DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| KOHLBERG KRAVIS ROBERTS & CO. L.P. asset manager | $400B | +8.4% | 0.0% | 26 | 625 | ||||
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC other | $399B | +9.9% | 618 | $645M | 18% | 88% | 64 | 11 | 73 |
| ROBERT W. BAIRD & CO. INCORPORATED mixed wealth | $394B | +15% | 2,619 | $150M | 43% | 80% | 90 | 210 | |
| B•••••• L•• institutional | $393B | +14% | 0.0% | 11 | 91 | ||||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | $390B | +13% | 6,714 | $58.1M | 89% | 67% | 74 | 3,630 | |
| L•••••• S••••• • C••••••• L••• other | $387B | +10% | 24 | $16B | 3.3% | 100% | 944 | 7 | 5 |
| F••••• I••••••••• independent RIA | $387B | +29% | 2,979 | $130M | 86% | 85% | 67 | 12 | 4 |
| J•••• H•••••••• I•••••••• asset manager | $380B | +39% | 3 | $127B | 0.5% | 0.6% | 7 | 16 | |
| D••••••••• F••• A••••••• L•• asset manager | $365B | +32% | 0.0% | 1 | |||||
| D•• A•••••••• L•••••• asset manager | $362B | +32% | 0.0% | 2 | |||||
| A••••••••• C••••••• L•••••• P••••••••• asset manager | $351B | +39% | 0.0% | 1 | 39 | ||||
| F••• L•• asset manager | $348B | +28% | 0.1% | 100% | 6 | 21 | |||
| P••• I••••••••• L•• asset manager | $345B | +7.1% | 73 | $4.7B | 0.0% | 1 | |||
| V••••••• A•••••••• I••• BD affiliated | $345B | +15% | 2,430 | $142M | 96% | 50% | 326 | 2,226 | |
| N••• I••••••••• A•••••••• L•• institutional | $344B | +9.1% | 82 | $4.2B | 0.1% | 100% | 0 | 1 | 3 |
| P••••• A•••• M••••••••• S• asset manager | $331B | +20% | 0.0% | 100% | 2 | ||||
| N•• I•••••••• L•• institutional | $329B | +5.5% | 0.0% | 7 | 17 | ||||
| C•••••••• A••••••••• L•• mixed wealth | $327B | +4.2% | 27% | 100% | 5 | 92 | |||
| E•••••• F•••••••• E•••••• independent RIA | $326B | +11% | 726 | $449M | 55% | 48% | 657 | 132 | |
| A•••••••• F•••• M••••••••• L•• asset manager | $325B | +2.1% | 86 | $3.8B | 2.5% | 64% | 106 | 3 | |
| N••••••••• M••••• I••••••••• M••••••••• C••••••• L•• institutional | $323B | +7.7% | 0.0% | 2 | 25 | ||||
| A•• C•••••• M••••••••• L•• asset manager | $312B | +94% | 1 | $312B | 2.9% | 100% | 97 | 1 | 304 |
| R•• C•••••• M••••••• L•• national BD | $310B | +19% | 3,841 | $80.8M | 90% | 35% | 72 | 383 | |
| F•••• T•••• A••••••• L• asset manager | $309B | +21% | 608 | $509M | 1.6% | 94% | 6 | 5 | 1 |
| A••••••• C•••••• I••••••••• M••••••••• I•• asset manager | $306B | +14% | 0.0% | 8 | 3 | ||||
| S•••••• A•••• M••••••••• C••••••• L••• other | $301B | +23% | 0.0% | 1 | 1 | ||||
| C••••••• P••••••• independent RIA | $296B | +36% | 1,173 | $252M | 62% | 89% | 74 | 151 | 5 |
| T•••••••• I••••••••• M••••••••• L•• asset manager | $292B | +7.6% | 30 | $9.7B | 0.0% | 29 | |||
| T•• C•••••• G•••• asset manager | $284B | +2.9% | 0.0% | 5 | 314 | ||||
