DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jill Alicia Leland	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Mar 27, 2014	Apr 10, 2014
Keri Ann Alcos	Usaa Financial Planning Services no RAUM	Oneamerica Securities, Inc. other	Other	Mar 13, 2014	Jun 12, 2014 (91 d)
Robert John Wootton	Usaa Financial Planning Services no RAUM	Capstone Financial Advisors Inc other	Other	Mar 13, 2014	Mar 28, 2014
Lawrence Johnson	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Mar 13, 2014	May 12, 2014 (60 d)
Wayne A. Watts	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Mar 12, 2014	Apr 10, 2015 (394 d)
Jared Michael Weiss	Usaa Financial Planning Services no RAUM	MML Investors Services, LLC other	Other	Mar 11, 2014	Apr 17, 2015 (402 d)
Adam John Goble	Usaa Financial Planning Services no RAUM	Morgan Stanley wirehouse	Other	Mar 11, 2014	Mar 14, 2014
Joseph Brian Heiser	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Mar 7, 2014	Apr 14, 2014 (38 d)
Barbara Andrea Johnson	Usaa Financial Planning Services no RAUM	Capstar Financial Services LLC independent RIA	Other	Mar 4, 2014	Oct 14, 2025 (4242 d)
John Charles Oconnor	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Feb 28, 2014	Mar 10, 2014
Edward William Kramer	Usaa Financial Planning Services no RAUM	Abacus Planning Group, Inc. other	Other	Feb 28, 2014	Feb 20, 2015 (357 d)
Mark Edward Stamper	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. BD affiliated	Other	Feb 26, 2014	Aug 9, 2018 (1625 d)
Sathesh Janaki	Usaa Financial Planning Services no RAUM	Allstate Financial Advisors, LLC no RAUM	Other	Feb 26, 2014	Mar 24, 2014
Robert Timothy Gump	Usaa Financial Planning Services no RAUM	Ameriprise Financial Services, LLC national BD	Other	Feb 25, 2014	Feb 18, 2014
Adam Wade Weibel	Usaa Financial Planning Services no RAUM	Td Ameritrade, Inc. no RAUM	Other	Feb 20, 2014	Mar 14, 2014
Nathaniel J Facarazzo	Usaa Financial Planning Services no RAUM	Regal Investment Advisors LLC other	Other	Feb 14, 2014	May 28, 2014 (103 d)
Richard Anthony Schega	Usaa Financial Planning Services no RAUM	Msi Financial Services, Inc. other	Other	Jan 21, 2014	Sep 3, 2014 (225 d)
An Nguyen Wetter	Usaa Financial Planning Services no RAUM	LPL Financial LLC other	Other	Jan 9, 2014	Feb 19, 2014 (41 d)
James Higgins Degennaro	Usaa Financial Planning Services no RAUM	Virtus Capital Advisers, LLC other	Other	Dec 19, 2013	Jul 9, 2014 (202 d)
Paul D Horn	Usaa Financial Planning Services no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Dec 17, 2013	Dec 23, 2013
Howard Scott Krutoy	Usaa Financial Planning Services no RAUM	Edelman Financial Engines other	Other	Dec 12, 2013	Feb 18, 2014 (68 d)
Rufus Alston Roberts	Usaa Financial Planning Services no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Dec 9, 2013	Jan 30, 2014 (52 d)
Richard Andrew Solt	Usaa Financial Planning Services no RAUM	Td Ameritrade, Inc. no RAUM	Other	Dec 9, 2013	Dec 23, 2013
Heather Dawn Jacroux Mcclain	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Dec 3, 2013	Aug 27, 2014 (267 d)
Cory Niver	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Nov 4, 2013	Nov 26, 2014 (387 d)
Crystal Lynn Dykstra	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Oct 29, 2013	Nov 19, 2013
Frank Acosta	Usaa Financial Planning Services no RAUM	Principal Securities, Inc. other	Other	Oct 18, 2013	Dec 18, 2013 (61 d)
Christopher Stephen Pimpo	Usaa Financial Planning Services no RAUM	Learnvest Planning Services, LLC no RAUM	Other	Oct 17, 2013	Jan 21, 2015 (461 d)
Scott Michael Hansen	Usaa Financial Planning Services no RAUM	Allstate Financial Advisors, LLC no RAUM	Other	Oct 15, 2013	Jul 2, 2014 (260 d)
