DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tower Square Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven Morgan	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Aug 31, 2012
Kimberly Christine Riccoboni	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Nov 21, 2011
David Joseph Watson	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Jul 13, 2011
Delores Nuamah	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Nov 14, 2008
Michael Curran	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Jun 9, 2010
Sean Townley	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Sep 18, 2008
Bryan James Baccaro	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Jul 7, 2016	Dec 22, 2010
Caitlin Alicia Desoye	New England Securities Corporation other	Tower Square Securities, Inc. other	Other	Jan 2, 2015	Oct 6, 2008
Joseph Thomas Kurzeja	Walnut Street Securities, Inc. other	Tower Square Securities, Inc. other	Other	Sep 5, 2013	Jul 29, 2008
E. B Loomis	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Tower Square Securities, Inc. other	Other	Apr 25, 2013	Jul 1, 2013 (67 d)
Evelyn Rhines	Wells Fargo Advisors wirehouse	Tower Square Securities, Inc. other	Other	Nov 7, 2011	Jun 29, 2012 (235 d)
Alex James Reader	Wells Fargo Advisors wirehouse	Tower Square Securities, Inc. other	Other	Nov 7, 2011	Jun 29, 2012 (235 d)
Francis Bernard Miller	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Oct 5, 2011	Apr 23, 2008
Erich H. Cassidy	Chase Investment Services Corp. other	Tower Square Securities, Inc. other	Other	May 6, 2011	May 31, 2011
Michael Angelo Rosero	New England Securities Corporation other	Tower Square Securities, Inc. other	Other	Jan 31, 2011	Mar 3, 2006
Pamela Shields Cole	Suntrust Investment Services, Inc. other	Tower Square Securities, Inc. other	Other	Dec 6, 2010	Dec 6, 2010
Sidney Jason Ruth	Concourse Financial Group Advisors other	Tower Square Securities, Inc. other	Other	Mar 31, 2010	Mar 1, 2010
Marcia Lyn Wooley	Walnut Street Securities, Inc. other	Tower Square Securities, Inc. other	Other	Feb 22, 2010	Jan 16, 2008
Kevin Gerard Earls	Hrh Securities, LLC unclassified	Tower Square Securities, Inc. other	Other	Nov 17, 2009	May 27, 2004
Allison Vinh Luong	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Sep 18, 2009	Nov 20, 2009 (63 d)
Brandon James Echeverria	Sentinel Pension Advisors, LLC. other	Tower Square Securities, Inc. other	Other	Aug 10, 2009	Sep 10, 2009 (31 d)
Robin Diane Condon	Lincoln Financial Distributors, Inc. unclassified	Tower Square Securities, Inc. other	Other	May 11, 2009	Jun 8, 2009
Eric James Trapasso	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Jan 20, 2009	Mar 25, 2009 (64 d)
Brian David Duncan	Federated Investment Counseling other	Tower Square Securities, Inc. other	Other	Dec 19, 2008	Feb 3, 2009 (46 d)
Scott Francis Thompson	Countrywide Investment Services, Inc. unclassified	Tower Square Securities, Inc. other	Other	Sep 3, 2008	Dec 22, 2008 (110 d)
William Jeffrey Brown	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Tower Square Securities, Inc. other	Other	Jun 10, 2008	Aug 19, 2008 (70 d)
Lara Finebloom	Banc Of America Investment Services, Inc. unclassified	Tower Square Securities, Inc. other	Other	Jun 2, 2008	Aug 1, 2008 (60 d)
Laurence Seiden	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	May 12, 2008	Oct 3, 2005
Kon Son	Cetera Investment Services LLC other	Tower Square Securities, Inc. other	Other	Apr 10, 2008	May 28, 2008 (48 d)
Gary Irwin Nadolsky	Valic Financial Advisors, Inc. other	Tower Square Securities, Inc. other	Other	Jan 22, 2008	Feb 19, 2008
Robert Eric Molinari	Commonwealth Financial Network national BD	Tower Square Securities, Inc. other	Other	Sep 26, 2007	Oct 19, 2007
