DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WAVERLY ADVISORS, LLC independent RIA | $30B | +85% | 223 | $134M | 71% | 82% | 58 | 49 | 19 |
| ARAX ADVISORY PARTNERS BD affiliated | $27B | +303% | 233 | $114M | 92% | 87% | 65 | 39 | 17 |
| PLANTE MORAN FINANCIAL ADVISORS independent RIA | $25B | +15% | 131 | $192M | 99% | 99% | 30 | 14 | |
| LPL ENTERPRISE, LLC BD affiliated | $25B | +32% | 3,123 | $8.0M | 98% | 52% | 33 | 1,141 | |
| DAVENPORT & COMPANY LLC BD affiliated | $25B | +9.9% | 337 | $73.3M | 72% | 79% | 50 | 30 | 3 |
| UNITED CAPITAL FINANCIAL ADVISORS independent RIA | $25B | +43% | 164 | $150M | 84% | 53% | 151 | 47 | |
| FIRST COMMAND ADVISORY SERVICES BD affiliated | $24B | +11% | 1,035 | $23.6M | 100% | 18% | 110 | 187 | |
| MERIT FINANCIAL ADVISORS BD affiliated | $24B | +126% | 283 | $84.4M | 75% | 63% | 71 | 66 | |
| INTEGRATED WEALTH CONCEPTS LLC independent RIA | $24B | +25% | 478 | $49.3M | 97% | 70% | 61 | 121 | |
| JOHNSON INVESTMENT COUNSEL, INC. independent RIA | $23B | +10% | 65 | $354M | 67% | 96% | 81 | 6 | |
| THRIVENT INVESTMENT MANAGEMENT INC. BD affiliated | $21B | +19% | 3,164 | $6.6M | 98% | 56% | 39 | 1,227 | |
| RWA WEALTH PARTNERS independent RIA | $20B | +15% | 73 | $271M | 93% | 94% | 82 | 6 | |
| PARK AVENUE SECURITIES LLC BD affiliated | $20B | +31% | 1,908 | $10.3M | 95% | 51% | 42 | 544 | |
| BRIGHTON JONES LLC independent RIA | $19B | +26% | 160 | $118M | 94% | 99% | 22 | 34 | 5 |
| STRATOS WEALTH PARTNERS, LTD BD affiliated | $19B | +49% | 386 | $48.3M | 94% | 68% | 64 | 171 | |
| ASPIRIANT, LLC independent RIA | $18B | +16% | 73 | $247M | 93% | 98% | 32 | 10 | |
| STEPHENS BD affiliated | $18B | +16% | 244 | $74.0M | 79% | 71% | 87 | 21 | |
| MODERA WEALTH MANAGEMENT, LLC independent RIA | $18B | +14% | 135 | $131M | 92% | 94% | 44 | 31 | |
| PRINCIPAL SECURITIES, INC. BD affiliated | $17B | +15% | 1,461 | $11.7M | 98% | 33% | 35 | 359 | |
| MISSION WEALTH MANAGEMENT, LP independent RIA | $17B | +39% | 136 | $125M | 98% | 96% | 39 | 30 | |
| FARTHER independent RIA | $16B | +172% | 327 | $49.0M | 89% | 74% | 45 | 8 | |
| MYCIO WEALTH PARTNERS, LLC independent RIA | $16B | +9.5% | 33 | $478M | 98% | 100% | 28 | 1 | 5 |
| EVERCORE WEALTH MANAGEMENT, LLC independent RIA | $16B | +12% | 90% | 100% | 5 | 1 | |||
| CW ADVISORS, LLC independent RIA | $15B | +64% | 98 | $155M | 95% | 90% | 66 | 25 | 4 |
| FREESTONE CAPITAL MANAGEMENT, LLC independent RIA | $15B | +27% | 62 | $235M | 78% | 74% | 47 | 5 | 14 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC BD affiliated | $14B | +17% | 99 | $146M | 79% | 89% | 66 | 40 | |
| COLDSTREAM WEALTH MANAGEMENT independent RIA | $14B | +33% | 139 | $100M | 87% | 94% | 30 | 10 | 1 |
| MADISON INVESTMENT ADVISORS, LLC mixed wealth | $14B | +3.7% | 20 | $692M | 46% | 48% | 730 | 2 | |
| AMERITAS ADVISORY SERVICES, LLC BD affiliated | $14B | +19% | 550 | $25.0M | 96% | 32% | 53 | 248 | |
| THE MATHER GROUP, LLC independent RIA | $13B | +15% | 112 | $120M | 100% | 91% | 43 | 63 | |
