DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Captrust

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Austin Bradford MooreCaptrust institutionalTradewinds, LLC independent RIAOtherAug 17, 2026Sep 11, 2026
Erin Marie JagusakCaptrust institutionalPacer Advisors, Inc. asset managerOtherJul 22, 2026Aug 11, 2026
Elizabeth Nicole NapperCaptrust institutionalCw Advisors, LLC independent RIAOtherJul 20, 2026Sep 1, 2026 (43 d)
Michele WostbrockCaptrust institutionalFacet independent RIAOtherJun 23, 2026Jul 30, 2026 (37 d)
Jesse Nathaniel CramerCaptrust institutionalRialto Wealth Management independent RIAOtherMay 22, 2026May 30, 2026
Rylee Marie FeliceCaptrust institutionalWhite Lighthouse Investment Management, Inc. independent RIAOtherMay 21, 2026Jul 2, 2026 (42 d)
Nicholas Joseph ThompsonCaptrust institutionalLPL Financial LLC BD affiliatedOtherMay 5, 2026May 8, 2026
William Talmadge LinkCaptrust institutionalJ.P. Morgan Securities LLC wirehouseOtherMar 5, 2026Jul 15, 2026 (132 d)
Charles Edward RuffCaptrust institutionalLayline Advisors independent RIAOtherJan 16, 2026Dec 19, 2025
Alan Nataniel GonzalezCaptrust institutionalMorgan Stanley wirehouseOtherNov 25, 2025Dec 11, 2025
Adam Mark EisenhauerCaptrust institutionalTitleist Asset Management, LLC independent RIAOtherNov 7, 2025Nov 7, 2025
Lucas E. RobersonCaptrust institutionalBalentine independent RIAOtherOct 24, 2025Mar 15, 2026 (142 d)
Audrey BlankeCaptrust institutionalChoreo, LLC independent RIAOtherOct 18, 2025Oct 15, 2025
Virginia BrakeCaptrust institutionalMorgan Stanley wirehouseOtherAug 21, 2025Sep 1, 2025
Shelly Halasz RolfCaptrust institutionalAmeriprise Financial Services, LLC national BDOtherJul 17, 2025Jul 14, 2025
Regina L LewisCaptrust institutionalWellth Advisory Services, LLC institutionalOtherJul 10, 2025Oct 1, 2025 (83 d)
Brice Sawyer GibsonCaptrust institutionalCommonwealth Financial Network national BDOtherJun 3, 2025Jun 3, 2025
Aubrea RyanCaptrust institutionalPlanmember Securities Corporation independent RIAOtherMay 27, 2025Jul 9, 2025 (43 d)
Wade BilbreyCaptrust institutionalMariner BD affiliatedOtherApr 16, 2025May 9, 2025
William ValkCaptrust institutionalSentinel Pension Advisors, LLC. institutionalOtherApr 7, 2025Apr 2, 2025
David Michael WahlenCaptrust institutionalMerit Financial Advisors independent RIAOtherJan 22, 2025Jan 29, 2025
Giovanni TisoCaptrust institutionalRange Advisory, LLC independent RIAOtherJan 22, 2025Feb 9, 2025
Alexander SalemCaptrust institutionalCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 7, 2024Nov 18, 2024 (42 d)
Dara Beth DayCaptrust institutionalCetera Investment Advisers LLC BD affiliatedOtherJul 31, 2024Jun 27, 2025 (331 d)
Josiah Benjamin LarsonCaptrust institutionalPalisade Asset Management, LLC independent RIAOtherJul 31, 2024Sep 4, 2025 (400 d)
Brian Patrick AbadCaptrust institutionalAmeritas Advisory Services, LLC BD affiliatedOtherMay 9, 2024May 13, 2024
Ashley W OwensCaptrust institutional11 Financial independent RIAOtherMar 18, 2024Mar 18, 2024
Brandon BineauCaptrust institutionalMoneta Group Investment Advisors, LLC independent RIAOtherJan 23, 2024Feb 1, 2024
Kelly Lorraine PickeringCaptrust institutionalSharp Financial independent RIAOtherDec 14, 2023Jan 17, 2024 (34 d)
Sean Anthony RothCaptrust institutionalMorton Brown Family Wealth LLC independent RIAOtherDec 14, 2023Nov 15, 2023
Jesse MalikCaptrust institutionalSentinel Pension Advisors, LLC. institutionalOtherOct 26, 2023Jul 17, 2024 (265 d)
