 2023Feb 21, 2023
David OcasioPatriot Advisory Group state registeredHorter Investment Management, LLC independent RIAOtherNov 18, 2022Dec 12, 2022
Todd BrubakerBankers Life Advisory Services, Inc. BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2022Apr 10, 2024 (574 d)
Edward Michael BotelhoSecurities America Advisors, Inc. BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2022Jul 11, 2023 (336 d)
Ashlee WillisAmeriprise Financial Services, LLC national BDHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Aug 29, 2022
Jeffrey John FioreGradient Advisors, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIANov 25, 2020Dec 4, 2020
Paul August BuckleRaymond Marx Financial Advisory Group Inc. unclassifiedHorter Investment Management, LLC otherOtherOct 28, 2020Jun 13, 2017
Sherwood Allison BarbourPremier Financial Services Of North Carolina unclassifiedHorter Investment Management, LLC otherOtherSep 24, 2020Jan 25, 2016
Philip Hearl HamiltonD.H. Hill Advisors, Inc. independent RIAHorter Investment Management, LLC independent RIARIA to RIAAug 5, 2020Aug 10, 2020
Robin Lou DepiesJ. W. Cole Advisors, Inc. independent RIAHorter Investment Management, LLC independent RIARIA to RIAJun 8, 2020Jun 12, 2020
Lonny Christopher PowellBrookstone Capital Management LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAMay 21, 2020May 29, 2020
Joann Marie NorthCetera Advisor Networks LLC BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2020Feb 11, 2020
Stephen Robert JenkinsAsset Preservation Group Inc independent RIAHorter Investment Management, LLC independent RIARIA to RIANov 6, 2019Nov 15, 2019
Nicholas Daniel InnerbichlerCambridge Investment Research Advisors, Inc. BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2019Sep 19, 2019
Michael Alexander WatkinsSgl Financial, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAAug 14, 2019Aug 26, 2019
Tammy B PaxtonMML Investors Services, LLC BD affiliatedHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2018Dec 14, 2018
Eric Dean BrumaginFirst Fidelity Wealth Advisors, Inc. unclassifiedHorter Investment Management, LLC otherOtherAug 24, 2018Feb 24, 2017
Gary William RonanUSA Financial Securities LLC otherHorter Investment Management, LLC otherOtherJan 31, 2018Feb 15, 2018
Lamar Daniel BreshearsAlpine Capital Management, LLC unclassifiedHorter Investment Management, LLC otherOtherJan 19, 2018Jan 29, 2018
William Vernon RoweRegis Asset Management LLC unclassifiedHorter Investment Management, LLC otherOtherJan 3, 2018Jan 5, 2018
Kenneth Brian SchraubenResearch Money Management, LLC unclassifiedHorter Investment Management, LLC otherOtherDec 31, 2017Aug 15, 2017
Thomas Gerard AvellinoSecure Investment Management, LLC otherHorter Investment Management, LLC otherOtherNov 29, 2017Feb 28, 2018 (91 d)
Paula Jan AbbottHuntington Financial Advisors otherHorter Investment Management, LLC otherOtherNov 14, 2017Dec 6, 2017
Craig LipniskisStrategic Advisers LLC national BDHorter Investment Management, LLC otherOtherSep 6, 2017Jan 29, 2018 (145 d)
Lonnie Wayne HoodWealth Watch Advisors, Inc otherHorter Investment Management, LLC otherOtherAug 14, 2017Aug 22, 2017
David George NewmanStrategic Advisers LLC national BDHorter Investment Management, LLC otherOtherAug 10, 2017Sep 6, 2017
Michael Casey SheehanStrategic Advisers LLC national BDHorter Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2017Jun 13, 2018 (310 d)
Nancy Williams SchilreffCreativeone Securities, LLC otherHorter Investment Management, LLC otherOtherJul 3, 2017Jul 12, 2017
Timothy John HendersonFirst Advisors National, LLC otherHorter Investment Management, LLC otherOtherMay 22, 2017Jun 2, 2017
Robert Edward KingCornerstone Asset Management Services, Inc. otherHorter Investment Management, LLC otherOtherApr 12, 2017Apr 18, 2017
Herbert Louis PerlinNext Financial Group, Inc. otherHorter Investment Management, LLC otherOtherApr 4, 2017Apr 11, 2017
Thomas Lloyd KunkelCapital Financial Services, Inc. otherHorter Investment Management, LLC otherOtherDec 31, 2016Jan 10, 2017
Mark Jeffrey OrrMorr Capital Management, Inc. unclassifiedHorter Investment Management, LLC otherOtherDec 31, 2016Jan 5, 2017
Mark Edward KuhneGuardian Wealth Strategies, LLC otherHorter Investment Management, LLC independent RIAOtherDec 31, 2016Feb 2, 2022 (1859 d)
Michael John SloanPatriot Investment Advisors, LLC unclassifiedHorter Investment Management, LLC otherOtherNov 8, 2016Jan 24, 2017 (77 d)
Nick Dell'AquilaEsi Financial Advisors otherHorter Investment Management, LLC otherOtherNov 2, 2016Nov 4, 2016
Brian Keith DennisSsn Advisory, Inc. otherHorter Investment Management, LLC otherOtherOct 31, 2016Nov 4, 2016
John Patrick LynchTriumph Wealth Advisors, Inc. otherHorter Investment Management, LLC otherOtherSep 2, 2016Sep 6, 2016
Jeffrey Keegan MartinTriumph Wealth Advisors, Inc. otherHorter Investment Management, LLC otherOtherSep 2, 2016Sep 6, 2016
Samuel Ivor AlleyneGradient Wealth Management otherHorter Investment Management, LLC otherOtherAug 16, 2016Aug 30, 2016
Kara Lynn MitchellTucker Asset Management LLC otherHorter Investment Management, LLC otherOtherAug 3, 2016Aug 18, 2016
Antonio Michael FilipponeRedhawk Wealth Advisors, Inc. otherHorter Investment Management, LLC otherOtherAug 1, 2016Aug 16, 2016
Jeffery Lynn IngrahamOmaha Advisors, Inc. unclassifiedHorter Investment Management, LLC otherOtherJul 15, 2016Jul 8, 2016
Brian Jay BewleyLegacy Wealth Management, LLC independent RIAHorter Investment Management, LLC otherOtherJul 8, 2016Oct 18, 2016 (102 d)
Michael James Smith TuckerConcourse Financial Group Advisors otherHorter Investment Management, LLC otherOtherJun 17, 2016Jun 20, 2016
Richard T KinneyRegal Investment Advisors LLC otherHorter Investment Management, LLC otherOtherApr 21, 2016Apr 25, 2016
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183 moves match.