DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC asset manager | $11093B | +8.3% | 0.0% | 1 | |||||
| VANGUARD CAPITAL MANAGEMENT, LLC asset manager | $8436B | 0.0% | 3 | ||||||
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC asset manager | $5685B | +20% | 0.5% | 86% | 7 | 1 | |||
| BLACKROCK FUND ADVISORS asset manager | $4282B | +21% | 8 | $535B | 0.0% | 7 | |||
| CAPITAL RESEARCH AND MANAGEMENT COMPANY asset manager | $3754B | +13% | 0.6% | 48% | 5 | ||||
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC asset manager | $3667B | +23% | 1.5% | 6.0% | 7 | 208 | |||
| J.P. MORGAN INVESTMENT MANAGEMENT INC. asset manager | $3519B | +18% | 49 | $72B | 0.4% | 100% | 0 | 267 | 239 |
| VANGUARD PORTFOLIO MANAGEMENT, LLC asset manager | $2656B | 0.0% | 3 | ||||||
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. other | $2649B | +28% | 1 | $2649B | 14% | 91% | 105,268 | 14 | 1,286 |
| T. ROWE PRICE ASSOCIATES, INC. asset manager | $2196B | +14% | 223 | $9.8B | 0.2% | 100% | 4 | 6 | 7 |
| MORGAN STANLEY wirehouse | $1962B | +19% | 23,158 | $84.7M | 90% | 30% | 114 | 628 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | $1782B | +40% | 25,469 | $70.0M | 86% | 80% | 70 | 3,911 | |
| GEODE CAPITAL MANAGEMENT, LLC asset manager | $1737B | +26% | 0.0% | 1 | |||||
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC other | $1721B | +20% | 37 | $47B | 13% | 50% | 23,036 | 168 | |
| BLACKROCK FINANCIAL MANAGEMENT, INC other | $1595B | +20% | 31 | $51B | 0.3% | 100% | 2 | 21 | 352 |
| WELLINGTON MANAGEMENT COMPANY LLP asset manager | $1428B | +9.4% | 1 | $1428B | 0.0% | 7 | 77 | ||
| SSGA FUNDS MANAGEMENT, INC. asset manager | $1421B | +21% | 0.0% | 4 | 21 | ||||
| STRATEGIC ADVISERS LLC national BD | $1370B | +28% | 16,963 | $80.8M | 41% | 71% | 141 | 238 | |
| NORTHERN TRUST INVESTMENTS, INCORPORATED asset manager | $1245B | +12% | 32 | $39B | 8.3% | 91% | 1,102 | 9 | 9 |
| CAPTRUST institutional | $1237B | +14% | 947 | $1.3B | 7.8% | 93% | 40 | 97 | 17 |
| PGIM, INC. other | $1132B | +9.5% | 5 | $226B | 0.1% | 100% | 17 | 171 | |
| BLACKROCK ADVISORS, LLC asset manager | $1096B | +14% | 3 | $365B | 0.0% | 10 | |||
| DIMENSIONAL FUND ADVISORS LP asset manager | $1020B | +22% | 256 | $4.0B | 0.6% | 100% | 7 | 3 | 5 |
| EDWARD JONES national BD | $1014B | +23% | 24,086 | $42.1M | 98% | 38% | 167 | 15,121 | |
| MANAGED ACCOUNT ADVISORS LLC independent RIA | $995B | +20% | 26 | $38B | 90% | 72% | 54,369 | 1 | |
| INVESCO CAPITAL MANAGEMENT LLC asset manager | $941B | +27% | 27 | $35B | 0.0% | 4 | |||
| UBS FINANCIAL SERVICES INC. wirehouse | $916B | +13% | 9,345 | $98.0M | 83% | 94% | 118 | 370 | |
| MELLON INVESTMENTS CORPORATION asset manager | $874B | +14% | 2.2% | 100% | 4 | ||||
| LPL FINANCIAL LLC BD affiliated | $819B | +32% | 23,336 | $35.1M | 96% | 70% | 84 | 20,865 | |
| ALLIANCEBERNSTEIN L.P. other | $763B | +7.6% | 521 | $1.5B | 10% | 100% | 49 | 60 | 49 |
