DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Global Financial Private Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin William CampbellEasterly Funds LLC asset managerGlobal Financial Private Capital, Inc. otherOtherApr 8, 2021Nov 18, 2016
Donald Aaron ReedOsaic Wealth, Inc. BD affiliatedGlobal Financial Private Capital, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 6, 2019Jan 29, 2019
Andrew Glen HahnHahn Financial Services, LLC state registeredGlobal Financial Private Capital, Inc. BD affiliatedOtherNov 9, 2018Dec 21, 2018 (42 d)
Daniel Winston MaurerPeople'S United Advisors, Inc. independent RIAGlobal Financial Private Capital, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2018Aug 3, 2018 (46 d)
Richard Allen BavetzGradient Advisors, LLC independent RIAGlobal Financial Private Capital, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 9, 2018May 16, 2018
Rachael Elyse ElkenNational Planning Corporation ("Npc Of America" In Fl & Ny) no RAUMGlobal Financial Private Capital, Inc. BD affiliatedOtherApr 23, 2018Jun 22, 2018 (60 d)
Kenneth Darrell StephensonQ3 Asset Management Corporation independent RIAGlobal Financial Private Capital, Inc. otherOtherMar 26, 2018Jan 8, 2014
Madeline KeeganNationwide Investment Advisors, LLC otherGlobal Financial Private Capital, Inc. otherOtherJan 31, 2018Jan 31, 2018
Arif Madad Ali1st Global Advisors Inc otherGlobal Financial Private Capital, Inc. otherOtherJan 25, 2018Jan 26, 2018
Michael David ReevesWealthremedy, LLC unclassifiedGlobal Financial Private Capital, Inc. BD affiliatedOtherDec 31, 2017May 30, 2018 (150 d)
Richard Warren BirdBfc Planning, Inc. otherGlobal Financial Private Capital, Inc. otherOtherDec 31, 2017Jan 4, 2018
Sonji Rollins TuckerOneamerica Securities, Inc. otherGlobal Financial Private Capital, Inc. otherOtherDec 13, 2017Dec 12, 2017
Martin Wolf RosenzveigLPL Financial LLC independent RIAGlobal Financial Private Capital, Inc. otherOtherDec 12, 2017Dec 4, 2017
Robert Adam KokolDivorce Financial Planning LLC unclassifiedGlobal Financial Private Capital, Inc. otherOtherNov 30, 2017Feb 21, 2014
Gregory Paul RicksGregory Ricks LLC Dba Gregory Ricks & Associates otherGlobal Financial Private Capital, Inc. otherOtherNov 29, 2017Oct 31, 2017
Nicholas Richard RohdeGregory Ricks LLC Dba Gregory Ricks & Associates otherGlobal Financial Private Capital, Inc. otherOtherNov 29, 2017Oct 31, 2017
Cody BennettGregory Ricks LLC Dba Gregory Ricks & Associates otherGlobal Financial Private Capital, Inc. otherOtherNov 29, 2017Oct 31, 2017
Jason FoxNational Planning Corporation ("Npc Of America" In Fl & Ny) otherGlobal Financial Private Capital, Inc. BD affiliatedOtherNov 10, 2017Jun 11, 2018 (213 d)
James Paul NunezRedhawk Wealth Advisors, Inc. otherGlobal Financial Private Capital, Inc. otherOtherOct 26, 2017Mar 14, 2018 (139 d)
Bradford D. CookEasterly Funds LLC otherGlobal Financial Private Capital, Inc. otherOtherOct 25, 2017Dec 2, 2016
Marissa Kay WaldronFisher Investments otherGlobal Financial Private Capital, Inc. otherOtherOct 23, 2017Jan 26, 2018 (95 d)
Robert Thomas McmahonEpi Financial Group state registeredGlobal Financial Private Capital, Inc. otherOtherSep 29, 2017Nov 21, 2017 (53 d)
Peter Allan SykesEasterly Funds LLC otherGlobal Financial Private Capital, Inc. otherOtherSep 27, 2017Nov 18, 2016
Kezia SamuelEasterly Funds LLC otherGlobal Financial Private Capital, Inc. otherOtherJun 22, 2017Jul 5, 2017
Trevor T TaylorAegis Capital Corp. otherGlobal Financial Private Capital, Inc. otherOtherJun 15, 2017Jun 20, 2017
Lawrence Neil LotwinSignator Investors, Inc. otherGlobal Financial Private Capital, Inc. otherOtherMay 26, 2017Aug 22, 2017 (88 d)
Michael I HepnerVirtue Capital Management, LLC otherGlobal Financial Private Capital, Inc. otherOtherMar 28, 2017Mar 30, 2017
Christopher Paul RandalEasterly Funds LLC otherGlobal Financial Private Capital, Inc. otherOtherMar 24, 2017Nov 30, 2016
Edward Thomas MunozMsi Financial Services, Inc. otherGlobal Financial Private Capital, Inc. otherOtherMar 16, 2017Mar 23, 2017