| V•••••• C•••••• M••••••••• I••• asset manager | $283B | +86% | 94 | $3.0B | 0.5% | 7.2% | 35 | 9 | 20 |
| N••••• A•••• M••••••••• L•• mixed wealth | $280B | +7.9% | 255 | $1.1B | 21% | 67% | 245 | 29 | 28 |
| T• R••• P•••• I••••••••• L•• asset manager | $277B | +11% | 0.0% | 100% | 3 | ||||
| V••• I••••••••• M••••••••• C•• L•• asset manager | $275B | +8.3% | 53 | $5.2B | 0.6% | 8 | |||
| P•••••• A•••• M••••••••• L••• asset manager | $274B | +24% | 0.0% | 37 | 18 | ||||
| T•••• C•••••• M••••••••• ••• L•• asset manager | $273B | 0.0% | 2 | ||||||
| K•• C••••• A••••••• ••• L•• other | $271B | +18% | 0.0% | 11 | 108 | ||||
| L•••• A••••• • C•• L•• asset manager | $270B | +19% | 210 | $1.3B | 9.3% | 66% | 119 | 1 | 9 |
| L•• • A•••• M••••••••• A•••••• asset manager | $267B | +15% | 0.0% | 1 | 20 | ||||
| H••• G••••• A•••• M••••••••• ••• L•••••• asset manager | $260B | +24% | 0.0% | 2 | |||||
| C••••• I••••••••• A••••••• L•• BD affiliated | $257B | +57% | 10,470 | $24.5M | 96% | 28% | 77 | 6,585 | |
| W•••• F•••• A••••••• wirehouse | $252B | +28% | 4,156 | $60.7M | 93% | 78% | 110 | 1,339 | |
| V••••••• G••••• A•••••••• L•• asset manager | $250B | -49% | 0.0% | 3 | |||||
| B••••••• A•••• M••••••••• L••• asset manager | $248B | -6.4% | 0.0% | 35 | 43 | ||||
| A•••• A•••• M••••••••• C••••••• asset manager | $247B | -3.9% | 0.0% | 4 | |||||
| J•••••• N••••••• A•••• M••••••••• L•• asset manager | $246B | +2.5% | 0.0% | 2 | |||||
| G••••••••• P••••••• I••••••••• M••••••••• L•• other | $241B | +5.2% | 3 | $80B | 0.2% | 82% | 72 | 5 | 73 |
| O•••• W•••••• I••• BD affiliated | $235B | +17% | 8,065 | $29.1M | 97% | 50% | 71 | 5,587 | |
| T•• S•••• I••••••••• L• asset manager | $233B | +111% | 0.0% | 3 | 62 | ||||
| D•• I••••••••• G••• asset manager | $229B | +28% | 80 | $2.9B | 0.0% | 9 | |||
| M••••••• I••••••••• M••••••••• ••• L•• asset manager | $228B | +13% | 12 | $19B | 0.6% | 19% | 294 | 2 | |
| S••••••••• O•• L•• asset manager | $227B | +25% | 0.0% | 4 | 11 | ||||
| M••••• I••••••••• L•• institutional | $226B | +12% | 0.0% | 26 | 40 | ||||
| S•••••••• S•••••••• A••••••• L•• asset manager | $225B | +54% | 0.0% | 23 | 39 | ||||
| S•• F•••• M••••••••• L•••••• institutional | $220B | +11% | 0.1% | 100% | 1 | ||||
| R•••• C•••••• M••••••••• L•• asset manager | $219B | +19% | 0.0% | 1 | 2 | ||||
| S•• I••••••••• M••••••••• C••• mixed wealth | $216B | +9.2% | 126 | $1.7B | 24% | 9.5% | 886 | 4 | |
| J••••••• A••••••••• asset manager | $215B | +1.7% | 1.2% | 51% | 3 | 12 | |||
| D• E• S••• • C••• L••• asset manager | $213B | +38% | 0.0% | 5 | 13 | ||||
| C••••••••• F•••••••• N•••••• national BD | $213B | +1.4% | 2,898 | $73.4M | 95% | 54% | 123 | 1,434 | |
| J••• H•••••• I••••••••• M••••••••• L•• asset manager | $212B | +4.9% | 173 | $1.2B | 0.0% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.