DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Telesis, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Patrick Freismuth	Hub International Investment Services Inc. unclassified	Financial Telesis, Inc. other	Other	Dec 8, 2020	Mar 21, 2013
Robert John Devalle	Hub International Investment Services Inc. unclassified	Financial Telesis, Inc. other	Other	Dec 8, 2020	Mar 19, 2013
Denise Rachelle Scher	Hub International Investment Services Inc. unclassified	Financial Telesis, Inc. other	Other	Dec 8, 2020	Mar 1, 2013
Eric Anthony Ward	Quantum Financial Consultants, LLC unclassified	Financial Telesis, Inc. other	Other	Mar 8, 2017	Aug 10, 2010
Bradley Patrick Warner	Tp Investment Advisory Services, LLC other	Financial Telesis, Inc. other	Other	Nov 30, 2015	May 15, 2012
Scott Brandon Dooley	Investment Management Consultants, Ltd. other	Financial Telesis, Inc. other	Other	Apr 13, 2015	Aug 30, 2012
Stephen L. Dobrow	Karp Capital Management Corporation other	Financial Telesis, Inc. other	Other	Sep 19, 2014	Sep 5, 2006
David William Gotwals	National Penn Capital Advisors other	Financial Telesis, Inc. other	Other	Sep 2, 2014	Jun 6, 2011
Ronald Jack Joyce	National Penn Capital Advisors other	Financial Telesis, Inc. other	Other	Sep 2, 2014	Jun 6, 2011
Eric Vaughn Landes	National Penn Capital Advisors other	Financial Telesis, Inc. other	Other	Sep 2, 2014	Jun 8, 2011
Paul Joseph Mccolgan	National Penn Capital Advisors other	Financial Telesis, Inc. other	Other	Aug 20, 2014	Jun 6, 2011
Walter Lawrence Ziffer	Ziffer & Associates, LLC unclassified	Financial Telesis, Inc. other	Other	Jul 30, 2014	Jun 20, 2014
Luke S Barnett	Lasalle St. Investment Advisors, L.L.C. other	Financial Telesis, Inc. other	Other	Mar 31, 2014	Mar 28, 2014
Dennis Ray Plyler	Financial Consulting Group unclassified	Financial Telesis, Inc. other	Other	Feb 21, 2014	Jan 29, 2014
Lloyd Vernon Crawford	Financial Consulting Group unclassified	Financial Telesis, Inc. other	Other	Feb 21, 2014	Jan 9, 2014
Jason Colin Patrick	Usi Advisors other	Financial Telesis, Inc. other	Other	Jan 30, 2014	Jan 6, 2014
Marie Schulz Marks	Cambridge Investment Research Advisors, Inc. other	Financial Telesis, Inc. other	Other	Dec 31, 2013	Feb 26, 2014 (57 d)
Daniel Dubois	Money Concepts Advisory Service other	Financial Telesis, Inc. other	Other	Dec 12, 2013	Dec 11, 2013
Alan Jerome Schryer	Money Concepts Advisory Service other	Financial Telesis, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
Frederick James Block	Cadaret Grant & Co Inc other	Financial Telesis, Inc. other	Other	Oct 4, 2013	Oct 7, 2013
Paul Charles Horan	Vsr Advisory Services other	Financial Telesis, Inc. other	Other	Sep 30, 2013	Oct 8, 2013
Barton Joseph Kershner	Glass Jacobson Wealth Advisors other	Financial Telesis, Inc. other	Other	Aug 6, 2013	Oct 23, 2013 (78 d)
Tolen Clement Teigen	LPL Financial LLC other	Financial Telesis, Inc. other	Other	Jun 26, 2013	Jul 16, 2013
Rene Saul Licon	LPL Financial LLC other	Financial Telesis, Inc. other	Other	Jun 20, 2013	Jul 2, 2013
Terrence Edward Maryniw	Ameritas Advisory Services other	Financial Telesis, Inc. other	Other	Apr 25, 2013	Apr 4, 2013
Donald Clark Hammond	Principal Securities, Inc. other	Financial Telesis, Inc. other	Other	Feb 21, 2013	Jan 25, 2013
Nicholas Daniel Deering	Principal Securities, Inc. other	Financial Telesis, Inc. other	Other	Feb 19, 2013	Jan 25, 2013
Scott Christopher Meyer	Parsonex Advisory Services, Inc. no RAUM	Financial Telesis, Inc. other	Other	Feb 8, 2013	Feb 8, 2013
Kristina Pauline Keck	Financial Advocates Investment Management other	Financial Telesis, Inc. other	Other	Jan 24, 2013	Mar 21, 2013 (56 d)
Eszter Klara Koch	MML Investors Services, LLC other	Financial Telesis, Inc. other	Other	Jan 24, 2013	Mar 5, 2013 (40 d)