Scott Matthew MulvaneyCaptrust institutionalAdvice And Planning Services BD affiliatedOtherSep 20, 2023Sep 26, 2023
Derek Mccall DeckerCaptrust institutionalRaymond James Financial Services Advisors, Inc BD affiliatedOtherSep 11, 2023Sep 7, 2023
Gloria Pamela RodriguezCaptrust institutionalGolden Wealth Capital, LLC state registeredOtherJul 26, 2023Aug 25, 2026 (1126 d)
Allison Marie EcklundCaptrust institutionalZestiny Wealth state registeredOtherJul 26, 2023Dec 23, 2024 (516 d)
Elena P MccoyCaptrust institutionalLPL Financial LLC BD affiliatedOtherJun 22, 2023Dec 13, 2024 (540 d)
George Venegas PedrazaCaptrust institutionalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 8, 2023Jun 28, 2023
Deborah Sue FarnhamCaptrust institutionalLPL Financial LLC BD affiliatedOtherApr 13, 2023Mar 27, 2025 (714 d)
Mackenzie CunninghamCaptrust institutionalInterocean Capital independent RIAOtherMar 23, 2023Apr 28, 2023 (36 d)
Matthew HandCaptrust institutionalBip Wealth, LLC independent RIAOtherMar 8, 2023Jul 31, 2023 (145 d)
Brittany Nicole RobertsonCaptrust institutionalCetera Investment Advisers LLC BD affiliatedOtherFeb 15, 2023Jun 29, 2023 (134 d)
Trevor Darrell MooreCaptrust institutionalFortitude Family Office independent RIAOtherJan 25, 2023Mar 14, 2023 (48 d)
Caroline J RegnerCaptrust institutionalMorgan Stanley wirehouseOtherJan 25, 2023Feb 13, 2023
Abigail Nicole WilliamsCaptrust institutionalStone Oak Wealth Management, LLC independent RIAOtherDec 2, 2022Jan 4, 2023 (33 d)
David Trevor RixCaptrust institutionalMorningstar Investment Management LLC mixed wealthOtherOct 26, 2022Jan 24, 2023 (90 d)
Brian MiserlianCaptrust institutionalSchwab Wealth Advisory, Inc. no RAUMOtherOct 26, 2022Nov 28, 2022 (33 d)
Timothy A Skelton IICaptrust institutionalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 26, 2022Nov 28, 2022 (33 d)
Sarah Ann ColottoCaptrust institutionalGlobal Retirement Partners LLC institutionalOtherOct 3, 2022Oct 26, 2022
Arthur John BrachowskiCaptrust institutionalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 15, 2022Jan 19, 2023 (126 d)
Jacky PhanCaptrust institutionalUlrich Investment Consultants mixed wealthOtherAug 23, 2022Sep 14, 2022
Caroline A MacomberCaptrust institutionalGlobal Retirement Partners LLC institutionalOtherAug 2, 2022Oct 17, 2024 (807 d)
John Franklin PylesCaptrust institutionalNationwide Investment Advisors, LLC BD affiliatedOtherMay 24, 2022Jan 14, 2025 (966 d)
David Evan GoldbergerCaptrust institutionalWilliams Jones Wealth Management, LLC independent RIAOtherMay 24, 2022Jun 27, 2022 (34 d)
Jason EdingerCaptrust institutionalCommonwealth Financial Network national BDOtherMar 7, 2022Apr 25, 2022 (49 d)
Matthew Joseph TinyoCaptrust institutionalRaymond James Financial Services Advisors, Inc BD affiliatedOtherMar 1, 2022Apr 1, 2022 (31 d)
Kyndall M MooreCaptrust institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherJan 26, 2022Mar 28, 2022 (61 d)
Devin Kirk MurphyCaptrust institutionalE*Trade Capital Management, LLC independent RIAOtherJan 21, 2022Jan 26, 2022
Briana Grace SmithCaptrust institutionalFirst Citizens Investor Services, Inc. BD affiliatedOtherDec 15, 2021Jan 11, 2022
Joseph ConnellCaptrust institutionalOsaic Wealth, Inc. BD affiliatedOtherSep 28, 2021Oct 1, 2021
Michael Patrick CollinsCaptrust institutionalWincap Financial LLC no RAUMOtherSep 7, 2021Sep 3, 2021
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91 moves match.