Andrew Simmons	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 8, 2013	Nov 19, 2013 (42 d)
Nathan Niels Faerber	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Sep 26, 2013	Oct 23, 2013
Laura Elizabeth Boldt	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Sep 23, 2013	Feb 24, 2014 (154 d)
Benjamin Christopher Blakelock	Usaa Financial Planning Services no RAUM	Valic Financial Advisors, Inc. other	Other	Sep 17, 2013	Sep 23, 2013
Joseph A Reyes	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Sep 16, 2013	Nov 18, 2013 (63 d)
David Ray Sims	Usaa Financial Planning Services no RAUM	Principal Securities, Inc. other	Other	Sep 11, 2013	Sep 25, 2013
Jadon Alexander Dailey	Usaa Financial Planning Services no RAUM	Morgan Stanley wirehouse	Other	Sep 6, 2013	Sep 15, 2016 (1105 d)
James Jake Morton	Usaa Financial Planning Services no RAUM	Bok Financial Advisors other	Other	Sep 5, 2013	Sep 17, 2013
Douglas Scott Mcduffie	Usaa Financial Planning Services no RAUM	Fwi Wealth Management LLC state registered	Other	Sep 4, 2013	Sep 3, 2013
John Domenic Pettee	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Sep 3, 2013	Oct 21, 2013 (48 d)
Nicholas Jon Damico	Usaa Financial Planning Services no RAUM	Fsc Securities Corporation other	Other	Aug 28, 2013	Sep 10, 2013
Andrew P Ogilvie	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Aug 12, 2013	Sep 10, 2013
Emily R. Ogilvie	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Aug 12, 2013	Mar 13, 2018 (1674 d)
Charles David Konopaski	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 5, 2013	Aug 16, 2013
Lee W Northern	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 5, 2013	Dec 2, 2014 (484 d)
Joshua Adam Sanders	Usaa Financial Planning Services no RAUM	Truist Advisory Services, Inc. no RAUM	Other	Jul 30, 2013	Sep 9, 2016 (1137 d)
James Russell	Usaa Financial Planning Services no RAUM	Learnvest Planning Services, LLC no RAUM	Other	Jul 25, 2013	Jan 21, 2015 (545 d)
Christopher James Benigno	Usaa Financial Planning Services no RAUM	Creative Planning other	Other	Jul 24, 2013	Jul 22, 2013
Jason L. Herron	Usaa Financial Planning Services no RAUM	Nationwide Investment Advisors, LLC other	Other	Jul 24, 2013	Aug 29, 2013 (36 d)
Martin L Gale	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 10, 2013	Aug 14, 2013 (35 d)
Gary Preston Coats	Usaa Financial Planning Services no RAUM	Guidestone Advisors no RAUM	Other	Jul 9, 2013	Jul 29, 2013
James Lee Cook	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 3, 2013	Aug 16, 2013 (44 d)
Lance Singletary	Usaa Financial Planning Services no RAUM	Valic Financial Advisors, Inc. other	Other	Jul 1, 2013	Jan 10, 2018 (1654 d)
Trent Roman Gain	Usaa Financial Planning Services no RAUM	Independent Financial Partners other	Other	Jun 21, 2013	Aug 2, 2013 (42 d)
Randy Dominic Cruz	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Jun 13, 2013	Dec 5, 2013 (175 d)
Kun Li	Usaa Financial Planning Services no RAUM	Bancwest Investment Services, Inc. (Bwis) other	Other	Jun 7, 2013	Jun 12, 2013
Tucker Max Smith	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	May 31, 2013	Sep 25, 2025 (4500 d)
Michele Suzette Arbogast	Usaa Financial Planning Services no RAUM	Barclays Capital Inc. other	Other	May 29, 2013	Jul 10, 2013 (42 d)
Dominick Joseph Cristofaro	Usaa Financial Planning Services no RAUM	Darwin Wealth Management other	Other	May 29, 2013	Jun 24, 2013
Blake Courtney Glisson	Usaa Financial Planning Services no RAUM	Ameriprise Financial Services, LLC national BD	Other	May 29, 2013	Jul 7, 2014 (404 d)
Federico Victor Velez	Usaa Financial Planning Services no RAUM	Fisher Investments other	Other	May 20, 2013	Jul 7, 2014 (413 d)

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535 moves match.