DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Founders Financial Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alyssa Marie Molan | Mariner BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Sep 16, 2026 |
| Brenda Simson | Transamerica Financial Advisors, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Jun 26, 2026 |
| Eric Krausz Adler | Mariner BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2026 | Jun 24, 2026 |
| April Spittle Blake | Interactive Financial Advisors independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | May 8, 2026 | Apr 20, 2026 |
| Margaret Rehmer Swiess | Spc BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Aug 12, 2025 |
| James A Frangenberg | Wells Fargo Advisors wirehouse | Founders Financial Securities, LLC independent RIA | Wirehouse to independent RIA | Oct 29, 2025 | Oct 27, 2025 |
| Scott Douglas Reid | Pks Advisory Services, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Oct 2, 2025 | Sep 5, 2025 |
| Lisa Carol Reid | Pks Advisory Services, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Oct 2, 2025 | Sep 5, 2025 |
| Craig Curtis Alden | Interactive Financial Advisors independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Sep 10, 2025 | Aug 15, 2025 |
| Emily Elizabeth Parent | Interactive Financial Advisors independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Sep 10, 2025 | Aug 15, 2025 |
| Neal Edward Stanfield | Hornor, Townsend & Kent, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Sep 3, 2025 | Sep 4, 2025 |
| Michelle Siano | Ellis Investment Partners, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Nov 4, 2024 | Nov 1, 2024 |
| Charles Joseph Reichelt | John Hancock Personal Financial Services, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Feb 3, 2025 (147 d) |
| David S. Long | Securities America Advisors, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Nov 1, 2023 |
| Chester Miller Mccord | Securities America Advisors, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 9, 2023 |
| Mitchell Lone Mccord | Securities America Advisors, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 9, 2023 |
| Cameron Todd Feyrer | Park Avenue Securities LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Jun 15, 2023 (76 d) |
| Nick Charles Hoffmann | LPL Financial LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Dec 5, 2022 | Nov 14, 2022 |
| Heather M Aeschliman | Ae Wealth Management, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2022 | Dec 21, 2022 (42 d) |
| Andrew Jonathan Douglas | Citizens Securities, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2022 | Oct 27, 2022 (35 d) |
| Gary Joseph Siano | Next Financial Group, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2022 | Sep 7, 2022 |
| Jesse Andrew Colgan | Next Financial Group, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2022 | Sep 6, 2022 |
| Michael Enwezor | Charles Schwab & Co., Inc. national BD | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 15, 2022 |
| Jacob M Caldwell | Park Avenue Securities LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | Jun 21, 2022 (36 d) |
| Bryan M Rigg | Cantella & Co., Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | May 31, 2022 (54 d) |
| David S Ryan | Integrity Alliance, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Nov 1, 2021 | Nov 3, 2022 (367 d) |
| Brian James Zabora | Osaic Fa, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Oct 21, 2022 (424 d) |
| Raymond Robert Comiskey | Securian Financial Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Jun 3, 2021 |
| Christopher Norman Herkert | Woodbury Financial Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | May 4, 2021 |
| Eric Alan Somsel | Securian Financial Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Jun 3, 2021 |
| Raffaele Nicholas Mazzone | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Founders Financial Securities, LLC independent RIA | Wirehouse to independent RIA | Jun 1, 2021 | Sep 21, 2023 (842 d) |
| Patrick William Herkert | Woodbury Financial Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | May 10, 2021 |
| John Michael Donaghy | Osaic Fa, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 17, 2021 |
| Ty Eric Boggs | Portfolio Design Services, LLC mixed wealth | Founders Financial Securities, LLC independent RIA | RIA to RIA | Oct 29, 2020 | Oct 23, 2020 |
| Matthew T Kradel | Cetera Investment Advisers LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2020 | Oct 9, 2020 |
| Robert Forrest Zimmer | Benjamin F. Edwards & Company, Incorporated BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2020 | Mar 23, 2020 |
| Victor Simon | First Allied Advisory Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2020 | Mar 2, 2020 |
| Ryan Eugene Staton | Park Avenue Securities LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2020 | Feb 28, 2020 |
| Kelley Anne Lebica | First Allied Advisory Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2019 | Oct 31, 2019 |
| Clyde Warren Ford | Kestra Advisory Services, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2019 | Oct 11, 2019 |
| Sean Michael Tomajan | Kestra Advisory Services, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2019 | Oct 11, 2019 |
| Laura Carrera Warnock | LPL Financial LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2019 | Aug 1, 2019 |
| Roger Joel Conde | Ira Wealth Management unclassified | Founders Financial Securities, LLC independent RIA | Other | Jul 3, 2019 | Oct 31, 2019 (120 d) |
| Joshua Thomas Fox | Securities America Advisors, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2019 | Feb 4, 2019 |
| Lee Allan Abramovitz | Infinity Financial Services unclassified | Founders Financial Securities, LLC independent RIA | Other | Nov 9, 2018 | Nov 14, 2018 |
| Cameron Michael Bernadsky | Ae Wealth Management, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Aug 20, 2018 | Aug 28, 2018 |
| William Vernon Rowe | Horter Investment Management, LLC independent RIA | Founders Financial Securities, LLC independent RIA | RIA to RIA | Apr 26, 2018 | May 11, 2018 |
| Jane Maccubbin | Morgan Stanley wirehouse | Founders Financial Securities, LLC independent RIA | Wirehouse to independent RIA | Feb 28, 2018 | Jan 21, 2020 (692 d) |
| Marc Brian Asher | Lifemark Securities Corp. other | Founders Financial Securities, LLC other | Other | Feb 13, 2018 | Feb 5, 2018 |
| Westley E Tibbs | Raymond James Financial Services Advisors, Inc BD affiliated | Founders Financial Securities, LLC other | Other | Dec 31, 2017 | Jan 8, 2018 |
| Gale Ann Brodie | Waddell & Reed other | Founders Financial Securities, LLC other | Other | Oct 12, 2017 | Oct 2, 2017 |
| Jodi Fay Brush | Hbw Advisory Services LLC other | Founders Financial Securities, LLC other | Other | Jan 3, 2017 | Jan 3, 2017 |
| Jeffrey Donald Wells | Hbw Advisory Services LLC other | Founders Financial Securities, LLC other | Other | Dec 31, 2016 | Jan 3, 2017 |
| Thomas Michael Senseney | MML Investors Services, LLC other | Founders Financial Securities, LLC independent RIA | Other | Nov 18, 2016 | Feb 3, 2022 (1903 d) |
| Kenneth Micheal Bieri | Oppenheimer & Co. Inc. other | Founders Financial Securities, LLC other | Other | May 2, 2016 | May 3, 2016 |
| Stevin Lindsay Moses | Northstar Wealth Partners LLC other | Founders Financial Securities, LLC other | Other | Apr 20, 2016 | Mar 28, 2016 |
| Daniel Joshua Swain | Edward Jones national BD | Founders Financial Securities, LLC other | Other | Feb 10, 2016 | Jul 20, 2016 (161 d) |
| David Reid | LPL Financial LLC other | Founders Financial Securities, LLC other | Other | Nov 4, 2015 | Nov 5, 2015 |
| Bradley Phillip Kellen | LPL Financial LLC other | Founders Financial Securities, LLC other | Other | Oct 28, 2015 | Oct 15, 2015 |
| Timothy James Lay | Transamerica Financial Advisors, LLC other | Founders Financial Securities, LLC other | Other | Jul 17, 2015 | Jul 2, 2015 |
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109 moves match.