DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| USI ADVISORS institutional | $56B | +15% | 71 | $793M | 0.0% | 14 | |||
| CITIGROUP GLOBAL MARKETS INC. BD affiliated | $56B | +19% | 2,420 | $23.1M | 74% | 77% | 24 | 595 | |
| SAVANT WEALTH MANAGEMENT independent RIA | $56B | +71% | 400 | $139M | 88% | 68% | 58 | 66 | |
| BEACON POINTE ADVISORS, LLC independent RIA | $55B | +38% | 469 | $117M | 90% | 88% | 63 | 90 | 5 |
| MAI CAPITAL MANAGEMENT, LLC independent RIA | $52B | +76% | 306 | $170M | 66% | 81% | 51 | 30 | |
| MONETA GROUP INVESTMENT ADVISORS, LLC independent RIA | $51B | +18% | 255 | $198M | 92% | 96% | 35 | 10 | |
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. mixed wealth | $50B | -3.9% | 92 | $548M | 26% | 100% | 153 | 12 | 6 |
| SEGAL MARCO ADVISORS institutional | $50B | +34% | 0.0% | 16 | 4 | ||||
| AE WEALTH MANAGEMENT, LLC BD affiliated | $50B | +33% | 463 | $108M | 99% | 39% | 275 | 315 | |
| MARQUETTE ASSOCIATES, INC. other | $47B | +32% | 4 | $12B | 10% | 100% | 26 | 9 | |
| CONCORD ADVISORY GROUP LTD other | $46B | +23% | 0.1% | 100% | 2 | ||||
| PRIVATE ADVISOR GROUP, LLC BD affiliated | $44B | +19% | 922 | $48.1M | 96% | 53% | 152 | 477 | |
| NEWEDGE ADVISORS BD affiliated | $43B | +58% | 602 | $71.8M | 92% | 72% | 81 | 100 | |
| EQUITABLE ADVISORS, LLC national BD | $42B | +23% | 4,631 | $9.2M | 97% | 78% | 16 | 886 | |
| CALLAN institutional | $42B | +11% | 0.0% | 6 | |||||
| D.A. DAVIDSON & CO. independent RIA | $42B | +16% | 699 | $59.9M | 90% | 63% | 97 | 101 | |
| FOCUS ADVISOR SOLUTIONS, LLC independent RIA | $41B | +22% | 43 | $965M | 83% | 78% | 773 | 1 | |
| CERITY PARTNERS RETIREMENT PLAN CONSULTANTS institutional | $40B | +112% | 82 | $491M | 0.0% | 34 | |||
| TRUSTAGE INVESTMENT MANAGEMENT institutional | $39B | +5.9% | 21 | $1.9B | 0.0% | 2 | |||
| PRIME CAPITAL FINANCIAL mixed wealth | $39B | +30% | 262 | $149M | 48% | 69% | 84 | 88 | |
| WEALTHSPIRE RETIREMENT ADVISORY institutional | $39B | -67% | 145 | $266M | 6.4% | 68% | 42 | 51 | |
| FIRST MANHATTAN CO. LLC BD affiliated | $38B | +11% | 65 | $586M | 89% | 98% | 94 | 5 | 9 |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC institutional | $38B | -84% | 95 | $395M | 1.4% | 90% | 2 | 24 | |
| ROCKEFELLER CAPITAL MANAGEMENT BD affiliated | $37B | +13% | 347 | $106M | 62% | 93% | 17 | 52 | 39 |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC BD affiliated | $37B | +35% | 477 | $77.0M | 94% | 80% | 87 | 87 | |
| OPPENHEIMER & CO. INC. BD affiliated | $37B | +13% | 1,155 | $31.8M | 62% | 25% | 32 | 110 | |
| STRATEGIC INVESTMENT MANAGEMENT, LLC institutional | $36B | +20% | 1.2% | 100% | 1 | 26 | |||
| AKSIA LLC other | $35B | +58% | 0.0% | 2 | |||||
| RUSSELL INVESTMENTS asset manager | $35B | +29% | 80 | $438M | 0.0% | 2 | 43 | ||
| SANCTUARY ADVISORS, LLC BD affiliated | $35B | +26% | 403 | $86.5M | 88% | 74% | 47 | 84 | |