Douglas Andrew Mccarthy	Osaic Fs, Inc. other	Financial Telesis, Inc. other	Other	Dec 11, 2012	Nov 21, 2012
James Llewellyn Story	Valic Financial Advisors, Inc. other	Financial Telesis, Inc. other	Other	Sep 13, 2012	Oct 2, 2012
Kalman David Muchnick	Cetera Advisors LLC other	Financial Telesis, Inc. other	Other	Aug 24, 2012	Aug 23, 2012
Ryan Andrew Zelaski	Federated Global Investment Management Corp. other	Financial Telesis, Inc. other	Other	Aug 17, 2012	Sep 6, 2012
Melissa Jean Eugenio	Wells Fargo Insurance Services Investment Advisors, Inc. unclassified	Financial Telesis, Inc. other	Other	Jul 25, 2012	Jul 27, 2012
Christian Michael Bretz	Wells Fargo Insurance Services Investment Advisors, Inc. unclassified	Financial Telesis, Inc. other	Other	Jul 23, 2012	Jul 23, 2012
Christopher James Call	Wells Fargo Insurance Services Investment Advisors, Inc. unclassified	Financial Telesis, Inc. other	Other	Jul 23, 2012	Jul 25, 2012
Clay Dean William Stafford	Wells Fargo Insurance Services Investment Advisors, Inc. unclassified	Financial Telesis, Inc. other	Other	Jul 23, 2012	Jul 23, 2012
Scott Bartlett Mccloskey	Wells Fargo Insurance Services Investment Advisors, Inc. unclassified	Financial Telesis, Inc. other	Other	Jul 23, 2012	Oct 10, 2012 (79 d)
Marcia Marie Secor	Equitable Advisors, LLC national BD	Financial Telesis, Inc. other	Other	Jun 11, 2012	Jan 25, 2013 (228 d)
Cosmo Charles Gould	Charles Schwab & Co., Inc. national BD	Financial Telesis, Inc. other	Other	Jun 7, 2012	Jun 12, 2012
Robert Joseph Basil Kotler	Hillman Capital Management Inc other	Financial Telesis, Inc. other	Other	May 31, 2012	Feb 24, 2014 (634 d)
James Mcrae Izett	Equitable Advisors, LLC national BD	Financial Telesis, Inc. other	Other	Mar 21, 2012	Apr 11, 2012
Jeffrey Lynn Coleman	Waddell & Reed other	Financial Telesis, Inc. other	Other	Mar 8, 2012	Feb 24, 2012
Darshan Prakash Makim	Kovack Advisors, Inc. other	Financial Telesis, Inc. other	Other	Jan 25, 2012	Jan 25, 2012
Eduardo Gimenez	Principal Securities, Inc. other	Financial Telesis, Inc. other	Other	Jan 4, 2012	Jan 6, 2012
Kevin Donald Grant	Higginbotham Executive Benefits, LLC unclassified	Financial Telesis, Inc. other	Other	Dec 31, 2011	Jan 6, 2012
Eric Hartmann Hansen	Invest-N-U, LLC unclassified	Financial Telesis, Inc. other	Other	Dec 23, 2011	Jan 13, 2011
Steven Michael Reents	Invest-N-U, LLC unclassified	Financial Telesis, Inc. other	Other	Dec 23, 2011	Jan 6, 2011
James Elder	Workman Securities Corporation unclassified	Financial Telesis, Inc. other	Other	Sep 30, 2011	Oct 11, 2011
Thomas Richard Wright	Onedigital other	Financial Telesis, Inc. other	Other	Aug 31, 2011	Jan 6, 2012 (128 d)
Vincent Edward Zinsmeyer	Sagepoint Financial, Inc. other	Financial Telesis, Inc. other	Other	Aug 9, 2011	Aug 4, 2011
James Henry Perry	Berthel Fisher & Company Financial Services, Inc. other	Financial Telesis, Inc. other	Other	Jun 3, 2011	Jun 16, 2011
David Michael Montgomery	Waddell & Reed other	Financial Telesis, Inc. other	Other	May 31, 2011	Jun 15, 2011
Ronald Julius Church	Principal Securities, Inc. other	Financial Telesis, Inc. other	Other	May 4, 2011	May 3, 2011
Marc Anthony Walker	Retirement Capital Group Southeast unclassified	Financial Telesis, Inc. other	Other	Apr 1, 2011	Feb 2, 2011
John David Harper	Retirement Capital Group Southeast unclassified	Financial Telesis, Inc. other	Other	Apr 1, 2011	Jan 12, 2012 (286 d)
Sara Lyn Strasser	Principal Securities, Inc. other	Financial Telesis, Inc. other	Other	Mar 29, 2011	Jun 2, 2011 (65 d)
Paul J. Phelan	New England Securities Corporation other	Financial Telesis, Inc. other	Other	Mar 28, 2011	Jul 30, 2012 (490 d)
Brian Allen Roberts	Arete Investment Consulting, LLC unclassified	Financial Telesis, Inc. other	Other	Mar 4, 2011	Jan 31, 2011

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142 moves match.