DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mutual Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Russell Lon Snyder | Mutual Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 29, 2026 |
| Cody D Teeples | Mutual Advisors, LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Aug 18, 2026 (70 d) |
| Paul Samuel Gianotti | Mutual Advisors, LLC BD affiliated | Gianotti Wealth Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 30, 2025 | Sep 30, 2025 |
| Jason Arthur Goosen | Mutual Advisors, LLC BD affiliated | Rapids Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 26, 2025 | Sep 23, 2025 |
| Austin Lee Carroll | Mutual Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2025 | Jan 21, 2026 (152 d) |
| Mary Agnes Barone | Mutual Advisors, LLC BD affiliated | The Marshall Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2025 | Dec 16, 2025 (265 d) |
| Juliann Jo Riley | Mutual Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Feb 6, 2025 |
| Michael John Ryne | Mutual Advisors, LLC BD affiliated | Cedarstone Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2025 | Feb 7, 2025 (35 d) |
| William Joseph Jones | Mutual Advisors, LLC BD affiliated | Gps Investments no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 19, 2024 | Nov 22, 2024 |
| Trevor Robert Cross | Mutual Advisors, LLC BD affiliated | Gps Investments no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 19, 2024 | Dec 2, 2024 |
| Jeffrey Charles Fox | Mutual Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 2, 2024 |
| Matthew James Winscher | Mutual Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 2, 2024 |
| Joel Robert Top | Mutual Advisors, LLC BD affiliated | Planwiser Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 16, 2024 | Oct 31, 2024 (45 d) |
| James Edward Mulzer | Mutual Advisors, LLC BD affiliated | Planwiser Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 16, 2024 | Aug 21, 2024 |
| Jacob Gall | Mutual Advisors, LLC BD affiliated | Modern Dollar Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2024 | Aug 29, 2024 |
| Dallin Drake Sorensen | Mutual Advisors, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | May 20, 2026 (680 d) |
| Justin C Jolly | Mutual Advisors, LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | Jul 2, 2024 (32 d) |
| Byron Duane Anderson | Mutual Advisors, LLC BD affiliated | Laffer Tengler Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | Jun 14, 2024 (44 d) |
| William Wheeler Mckinley | Mutual Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Mar 28, 2024 |
| Douglas Daniel Coe | Mutual Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 13, 2024 |
| Kevin M Peterson | Mutual Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 20, 2024 |
| Gregory James Karanzalis | Mutual Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 13, 2024 |
| Michael Ross | Mutual Advisors, LLC BD affiliated | T.R.U.E. Coastal Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Nov 16, 2023 |
| Laura L. Wamre | Mutual Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 7, 2023 |
| Kent Jamieson Fisher | Mutual Advisors, LLC BD affiliated | Southern Investment Management Collective LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 26, 2023 | Jun 27, 2023 |
| Cortnie Marie Hodder | Mutual Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2023 | Jun 6, 2023 |
| Adam C. Silverman | Mutual Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Mar 6, 2023 (33 d) |
| Debra Sue Bell | Mutual Advisors, LLC BD affiliated | Selkirk Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Dec 1, 2022 |
| Dylan Daniel Brooks | Mutual Advisors, LLC BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 3, 2023 |
| Michael Patrick Hartman | Mutual Advisors, LLC BD affiliated | Mcdonald Hartman Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 30, 2022 | Jun 30, 2022 |
| Lindsay Renee Lingo | Mutual Advisors, LLC BD affiliated | Signal Advisors Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2022 | Jan 24, 2023 (210 d) |
| David Michael Schuttig | Mutual Advisors, LLC BD affiliated | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2022 | Sep 18, 2024 (985 d) |
| Dinu Marian Tise | Mutual Advisors, LLC BD affiliated | Synergist Private Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2021 | Aug 30, 2022 (242 d) |
| Nicholas Charles Hunzinger | Mutual Advisors, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 20, 2021 |
| Todd William Lowe | Mutual Advisors, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 20, 2021 |
| Jeffrey Kim Lorenz | Mutual Advisors, LLC BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2021 | Sep 2, 2021 |
| Ryan Patrick Trulove | Mutual Advisors, LLC BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2021 | Sep 2, 2021 |
| Stephen Joseph Schwanke | Mutual Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Mar 2, 2021 |
| Aaron T Olson | Mutual Advisors, LLC BD affiliated | Purpose Comprehensive Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 8, 2021 | Jan 19, 2021 |
| Barbara Pietrzak | Mutual Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2020 | May 4, 2021 (140 d) |
| Todd Alan Sixt | Mutual Advisors, LLC BD affiliated | Strait & Sound independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2020 | Oct 6, 2020 |
| Robert Joseph Ryder | Mutual Advisors, LLC BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2020 | Jul 28, 2021 (327 d) |
| Kyle Rodney Martin | Mutual Advisors, LLC BD affiliated | Kapela state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 2, 2020 | Jul 28, 2020 |
| John Allen Seaman | Mutual Advisors, LLC BD affiliated | Kapela state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 2, 2020 | Jul 30, 2020 |
| Jeffry Jess Johnson | Mutual Advisors, LLC BD affiliated | Western International Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Jul 24, 2020 |
| Bruce Steven Terry | Mutual Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Jan 1, 2025 (1619 d) |
| Ross Anthony Mueller | Mutual Advisors, LLC BD affiliated | Mueller Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | Mar 31, 2020 |
| Jason B Cargill | Mutual Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Jun 8, 2021 (434 d) |
| Daniel Blake Price | Mutual Advisors, LLC BD affiliated | Abel Hall, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2020 | Feb 4, 2020 |
| Ryan Frederic Disselhorst | Mutual Advisors, LLC BD affiliated | Alliance Advisory & Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Feb 4, 2020 |
| Brendan Diarmuid Connaughton | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | Nov 14, 2023 (1506 d) |
| John Brenton Dodd | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2019 | Oct 1, 2019 |
| Matthew James Faubion | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2019 | Oct 1, 2019 |
| Mitchell Lawrence Sands | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2019 | Oct 1, 2019 |
| Bryan David Wilson | Mutual Advisors, LLC BD affiliated | Catalyst Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2019 | Oct 28, 2019 |
| Brad Allan Herman | Mutual Advisors, LLC BD affiliated | Bmo Harris Financial Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jul 22, 2019 (52 d) |
| Jay Allen Richardson | Mutual Advisors, LLC BD affiliated | Inspire Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2019 | May 7, 2019 |
| Mark Douglas Herman | Mutual Advisors, LLC BD affiliated | Acorn Financial Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2019 | Mar 19, 2019 |
| Jill Ann Henderson | Mutual Advisors, LLC BD affiliated | Western International Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2019 | Jan 14, 2019 |
| David Gordon | Mutual Advisors, LLC BD affiliated | Ten Capital Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 3, 2019 |
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69 moves match.