| VALEO FINANCIAL ADVISORS, LLC independent RIA | $13B | +22% | 108 | $120M | 98% | 97% | 28 | 17 | |
| INDEPENDENT FINANCIAL GROUP, LLC BD affiliated | $13B | +14% | 485 | $26.7M | 95% | 42% | 53 | 313 | |
| ADVISORS CAPITAL MANAGEMENT, LLC independent RIA | $12B | +29% | 59 | $207M | 93% | 56% | 302 | 24 | |
| LNW independent RIA | $12B | +59% | 59 | $207M | 87% | 98% | 18 | 5 | 3 |
| SOLTIS INVESTMENT ADVISORS, LLC independent RIA | $12B | +44% | 81 | $149M | 57% | 94% | 63 | 20 | |
| FORVIS MAZARS WEALTH ADVISORS, LLC independent RIA | $12B | +9.3% | 82 | $146M | 92% | 90% | 53 | 66 | |
| HUB INVESTMENT PARTNERS, LLC independent RIA | $12B | +32% | 117 | $102M | 61% | 75% | 47 | 29 | |
| CURI CAPITAL, LLC independent RIA | $12B | +18% | 97 | $119M | 72% | 94% | 30 | 11 | 17 |
| PURE FINANCIAL ADVISORS, LLC independent RIA | $11B | +38% | 90 | $123M | 100% | 84% | 83 | 14 | |
| NICOLA WEALTH MANAGEMENT LTD. independent RIA | $11B | +9.9% | 5 | $2.2B | 92% | 89% | 1,189 | 7 | |
| PLANCORP, LLC independent RIA | $11B | +36% | 52 | $205M | 88% | 96% | 43 | 13 | |
| SCHWARTZ & CO. other | $10B | +16% | 24 | $437M | 20% | 71% | 58 | 2 | |
| JOHNSON WEALTH INC. mixed wealth | $10B | +14% | 71 | $146M | 38% | 99% | 32 | 8 | |
| PARALLEL ADVISORS, LLC independent RIA | $10B | +18% | 75 | $137M | 90% | 59% | 56 | 21 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC independent RIA | $10B | +9.2% | 32 | $320M | 85% | 96% | 67 | 3 | |
| CARY STREET PARTNERS BD affiliated | $10B | +24% | 120 | $85.4M | 87% | 84% | 55 | 25 | |
| VALMARK ADVISERS, INC. BD affiliated | $10B | +21% | 292 | $34.8M | 80% | 49% | 50 | 157 | |
| HANTZ FINANCIAL SERVICES, INC. independent RIA | $10B | +28% | 399 | $25.1M | 99% | 45% | 59 | 21 | |
| INTELLICENTS INVESTMENT SOLUTIONS INC mixed wealth | $9.9B | +35% | 60 | $165M | 23% | 57% | 130 | 14 | |
| CENTAURUS FINANCIAL, INC. BD affiliated | $9.7B | +20% | 428 | $22.8M | 99% | 13% | 106 | 279 | |
| F L PUTNAM INVESTMENT MANAGEMENT CO. independent RIA | $9.7B | +26% | 78 | $125M | 78% | 93% | 36 | 15 | |
| SIGNATUREFD, LLC independent RIA | $9.7B | +16% | 49 | $197M | 95% | 92% | 39 | 2 | 2 |
| COMPOSITION WEALTH, LLC independent RIA | $9.5B | +41% | 79 | $120M | 91% | 60% | 48 | 20 | |
| JOEL ISAACSON & CO., LLC independent RIA | $9.3B | +16% | 16 | $583M | 100% | 99% | 79 | 1 | |
| PROCYON mixed wealth | $9.2B | +18% | 49 | $188M | 37% | 83% | 57 | 24 | 2 |
| ROBERTSON STEPHENS independent RIA | $8.8B | +23% | 71 | $123M | 81% | 95% | 31 | 27 | |
| FORUM FINANCIAL MANAGEMENT, LP independent RIA | $8.7B | -3.8% | 117 | $74.3M | 82% | 80% | 48 | 60 | |
| GUIDED CHOICE ASSET MANAGEMENT, INC. other | $8.5B | +12% | 12% | 0.0% | 1 | ||||
| SYNOVUS SECURITIES, INC. BD affiliated | $8.4B | +19% | 171 | $49.4M | 90% | 65% | 70 | 65 | |
| EMPIRICAL WEALTH MANAGEMENT independent RIA | $8.4B | +26% | 69 | $122M | 98% | 97% | 35 | 18 | 1 |
507 practices match (Planning-led practice). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.