DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gradient Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Andrew Beatty | Kestra Advisory Services, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Jun 29, 2026 (45 d) |
| Margaret Ann Barrett | Tlg Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Mar 13, 2026 (51 d) |
| Gregory Allen Wales | The Strategic Financial Alliance BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Dec 16, 2025 |
| Lindsay Renee May | The Strategic Financial Alliance BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Dec 16, 2025 |
| Danielle Marie Gray | Primerica Advisors national BD | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Oct 9, 2025 |
| Edil Llanos | Strategic Advisers LLC national BD | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Oct 14, 2025 |
| Alexandra Marie Richey | LPL Financial LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Katie Michelle Grage | Gradient Advisors, LLC independent RIA | Gradient Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2025 | Aug 26, 2025 |
| Mark Joseph Hudec | Tlg Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Aug 21, 2025 (50 d) |
| John Wilder Spears | LPL Enterprise, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | May 21, 2025 |
| Matthew Gabe Jorgensen | Valtinson Bruner Financial Planning independent RIA | Gradient Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2025 | Jul 21, 2025 (77 d) |
| Brent Joseph Martinson | Empower Advisory Group, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Apr 23, 2025 |
| Timothy Alan Rosga | Osaic Wealth, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 22, 2024 |
| Eric Richard Nohner | Osaic Wealth, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 22, 2024 |
| Brandon Lee Ulmer | Commonwealth Financial Network national BD | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2024 | Aug 5, 2024 |
| Patrick Lee Kulzer | Cetera Investment Advisers LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Mar 5, 2025 (288 d) |
| Michael B Haney | Silver Oak Securities, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 18, 2024 |
| Forrest Patterson | Northwestern Mutual Investment Services,LLC no RAUM | Gradient Wealth Management BD affiliated | Other | Sep 27, 2023 | Jan 2, 2024 (97 d) |
| Anthony Vincent Cameranesi | Gradient Advisors, LLC independent RIA | Gradient Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2023 | Jun 16, 2023 |
| Ryan Vance Golinski | Securities America Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 2, 2023 |
| Jack Garrett Welchlin | Transamerica Retirement Advisors, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Jul 20, 2023 (107 d) |
| Rachel Emily Sams | Thrivent Investment Management Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Aug 11, 2023 (177 d) |
| Douglas J Bauerband | World Advisory Services BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 13, 2023 |
| David Jennings | Td Ameritrade, Inc. no RAUM | Gradient Wealth Management BD affiliated | Other | Jun 3, 2022 | Oct 3, 2022 (122 d) |
| Peter Frederick Acquaro | On Investment Management Co BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 3, 2022 |
| Michael Angelo Marana | State Farm Investment Management Corp. asset manager | Gradient Wealth Management BD affiliated | Other | Jul 13, 2021 | Sep 7, 2021 (56 d) |
| Bryon Ganus Deiss | Cetera Investment Advisers LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Feb 24, 2021 (51 d) |
| Chad Michael Curtis | Regal Investment Advisors LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2020 | Sep 23, 2020 (62 d) |
| Daniel Allan Teague | U.S. Bancorp Investments, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2020 | Apr 10, 2020 |
| Richard A Ure | LPL Financial LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Nov 20, 2019 |
| Matthew Joseph Folsom | Gradient Advisors, LLC independent RIA | Gradient Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Nov 14, 2019 | Nov 14, 2019 |
| Karl Jensen | Gradient Financial Direct, LLC no RAUM | Gradient Wealth Management BD affiliated | Other | Nov 1, 2019 | Nov 15, 2019 |
| Jamie Lee Jochum | Ameriprise Financial Services, LLC national BD | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2019 | Jul 9, 2019 |
| Paul Christopher Vessel | Questar Asset Management, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Jan 14, 2021 (623 d) |
| Jorge Alberto Trevino | Quest Capital Strategies, Inc. independent RIA | Gradient Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2019 | Apr 15, 2019 |
| Michael Scott Allison | Securities America Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 2, 2019 |
| Robert Edward Allison | Securities America Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 2, 2019 |
| Jamie Lee Schlag | Capital Financial Services, Inc. independent RIA | Gradient Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 14, 2019 | Mar 29, 2019 |
| Brian Joseph Godfrey | Cambridge Investment Research Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Feb 13, 2019 (44 d) |
| Daniel Evan Gombrich | Questar Asset Management, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Oct 15, 2018 |
| Chelly Joseph | Transamerica Financial Advisors, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Jul 19, 2018 |
| Randall Kent Rinderknecht | Capital Analysts BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2018 | Apr 13, 2018 |
| David Warren Tanner | Primerica Advisors national BD | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2018 | Sep 14, 2018 (199 d) |
| Ashley Marie Fagely | Thrivent Investment Management Inc. other | Gradient Wealth Management other | Other | Sep 18, 2017 | Sep 15, 2017 |
| David Ross Mccaghren | Sagepoint Financial, Inc. other | Gradient Wealth Management other | Other | Aug 18, 2017 | Aug 18, 2017 |
| Kenton M Fenno | Osaic Fs, Inc. other | Gradient Wealth Management other | Other | Jul 31, 2017 | Jul 27, 2017 |
| Michael B Haney | USA Financial Securities LLC other | Gradient Wealth Management other | Other | Jun 29, 2017 | Jun 29, 2017 |
| Terrence Scott Ransom | Wilbanks Securities Advisory other | Gradient Wealth Management other | Other | Jun 12, 2017 | May 12, 2017 |
| Sean Randolph Stevens | Creativeone Wealth, LLC other | Gradient Wealth Management other | Other | May 16, 2017 | Jun 8, 2017 |
| Timothy J Pierson | Investment Centers Of America, Inc. other | Gradient Wealth Management other | Other | Feb 2, 2017 | Feb 2, 2017 |
| David Michael Wolfe | Thrivent Investment Management Inc. other | Gradient Wealth Management other | Other | Dec 31, 2016 | Jan 23, 2017 |
| John Meneses Tan | Mainstreet Asset Management, LLC unclassified | Gradient Wealth Management other | Other | Dec 31, 2016 | Jan 6, 2017 |
| Tyler Brooks Tury | Commoncents Wealth Advisors, LLC state registered | Gradient Wealth Management other | Other | Dec 31, 2016 | Jan 5, 2017 |
| Jared Michael Holt | Harbour Investments, Inc. other | Gradient Wealth Management other | Other | Dec 31, 2016 | Apr 26, 2017 (116 d) |
| Casey Cason | Cue Financial Group, Inc. other | Gradient Wealth Management other | Other | Nov 17, 2016 | Nov 9, 2016 |
| Kenneth Leroy Bowers | Cetera Advisor Networks LLC other | Gradient Wealth Management other | Other | Nov 11, 2016 | Nov 9, 2016 |
| Julia Gilels Lembcke | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | Nov 7, 2016 | Nov 4, 2016 |
| Erik Heinz Lembcke | J.P. Morgan Private Wealth Advisors LLC other | Gradient Wealth Management other | Other | Sep 26, 2016 | Nov 4, 2016 (39 d) |
| James Martin Reed | Next Financial Group, Inc. other | Gradient Wealth Management other | Other | Sep 1, 2016 | Sep 7, 2016 |
| Erik Steven Pace | Ameriprise Financial Services, LLC national BD | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2016 | May 23, 2018 (644 d) |
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111 moves match.