DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mutual Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jefferson Yuhan Chan | Illuminate Wealth Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2026 | Jun 26, 2026 |
| David M Hawley | Great Valley Advisor Group, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2026 | May 20, 2026 |
| Amy M Wallace | Advice And Planning Services BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 18, 2026 |
| Danial Otto Green | Wells Fargo Advisors wirehouse | Mutual Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Apr 1, 2026 (82 d) |
| Michael John Ryne | Cedarstone Advisors independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 14, 2026 |
| Levi Glade Larsen | Beacon Pointe Advisors, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2025 | Dec 15, 2025 (52 d) |
| Renee Smyth Lennon | Neuberger Berman Bd LLC no RAUM | Mutual Advisors, LLC BD affiliated | Other | Oct 3, 2025 | Oct 6, 2025 |
| Dustin Jay Zuck | Wealth Enhancement Advisory Services, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 8, 2025 |
| Cameron Garrett Grandpre | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Aug 1, 2025 |
| Jason Robert Hosler | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 22, 2025 |
| Alexander Gibran Koury | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 21, 2025 |
| Cody D Teeples | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Aug 1, 2025 |
| Bruce Robert Hosler | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Jul 18, 2025 |
| Archie Anderson Henderson | Next Financial Group, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 16, 2025 |
| James Bernard Scanlon | Spire Wealth Management, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 28, 2025 |
| Michael B Nance | Primerica Advisors national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2024 | Dec 23, 2024 |
| Chris Michael Tremble | Charles Schwab & Co., Inc. national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 14, 2024 |
| David Raymond Rapp | Edward Jones national BD | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 24, 2024 |
| Curtis Van Slothower | Prime Capital Financial mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Sep 6, 2024 |
| Jeffrey Robertson Martin | Prime Capital Financial mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Sep 6, 2024 |
| Austin Lee Carroll | Prime Capital Financial mixed wealth | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Sep 9, 2024 |
| Kenneth John Peterson | Fortitude Advisory Group L.L.C. independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2024 | Feb 28, 2024 |
| Casey Scott Hayden | The Life Group Financial Services independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2024 | May 10, 2024 (72 d) |
| Douglas Daniel Coe | Valic Financial Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Oct 27, 2023 |
| James K Hu | Creativeone Wealth, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2023 | Sep 29, 2023 |
| Lucas Alan Jacobson | MML Investors Services, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 14, 2023 |
| Thomas Jason Knight | Sowell Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Aug 14, 2023 |
| Aleksandra Anna Gierszewska | Pruco Securities, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Sep 1, 2023 (43 d) |
| Lisa Oconnor | Raymond James Financial Services Advisors, Inc BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2023 | May 2, 2023 |
| Robb Patton Parsons | Rosecap Investment Advisors, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2023 | May 5, 2023 |
| Zachary Michael Grusell | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2023 | Jan 17, 2024 (300 d) |
| Christopher Ralph | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 17, 2023 |
| Gregory James Karanzalis | Valic Financial Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2023 | Feb 3, 2023 |
| Tucker Webber | Orion Portfolio Solutions, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Feb 7, 2023 |
| Mark Alexander Taylor | Securities America Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 21, 2022 |
| Michael Scott Weisman | Cetera Advisor Networks LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Sep 30, 2022 |
| Nicole Quiroga Galinsky Carlon | American Portfolios Advisors, Inc BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Oct 19, 2022 |
| Eyal (Nmn) Galinsky | American Portfolios Advisors, Inc BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2022 | Oct 17, 2022 |
| Warn Dee Willis | LPL Financial LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2022 | Aug 22, 2022 |
| Byron Duane Anderson | LPL Financial LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2022 | Aug 22, 2022 |
| Bruce Douglas Eckfeldt | LPL Financial LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2022 | Aug 22, 2022 |
| Kevin M Peterson | Valic Financial Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2022 | Aug 15, 2022 |
| Russell Lon Snyder | LPL Financial LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2022 | Aug 22, 2022 |
| Kenneth Alan Bock | Professional Planning independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 24, 2022 | Jun 1, 2022 |
| Justin C Jolly | Pfg Advisors independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 1, 2022 | Aug 11, 2022 |
| Vivian Joyce Lopez | Gaia Capital Management, Inc. independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2022 | Jun 30, 2022 |
| Stephanie Margo Bloomberg | Orion Portfolio Solutions, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2022 | Jul 1, 2022 |
| Ellen Kathia Shearin | Western International Securities BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Jun 3, 2022 |
| Victoria Ann Wilk | Independent Financial Group, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2022 | Jan 8, 2026 (1358 d) |
| Trinidad John Guillen | Cornerstone independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2022 | May 2, 2022 (38 d) |
| Christopher Allen Duke | Silicon Valley Wealth Advisors, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2022 | Mar 22, 2022 |
| Bradley John Laninga | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Mar 1, 2022 |
| Richard William Lackey | Kg Advisors II, L.P. independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Mar 22, 2022 |
| Evan Lyle Johnson Mowen | Visionary Wealth Advisors, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 11, 2022 | Mar 22, 2021 |
| Charles Robert Aikins | Mutual Of Omaha Investor Services, Inc. no RAUM | Mutual Advisors, LLC BD affiliated | Other | Nov 18, 2021 | Nov 18, 2021 |
| Pedro Hero | Kapela state registered | Mutual Advisors, LLC BD affiliated | Other | Nov 12, 2021 | Sep 2, 2021 |
| Ryan Louis Goosen | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 5, 2021 |
| Jason Arthur Goosen | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 5, 2021 |
| Juliann Jo Riley | Ameritas Advisory Services BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Aug 12, 2021 |
| Lindsay Renee Lingo | Sowell Management independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2021 | Jun 14, 2021 |
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193 moves match.