Shane Elden EarleSenior Advisory Group, LLC state registeredGlobal Financial Private Capital, Inc. otherOtherDec 31, 2016Jun 13, 2012
Phillip Arnold CalandraCalandra Wealth Management, LLC unclassifiedGlobal Financial Private Capital, Inc. otherOtherDec 31, 2016Jul 8, 2010
Michael Thomas SorrentinoAviance Capital Management, LLC otherGlobal Financial Private Capital, Inc. otherOtherDec 8, 2016Nov 5, 2015
Jeffrey James WalkerAviance Capital Management, LLC otherGlobal Financial Private Capital, Inc. otherOtherDec 8, 2016Aug 30, 2011
Anthony Joel GonzalesAssetmark, Inc. otherGlobal Financial Private Capital, Inc. otherOtherNov 17, 2016Mar 30, 2017 (133 d)
William Leverett CurtissCurtiss Wealth Advisory LLC unclassifiedGlobal Financial Private Capital, Inc. otherOtherOct 27, 2016Apr 13, 2016
William Clinton McnuttEdward Jones national BDGlobal Financial Private Capital, Inc. otherOtherOct 17, 2016Nov 29, 2016 (43 d)
Kevin Scott BachmannQuestar Asset Management, Inc. otherGlobal Financial Private Capital, Inc. otherOtherSep 29, 2016Oct 5, 2016
Mark RamosJ.P. Morgan Securities LLC wirehouseGlobal Financial Private Capital, Inc. otherOtherAug 25, 2016Oct 5, 2016 (41 d)
Scott E KraseEdward Jones national BDGlobal Financial Private Capital, Inc. otherOtherAug 23, 2016Sep 27, 2016 (35 d)
Patrick Steven BerchBlue River Capital LLC unclassifiedGlobal Financial Private Capital, Inc. otherOtherJul 25, 2016Aug 22, 2016
Trey Robert HolmanCalton & Associates, Inc. otherGlobal Financial Private Capital, Inc. otherOtherJul 22, 2016Jul 21, 2016
Paul GardnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGlobal Financial Private Capital, Inc. otherOtherMay 31, 2016Jun 9, 2016
Robert Wallace ScullenCapital Financial Services, Inc. otherGlobal Financial Private Capital, Inc. otherOtherMay 31, 2016May 31, 2016
Nannette Leigh SaboCumberland Advisors otherGlobal Financial Private Capital, Inc. otherOtherMay 26, 2016Aug 21, 2017 (452 d)
Mark Steven PickettCurian Capital, LLC no RAUMGlobal Financial Private Capital, Inc. otherOtherMay 20, 2016May 8, 2017 (353 d)
Alexander UdwariT. Rowe Price Advisory Services, Inc. no RAUMGlobal Financial Private Capital, Inc. otherOtherMay 16, 2016Jun 20, 2016 (35 d)
Paul Daniel SpurlockBrookstone Asset Management, LLC otherGlobal Financial Private Capital, Inc. otherOtherMay 13, 2016Apr 22, 2016
Gina Camille WellsProsperity Economics Partners, LLC no RAUMGlobal Financial Private Capital, Inc. otherOtherMay 2, 2016Oct 8, 2010
Russell Edward HarrisJ.P. Morgan Securities LLC wirehouseGlobal Financial Private Capital, Inc. otherOtherApr 14, 2016Apr 4, 2016
Michael Waldorf PuckJ.P. Morgan Securities LLC wirehouseGlobal Financial Private Capital, Inc. otherOtherMar 29, 2016Jul 28, 2016 (121 d)
Jenna VanleeuwenYour Richest Life state registeredGlobal Financial Private Capital, Inc. otherOtherMar 25, 2016May 20, 2016 (56 d)
Joseph Ivan FishmanHorter Investment Management, LLC otherGlobal Financial Private Capital, Inc. otherOtherFeb 11, 2016Feb 10, 2016
Jeffrey Edward ZientaraJ.P. Morgan Securities LLC wirehouseGlobal Financial Private Capital, Inc. otherOtherJan 5, 2016Jan 25, 2016
Justin Michael BianceJ. Biance Financial unclassifiedGlobal Financial Private Capital, Inc. otherOtherDec 31, 2015Jan 7, 2016
Jason Charles BianceJ. Biance Financial unclassifiedGlobal Financial Private Capital, Inc. otherOtherDec 16, 2015Jan 7, 2016
Gary Randall PreslarCambridge Investment Research Advisors, Inc. otherGlobal Financial Private Capital, Inc. otherOtherOct 28, 2015Oct 2, 2015
Chad HillMsi Financial Services, Inc. otherGlobal Financial Private Capital, Inc. otherOtherSep 8, 2015Feb 17, 2016 (162 d)
Rodney Dean JarrellFinancial Security Services Group, Inc. state registeredGlobal Financial Private Capital, Inc. otherOtherJul 31, 2015Aug 13, 2015
Joseph Lauria DipaoloDipaolo Financial Group, Inc. unclassifiedGlobal Financial Private Capital, Inc. otherOtherJul 16, 2015Jul 29, 2015
Thomas Edward EaglehouseNfp Advisor Services, LLC otherGlobal Financial Private Capital, Inc. otherOtherJun 10, 2015Jun 16, 2015
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223 moves match.