| STANCORP INVESTMENT ADVISERS, INC. other | $35B | +2.7% | 76 | $454M | 14% | 2 | |||
| WEALTHSPIRE ADVISORS independent RIA | $34B | +33% | 235 | $146M | 97% | 95% | 41 | 27 | |
| ALLWORTH FINANCIAL, L.P. BD affiliated | $34B | +34% | 319 | $105M | 96% | 78% | 90 | 36 | |
| BNY MELLON ADVISORS, INC. independent RIA | $33B | +40% | 14 | $2.4B | 94% | 25% | 8,898 | 5 | |
| ADP STRATEGIC PLAN SERVICES, LLC institutional | $32B | +62% | 0.0% | 2 | |||||
| &PARTNERS independent RIA | $30B | +114% | 542 | $55.8M | 68% | 55% | 99 | 123 | |
| ADVANCED CAPITAL GROUP institutional | $30B | +7.7% | 4 | $7.5B | 6.7% | 98% | 35 | 2 | |
| WAVERLY ADVISORS, LLC independent RIA | $30B | +85% | 223 | $134M | 71% | 82% | 58 | 49 | 19 |
| SAGE ADVISORY SERVICES LTD CO mixed wealth | $28B | +14% | 42 | $677M | 27% | 57% | 296 | 1 | |
| THE BALDWIN GROUP WEALTH ADVISORS, LLC other | $27B | +30% | 47 | $580M | 2.4% | 67% | 25 | 6 | |
| WELLTH ADVISORY SERVICES, LLC institutional | $27B | +13% | 74 | $361M | 2.9% | 51% | 33 | 32 | |
| ARAX ADVISORY PARTNERS BD affiliated | $27B | +303% | 233 | $114M | 92% | 87% | 65 | 39 | 17 |
| SUMMIT FINANCIAL, LLC BD affiliated | $26B | +50% | 231 | $114M | 89% | 64% | 77 | 108 | |
| 1919 INVESTMENT COUNSEL, LLC independent RIA | $26B | +8.6% | 30 | $868M | 76% | 95% | 162 | 9 | |
| DAVENPORT & COMPANY LLC BD affiliated | $25B | +9.9% | 337 | $73.3M | 72% | 79% | 50 | 30 | 3 |
| UNITED CAPITAL FINANCIAL ADVISORS independent RIA | $25B | +43% | 164 | $150M | 84% | 53% | 151 | 47 | |
| MERIT FINANCIAL ADVISORS BD affiliated | $24B | +126% | 283 | $84.4M | 75% | 63% | 71 | 66 | |
| INTEGRATED WEALTH CONCEPTS LLC independent RIA | $24B | +25% | 478 | $49.3M | 97% | 70% | 61 | 121 | |
| OXFORD FINANCIAL GROUP, LTD independent RIA | $23B | +19% | 50 | $467M | 59% | 100% | 12 | 7 | 48 |
| JOHNSON INVESTMENT COUNSEL, INC. independent RIA | $23B | +10% | 65 | $354M | 67% | 96% | 81 | 6 | |
| MPC CAPITAL ADVISORS, LLC institutional | $23B | +12% | 0.0% | 1 | |||||
| HIGHLAND CONSULTING ASSOCIATES INC. institutional | $22B | +8.4% | 3 | $7.3B | 1.4% | 99% | 15 | 1 | |
| HIGHLAND ASSOCIATES INC other | $21B | +4.2% | 2 | $10B | 0.0% | 2 | 4 | ||
| FIDUCIARY COUNSELORS INC. institutional | $20B | +20% | 0.0% | 4 | |||||
| MEKETA FIDUCIARY MANAGEMENT, LLC institutional | $20B | +16% | 0.1% | 100% | 6 | ||||
| SUMMIT TRAIL ADVISORS, LLC independent RIA | $20B | -16% | 30 | $665M | 83% | 99% | 21 | 17 | |
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED BD affiliated | $19B | +21% | 514 | $36.8M | 95% | 14% | 63 | 101 | |
| BRIGHTON JONES LLC independent RIA | $19B | +26% | 160 | $118M | 94% | 99% | 22 | 34 | 5 |
| STRATOS WEALTH PARTNERS, LTD BD affiliated | $19B | +49% | 386 | $48.3M | 94% | 68% | 64 | 171 | |
| STEPHENS BD affiliated | $18B | +16% | 244 | $74.0M | 79% | 71% | 87 | 21 |
878 practices match (Retirement plan adviser). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.