DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cuna Brokerage Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eun Joo Kim Hamblin | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 26, 2022 | Mar 4, 2022 |
| Charles E. Dutil | Edward Jones national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2022 | Mar 9, 2022 |
| Abraham Marquez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2022 | Feb 11, 2022 |
| Delia Elena Arhiri | MML Investors Services, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2022 | Feb 15, 2022 |
| Colton James Blackman | Eaton Vance Management asset manager | Cuna Brokerage Services, Inc. BD affiliated | Other | Jan 3, 2022 | Jan 19, 2022 |
| Alex Miguel Santillan | Hancock Whitney Investment Services Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Jan 6, 2022 |
| Joseph Furman Bishop | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Jan 6, 2022 |
| Mark Benjamin Konrardy | Empower Advisory Group, LLC other | Cuna Brokerage Services, Inc. BD affiliated | Other | Nov 22, 2021 | Dec 2, 2021 |
| Charles Christensen | LPL Financial LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Nov 29, 2021 |
| William E Bargholtz | Oneamerica Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 16, 2021 |
| Jason Matthew Miller | LPL Financial LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Nov 12, 2021 |
| Patrick George Heller | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 15, 2021 |
| Timothy N Betts | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 29, 2021 | Oct 18, 2021 |
| Hossam Nasser | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Oct 6, 2021 |
| Kevin Chew | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2021 | Jul 1, 2021 |
| Clay Thomas Symington | The Bottom Line Wealth Management Ltd. state registered | Cuna Brokerage Services, Inc. BD affiliated | Other | Jun 10, 2021 | Jan 11, 2022 (215 d) |
| Robert J Crabtree | Truist Advisory Services, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Jun 9, 2021 |
| Richard Allen Weiner | Wealth Watch Advisors, Inc independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2021 | Jun 1, 2021 |
| Mark Robert Calaci | Gwn Securities Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2021 | May 20, 2021 |
| Kimchi Godwin | Empower Advisory Group, LLC other | Cuna Brokerage Services, Inc. BD affiliated | Other | May 7, 2021 | May 25, 2021 |
| Alexander Gerhard Forster | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | May 11, 2021 |
| Kristen Marie Parrow | Key Investment Services LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2021 | May 6, 2021 |
| Virgil Hall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 16, 2021 | Apr 22, 2021 |
| Michael P Hogan | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Apr 15, 2021 |
| James D King | Pnc Wealth Management BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2021 | Mar 24, 2021 |
| John Welsh Eyster | Comerica Securities bank affiliated | Cuna Brokerage Services, Inc. BD affiliated | Other | Mar 4, 2021 | Mar 8, 2021 |
| Thomas James Snyder | Edward Jones national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2021 | Jul 2, 2021 (120 d) |
| Elizabeth Dooling Timmer | Park Avenue Securities LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Mar 10, 2021 |
| Scott Ratajczak | Thrive Capital Management, LLC independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2021 | Apr 28, 2021 (68 d) |
| Maxim Nikolayevich Makhnyk | Edward Jones national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | May 20, 2021 (106 d) |
| Matthew Brice Tielker | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Jan 5, 2021 |
| April J Wood | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Jan 5, 2021 |
| Patrick Norris | Edward Jones national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2020 | Dec 23, 2020 |
| Tristan Andrew Hill | Santander Securities BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2020 | Dec 11, 2020 |
| Joshua Adam Keyes | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Dec 17, 2020 |
| Robert Bradford Davis | Advice And Planning Services BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Aug 16, 2021 (276 d) |
| Jason A Spatafora | Pruco Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2020 | Oct 20, 2021 (342 d) |
| David John Aanderud | Mutual Of Omaha Investor Services, Inc. no RAUM | Cuna Brokerage Services, Inc. BD affiliated | Other | Nov 4, 2020 | Mar 16, 2021 (132 d) |
| Christian Blaise Sarver | Luken Investment Analytics, LLC independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2020 | May 19, 2021 (211 d) |
| Douglas Rose | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 5, 2020 | Oct 8, 2020 |
| David M Garres | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2020 | Oct 20, 2020 |
| Jermaine D Hawkins | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2020 | Oct 8, 2020 |
| Robert E Budavich | Madison Avenue Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 30, 2020 |
| Mindy Minarik-Prins | Principal Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2020 | Oct 8, 2020 |
| Jonathan Nielsen | Fidelity Personal And Workplace Advisors BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2020 | Sep 28, 2020 |
| Christopher Drake Moore | Fidelity Personal And Workplace Advisors BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2020 | Feb 18, 2021 (157 d) |
| Scott Soenen | Northwestern Mutual Investment Services,LLC no RAUM | Cuna Brokerage Services, Inc. BD affiliated | Other | Sep 9, 2020 | Jun 25, 2021 (289 d) |
| Wendell Lee Bunch | Fifth Third Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2020 | Feb 2, 2021 (158 d) |
| Tyler Fields | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2020 | Aug 25, 2020 |
| Eric Christian Martinez | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2020 | Aug 27, 2020 |
| Russell L Martin | M&T Securities, Inc. unclassified | Cuna Brokerage Services, Inc. BD affiliated | Other | Aug 4, 2020 | Sep 28, 2020 (55 d) |
| Kimberly Frances Myers | Pnc Managed Account Solutions, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Sep 2, 2020 (33 d) |
| Keenen Darrell Leake | Edward Jones national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2020 | Oct 1, 2020 (64 d) |
| Catherine Sanchez Genty | Cambridge Investment Research Advisors, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2020 | Jul 21, 2020 |
| Robert Clinton Chastain | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Jul 22, 2020 (37 d) |
| Kody Edwin Rogers | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2020 | Jun 15, 2020 |
| Michael Simon | Hsbc Securities (USA) Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jul 9, 2020 (34 d) |
| Phillip Peter Parziale | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2020 | Aug 21, 2020 (80 d) |
| Richard Frank Wallner | Taylor Wealth Management Partners independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2020 | May 1, 2020 |
| Matthew Akers | LPL Financial LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2020 | May 19, 2020 |
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671 moves match.