DFX Intelligence
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Dorfman | MML Investors Services, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 15, 2024 |
| Domenico Dercole | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 3, 2025 (240 d) |
| Matthew Shawn Smitherman | MML Investors Services, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | May 16, 2025 (374 d) |
| Justin W Hill | MML Investors Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2024 | Jun 14, 2024 (39 d) |
| Poojit Sudarshan Ravikumar | MML Investors Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 13, 2024 |
| Tracy Christianson Mchale | MML Investors Services, LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | Mar 4, 2026 (672 d) |
| William Albert Behrend | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2024 | May 3, 2024 |
| Kyle Kramer Hogue | MML Investors Services, LLC BD affiliated | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | May 14, 2024 |
| Hugo Xavier Carvajal | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Apr 26, 2024 |
| Spencer Phillips | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | May 7, 2024 |
| Steven Dolan | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | May 7, 2024 |
| Jeffery Keith Belzeski | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Jul 26, 2024 (92 d) |
| Ryan Robert Stovash | MML Investors Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 8, 2024 |
| Jake Eddy Pendl | MML Investors Services, LLC BD affiliated | Sagace Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | May 24, 2024 |
| Dennis Thomas Facius | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Apr 22, 2024 |
| Ian Mcbrine Smith | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Jan 3, 2025 (254 d) |
| Jeffrey Carr Fountain | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Apr 23, 2024 |
| William Ronald Coleman | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Apr 22, 2024 |
| Brian Scott Tawney | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Apr 22, 2024 |
| Michael Philip Ferris | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Apr 22, 2024 |
| Jorge Auturo Benavente | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 26, 2024 |
| Daniel Brian Zech | MML Investors Services, LLC BD affiliated | Stalt Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 23, 2024 | Apr 19, 2024 |
| Aaron Jett | MML Investors Services, LLC BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | May 2, 2024 |
| John George Chanda | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Apr 18, 2024 |
| Nicklaus C Austin | MML Investors Services, LLC BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | Apr 16, 2024 |
| Tahsin Nawaz Faruki | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 16, 2024 |
| Nathan Lehnerz | MML Investors Services, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | May 7, 2024 |
| Steven Bednar | MML Investors Services, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Sep 16, 2025 (518 d) |
| Hyojoo Ryu | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2024 | Jun 26, 2024 (71 d) |
| Hieu Nguyen | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 7, 2026 (725 d) |
| Samuel Oceguera | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Apr 9, 2024 |
| Sylvia Yoonhee Ahn | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Apr 8, 2024 |
| Christopher Wade Isom | MML Investors Services, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Jun 7, 2024 (65 d) |
| Charles Osivwemu | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Aug 21, 2024 (140 d) |
| Natalia Donaldson | MML Investors Services, LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 4, 2024 |
| Noah Brian Ozgo | MML Investors Services, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Apr 15, 2024 |
| Mitchal Ryan Degandi | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 22, 2024 |
| Haiqing Chen | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 18, 2024 |
| Trevor Tillema | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 26, 2024 |
| Vincent Joseph Amalfitano | MML Investors Services, LLC BD affiliated | Gfg Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2024 | Sep 19, 2024 (176 d) |
| Neil Frederickson | MML Investors Services, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 27, 2024 | Jun 26, 2025 (456 d) |
| Nicholas Joel Tilson | MML Investors Services, LLC BD affiliated | Sigfig Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Jun 4, 2024 (70 d) |
| Austin Joshua Eldon Boots | MML Investors Services, LLC BD affiliated | Lukas Total Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 26, 2024 | Sep 1, 2024 (159 d) |
| John Stephan Gehrke | MML Investors Services, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Apr 8, 2024 |
| Jessica Flowers | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Apr 29, 2024 (38 d) |
| Landon John Archangelo | MML Investors Services, LLC BD affiliated | Gfg Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2024 | Apr 5, 2024 |
| Dylan Nobuhara | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2024 | Jun 27, 2024 (100 d) |
| Matthew Kelly Sandstrom | MML Investors Services, LLC BD affiliated | Chapwood Capital Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Apr 26, 2024 (46 d) |
| Michael L Allison | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 13, 2024 |
| Paul Richard Justin | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Feb 22, 2024 |
| Daniel Ethan Dodgen | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Feb 22, 2024 |
| Ethan Jeffrey Goodman | MML Investors Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2024 | Mar 18, 2024 |
| Lori D Dugger | MML Investors Services, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 4, 2024 |
| Jacqueline Marie Goodreau | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Feb 22, 2024 |
| Anthony Alois Krickl | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Feb 22, 2024 |
| Gary C Markham | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Mar 4, 2024 |
| Tori Nichole Glass | MML Investors Services, LLC BD affiliated | Quadcap Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Apr 7, 2024 (37 d) |
| Peter Paul Labrash | MML Investors Services, LLC BD affiliated | Paragon Retirement Planning, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 28, 2024 | Jul 19, 2024 (142 d) |
| Robert John Schilling | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 26, 2024 |
| Jonathan Allen | MML Investors Services, LLC BD affiliated | Belvedere Investments Corporation state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 27, 2024 | Mar 27, 2025 (394 d) |
4,448 moves match.