Sean David Spellman	Pnc Wealth Management other	Tower Square Securities, Inc. other	Other	May 4, 2007	Aug 24, 2007 (112 d)
Young Noh Lee	Cetera Investment Services LLC other	Tower Square Securities, Inc. other	Other	Feb 27, 2007	Mar 16, 2007
Susan Lorraine Tate	Woodbury Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Feb 6, 2007	Feb 23, 2007
David Ashley Iobst	Osaic Fs, Inc. other	Tower Square Securities, Inc. other	Other	Jan 11, 2007	Feb 22, 2007 (42 d)
Paul Samuel Shuman	Securian Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Oct 13, 2006	Nov 3, 2006
David John Obrien	Cetera Investment Advisers LLC other	Tower Square Securities, Inc. other	Other	Feb 21, 2006	Jun 1, 2006 (100 d)
Lawrence James Hubert	Osaic Fa, Inc. other	Tower Square Securities, Inc. other	Other	Jan 11, 2006	Feb 15, 2006 (35 d)
Richard Douglas Gann	Citicorp Investment Services unclassified	Tower Square Securities, Inc. other	Other	Dec 21, 2005	May 30, 2006 (160 d)
Shelley Jo Echeverria	Strategic Advisers LLC national BD	Tower Square Securities, Inc. other	Other	Jun 14, 2005	Jul 19, 2005 (35 d)
Stephen Joseph Locke	Uvest Financial Services Group, Inc. unclassified	Tower Square Securities, Inc. other	Other	Mar 14, 2005	Jul 14, 2005 (122 d)
Todd Alan Davis	Dominari Securities LLC other	Tower Square Securities, Inc. other	Other	Mar 3, 2005	Oct 16, 2006 (592 d)
Matthew Taylor Adams	Capital Resource Management, Inc. unclassified	Tower Square Securities, Inc. other	Other	Feb 17, 2005	Feb 23, 2005
Jose Lino Huerfano	Ladenburg Thalmann Asset Management Inc other	Tower Square Securities, Inc. other	Other	Feb 8, 2005	Jan 3, 2005
Tabitha Marshall Watson	H. Beck, Inc. other	Tower Square Securities, Inc. other	Other	Feb 3, 2005	Feb 3, 2005
Douglas Haig Alexander	H. Beck, Inc. other	Tower Square Securities, Inc. other	Other	Jan 25, 2005	Jan 24, 2005
Richard Gayle English	Transamerica Financial Advisors, LLC other	Tower Square Securities, Inc. other	Other	Dec 17, 2004	Dec 16, 2004
Peggy Nell Slaughter	Valmark Advisers, Inc. other	Tower Square Securities, Inc. other	Other	Dec 16, 2004	Dec 17, 2004
Ian Joseph Tollefsen	RBC Capital Markets, LLC national BD	Tower Square Securities, Inc. other	Other	Oct 8, 2004	Sep 19, 2008 (1442 d)
Steven Michael Stratton	Integrated Financial & Insurance Services unclassified	Tower Square Securities, Inc. other	Other	Sep 10, 2004	Jun 4, 2004
Louis Robert Bojorquez	Citigroup Global Markets Inc. other	Tower Square Securities, Inc. other	Other	Aug 11, 2004	Oct 5, 2004 (55 d)
Kyle Francis Quinn	Oneamerica Securities, Inc. other	Tower Square Securities, Inc. other	Other	Aug 6, 2004	Aug 23, 2004
Young Noh Lee	Signator Investors, Inc. other	Tower Square Securities, Inc. other	Other	Jul 23, 2004	Jul 29, 2004
Mark Alan Feigenbaum	Hornor, Townsend & Kent, LLC other	Tower Square Securities, Inc. other	Other	Jun 21, 2004	Jul 26, 2004 (35 d)
Charles Stuart Tyler	Ws Griffith Securities, Inc. unclassified	Tower Square Securities, Inc. other	Other	Jun 14, 2004	Jun 3, 2004
Laurel Michelle Packham	Ws Griffith Securities, Inc. unclassified	Tower Square Securities, Inc. other	Other	Jun 14, 2004	Jun 3, 2004
Kenneth Charles Noonan	Ws Griffith Securities, Inc. unclassified	Tower Square Securities, Inc. other	Other	Jun 14, 2004	Jun 3, 2004
Kipp Lee Newman	Main Street Management Company unclassified	Tower Square Securities, Inc. other	Other	Jun 11, 2004	Jun 1, 2004
Michael Alan Kramer	Main Street Management Company unclassified	Tower Square Securities, Inc. other	Other	Jun 11, 2004	Jun 1, 2004
Timothy Joseph Glennon	Ws Griffith Securities, Inc. unclassified	Tower Square Securities, Inc. other	Other	Jun 10, 2004	Jun 8, 2004

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85 moves match.