| INVESCO ADVISERS, INC. asset manager | $750B | -1.0% | 195 | $3.8B | 0.0% | 15 | 30 | ||
| MILLENNIUM MANAGEMENT LLC asset manager | $721B | +26% | 0.0% | 82 | 10 | ||||
| APOLLO CAPITAL MANAGEMENT, L.P. other | $718B | +23% | 0.0% | 29 | 711 | ||||
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. asset manager | $702B | +13% | 20 | $35B | 0.0% | 16 | 14 | ||
| PARAMETRIC PORTFOLIO ASSOCIATES BD affiliated | $685B | +19% | 7 | $98B | 56% | 83% | 32,847 | 6 | 12 |
| BLACKROCK INVESTMENT MANAGEMENT, LLC asset manager | $677B | +33% | 667 | $1.0B | 8.6% | 96% | 14 | 14 | 49 |
| WELLS FARGO ADVISORS wirehouse | $671B | +11% | 14,703 | $45.7M | 92% | 80% | 88 | 5,039 | |
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | $660B | +17% | 13,083 | $50.5M | 98% | 57% | 105 | 159 | |
| GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL asset manager | $621B | +41% | 1.2% | 93% | 1 | 31 | |||
| ENVESTNET PMC independent RIA | $615B | +16% | 60 | $10B | 94% | 33% | 36,987 | 2 | |
| NOMURA ASSET MANAGEMENT CO., LTD. asset manager | $602B | -7.6% | 0.0% | 1 | |||||
| FEDERATED INVESTMENT MANAGEMENT COMPANY asset manager | $590B | +8.8% | 0.0% | 1 | |||||
| UBS ASSET MANAGEMENT (AMERICAS) LLC mixed wealth | $588B | +8.5% | 32 | $18B | 34% | 52% | 12,979 | 16 | 139 |
| CITADEL ADVISORS LLC asset manager | $571B | +28% | 0.0% | 27 | 37 | ||||
| METLIFE INVESTMENT MANAGEMENT, LLC institutional | $564B | +11% | 0.0% | 100% | 12 | 11 | |||
| MFS INVESTMENT MANAGEMENT asset manager | $514B | +8.7% | 0.0% | 1 | |||||
| FRANKLIN ADVISERS, INC. asset manager | $509B | +9.1% | 3.5% | 17% | 7 | ||||
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC asset manager | $502B | +9.8% | 201 | $2.5B | 0.6% | 65% | 18 | 8 | 12 |
| RAYMOND JAMES & ASSOCIATES, INC. national BD | $501B | +15% | 5,788 | $86.6M | 81% | 71% | 89 | 818 | |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED asset manager | $484B | +25% | 0.3% | 100% | 3 | 14 | |||
| ALLSPRING GLOBAL INVESTMENTS, LLC asset manager | $476B | +4.0% | 1.8% | 66% | 11 | 14 | |||
| ASSET MANAGEMENT ONE CO., LTD. other | $471B | -1.2% | 0.0% | 1 | |||||
| J.P. MORGAN PRIVATE INVESTMENTS INC. BD affiliated | $470B | +25% | 9 | $52B | 66% | 51% | 140,293 | 6 | 75 |
| DODGE & COX asset manager | $467B | +17% | 1 | $467B | 1.6% | 100% | 347 | 1 | 2 |
| ARES MANAGEMENT LLC asset manager | $459B | +28% | 2 | $229B | 0.0% | 68 | 682 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | $430B | +22% | 14,166 | $30.3M | 91% | 64% | 87 | 3,567 | |
| PRINCIPAL ASSET MANAGEMENT other | $428B | +17% | 123 | $3.5B | 0.7% | 31% | 51 | 20 | 10 |
| U.S. BANCORP ASSET MANAGEMENT, INC. asset manager | $427B | +6.1% | 0.0% | 51 | 1 | ||||
| BNY MELLON INVESTMENT ADVISER, INC. asset manager | $419B | +15% | 0.0% | 6 | 5 | ||||
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION institutional | $407B | -3.1% | 1.8% | 3 |
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17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.