DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sequent Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Tyler Bowling | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Jul 23, 2026 |
| Andrew Clayborne Elmore | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Jul 20, 2026 |
| Paul Groeschel-Johnson | Creativeone Wealth, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jul 10, 2026 | Aug 4, 2026 |
| Abid Ali Khan | Eagle Strategies LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2026 | Oct 16, 2025 |
| Brian L Penney | Packerland Brokerage Services, Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Mar 20, 2026 | Mar 27, 2026 |
| Jesse Alexander Brownfield | Baytrust Wealth Management, LLC no RAUM | Sequent Planning, LLC independent RIA | Other | Mar 12, 2026 | Apr 23, 2026 (42 d) |
| Kenneth James Cappelli | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 19, 2026 |
| Donald Ray Lilly | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 2, 2026 |
| Dennis Eugene Zaderaka | Zaderaka, Dennis unclassified | Sequent Planning, LLC independent RIA | Other | Dec 31, 2025 | Jan 12, 2026 |
| Joseph Carter | Iams Wealth Management, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Dec 19, 2025 | Jan 5, 2026 |
| Stanley Daniel Stanek | Brookstone Wealth Advisors, LLC no RAUM | Sequent Planning, LLC independent RIA | Other | Dec 2, 2025 | Feb 11, 2026 (71 d) |
| Norman Patrick Mcevoy | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Sep 15, 2025 |
| Jesse R Leax | LPL Enterprise, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 23, 2025 |
| Leonardo Conceicao Chantre | Mutual Of Omaha Investor Services, Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Aug 8, 2025 | Oct 17, 2025 (70 d) |
| Byron Richard Ison | Optivise Advisory Services LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jul 16, 2025 | Jul 7, 2025 |
| Raymond Benjamin Knezek | Awm Financial Services Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jun 13, 2025 | Aug 8, 2025 (56 d) |
| Hamid R Clark | Brookstone Wealth Advisors, LLC no RAUM | Sequent Planning, LLC independent RIA | Other | May 7, 2025 | Dec 5, 2025 (212 d) |
| Christopher James Debeikes | Cetera Investment Advisers LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Aug 14, 2025 (128 d) |
| Fraser Lawrence Allport | Coppell Advisory Solutions LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jan 3, 2025 | Oct 28, 2025 (298 d) |
| Anthony Yulo Poblador | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 15, 2025 |
| Brandon Chase Borganelli | Gradient Advisors, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Sep 5, 2024 | Sep 17, 2024 |
| Jose Luis Garcia | Advisory Services Network independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Aug 22, 2024 | Aug 20, 2024 |
| Ashley Danielle Gardner | First Command Advisory Services BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Nov 7, 2024 (99 d) |
| Jerry Devon Johnson | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Nov 18, 2025 (484 d) |
| Roger Dale Malcolm | Bankers Life Advisory Services, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Aug 16, 2024 |
| Michael Ray Ritchie | Brookstone Wealth Advisors, LLC no RAUM | Sequent Planning, LLC independent RIA | Other | May 28, 2024 | Jun 3, 2024 |
| Mao Chang Wang | Life Planning Advisors LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Apr 18, 2024 | Jul 15, 2024 (88 d) |
| James Carroll Quinn | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2024 | Apr 9, 2024 |
| Omar I Baadarani | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sequent Planning, LLC independent RIA | Wirehouse to independent RIA | Mar 25, 2024 | May 14, 2025 (415 d) |
| Christopher Colin Hamm | W&S Brokerage Services, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2024 | Jan 9, 2026 (658 d) |
| Marvin L Musick | Wise Wealth, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jan 5, 2024 | Jul 15, 2024 (192 d) |
| Jack William Ross Havice | Brookstone Capital Management LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jan 2, 2024 | Jan 8, 2024 |
| Christopher Sean Sullivan | Mutual Of Omaha Investor Services, Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Dec 21, 2023 | Feb 22, 2024 (63 d) |
| Stephen Morrell Foster | Securities America Advisors, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Jan 8, 2024 (39 d) |
| David James Vezina | World Advisory Services BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | May 20, 2025 (551 d) |
| Waldemar Mark Dziedzic | Aegis Wealth Management, Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Sep 22, 2023 | Aug 25, 2025 (703 d) |
| Kyle William Hiatt | Orion Portfolio Solutions, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2023 | Jul 30, 2025 (691 d) |
| Gina Faye Martin | Cambridge Investment Research Advisors, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 18, 2023 |
| Michael Patrick Nolan | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2023 | Jul 17, 2023 |
| Galina Konstantinovna Koval | Redhawk Wealth Advisors, Inc. mixed wealth | Sequent Planning, LLC independent RIA | RIA to RIA | Jun 21, 2023 | Jun 30, 2023 |
| Tyler Ross Snow | Mutual Of Omaha Investor Services, Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | May 4, 2023 | Oct 9, 2023 (158 d) |
| Daniel Lee Shuck | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 28, 2023 |
| Sandra Lois Ziglar | Osaic Fs, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2023 | Apr 7, 2023 |
| Renee Celeste Radtke | Elite Retirement Group independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Mar 27, 2023 | Sep 29, 2023 (186 d) |
| Chelsea Kiehler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sequent Planning, LLC independent RIA | Wirehouse to independent RIA | Mar 21, 2023 | Mar 17, 2023 |
| David Michael Swiderski | Securities America Advisors, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Apr 4, 2023 (40 d) |
| Andrew Nathan Rojas | Scottsdale Wealth Advisory LLC state registered | Sequent Planning, LLC independent RIA | Other | Jan 23, 2023 | Jan 31, 2023 |
| William Clay Tucker | Catalyst Wealth Management independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jan 10, 2023 | Jan 17, 2023 |
| Daniel Joseph Zeiger | Packerland Brokerage Services, Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Aug 31, 2022 | Sep 14, 2022 |
| Andrew Joseph Kathol | Adaptation Financial Advisors Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jun 15, 2022 | Aug 22, 2022 (68 d) |
| Andrea Butler | Charles Schwab & Co., Inc. national BD | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | Jun 24, 2025 (1135 d) |
| Tracey Lynn Spikes | Brookstone Wealth Advisors, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Feb 15, 2022 | Jun 28, 2022 (133 d) |
| Michael V Ronan | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2021 | Jan 26, 2022 (97 d) |
| Emilio Francisco Solernou | Iams Wealth Management, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Mar 25, 2021 | May 18, 2022 (419 d) |
| Sergio Jimenez-Gudino | Animus Wealth Management, LLC. state registered | Sequent Planning, LLC independent RIA | Other | Mar 24, 2021 | Mar 31, 2021 |
| Michael Burton Ohlemacher | W&S Brokerage Services, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2021 | Feb 23, 2021 |
| John Andrew White | Financial Guideposts unclassified | Sequent Planning, LLC independent RIA | Other | Dec 31, 2020 | Dec 10, 2020 |
| Melissa Levesque | J.P. Morgan Securities LLC wirehouse | Sequent Planning, LLC independent RIA | Wirehouse to independent RIA | Nov 20, 2020 | Feb 18, 2021 (90 d) |
| Rexford Kent Cattanach | Gradient Advisors, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Oct 21, 2020 | Oct 22, 2020 |
| John Conrad Buser | LPL Financial LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2020 | Feb 26, 2021 (143 d) |
Page 1 of 2Next
100 moves match.