DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Manulife Investment Management (US) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Shareen Marie Balkey	Manulife Investment Management (US) LLC other	Index Fund Advisors, Inc. other	Other	Jan 4, 2013	Mar 27, 2017 (1543 d)
Alexander Douglas Whitehouse	Manulife Investment Management (US) LLC other	Cetera Advisor Networks LLC other	Other	Dec 19, 2012	Jan 2, 2013
Jonathan Bradley Seiter	Manulife Investment Management (US) LLC other	Nuveen Asset Management, LLC other	Other	Dec 4, 2012	May 11, 2015 (888 d)
Timothy John Costanza	Manulife Investment Management (US) LLC other	Touchstone Advisors Inc other	Other	Oct 26, 2012	Nov 9, 2012
Bradley Holt Greene	Manulife Investment Management (US) LLC other	Natixis Advisors, LLC other	Other	Jul 24, 2012	Nov 5, 2010
Neal Blaine Guidry	Manulife Investment Management (US) LLC other	Nomura Investment Management Business Trust other	Other	May 23, 2012	Jun 17, 2021 (3312 d)
Eugene P Sullivan	Manulife Investment Management (US) LLC other	Northcoast Asset Management LLC other	Other	Apr 30, 2012	May 14, 2012
Michael Allen Osborne	Manulife Investment Management (US) LLC other	Independent Financial Partners other	Other	Apr 30, 2012	Apr 20, 2012
Johnathan W Alkire	Manulife Investment Management (US) LLC other	Strategic Advisers LLC national BD	Other	Apr 12, 2012	Jan 15, 2013 (278 d)
Dennis Gerald Mckinney	Manulife Investment Management (US) LLC other	Jfb Holdings Corp other	Other	Mar 22, 2012	May 29, 2012 (68 d)
Sean Emmet Breen	Manulife Investment Management (US) LLC other	New York Life Investment Management LLC other	Other	Mar 6, 2012	Mar 13, 2012
Ally Ann Shuman	Manulife Investment Management (US) LLC other	Wells Fargo Advisors wirehouse	Other	Mar 2, 2012	Mar 5, 2012
Jonathan David Jurus	Manulife Investment Management (US) LLC other	Neuberger Berman Bd LLC other	Other	Feb 27, 2012	Feb 29, 2012
Paul Donald Graffy	Manulife Investment Management (US) LLC other	Raymond James Financial Services Advisors, Inc other	Other	Dec 12, 2011	Nov 7, 2013 (696 d)
David Britt Lanzillo	Manulife Investment Management (US) LLC other	Edward Jones national BD	Other	Nov 22, 2011	Apr 17, 2012 (147 d)
Janelle Ruth Anderson	Manulife Investment Management (US) LLC other	Sentinel Pension Advisors, LLC. other	Other	Nov 22, 2011	Jul 1, 2013 (587 d)
Todd Matthew Macaulay	Manulife Investment Management (US) LLC other	Commonwealth Financial Network national BD	Other	Apr 11, 2011	Apr 1, 2013 (721 d)
Nichol Stimac	Manulife Investment Management (US) LLC other	Pnc Wealth Management other	Other	Feb 3, 2011	May 28, 2014 (1210 d)
Chris Martin Johnson	Manulife Investment Management (US) LLC other	Waddell & Reed other	Other	Jan 20, 2011	Mar 2, 2011 (41 d)
Matthew Anthony Tully	Manulife Investment Management (US) LLC other	Clearbridge Investments, LLC other	Other	Nov 29, 2010	Nov 24, 2010
Lance Klaff Davison	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Aug 13, 2010	Nov 18, 2008
Konstantinos Panayiotis Gregory	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Jul 23, 2010	Dec 18, 2007
Jeffrey Donald Breese	Manulife Investment Management (US) LLC other	Raymond James Financial Services Advisors, Inc other	Other	Mar 24, 2009	Aug 10, 2010 (504 d)
Thomas P Leinwol	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Mar 23, 2009	Dec 13, 2002
Timothy Brian Yarbrough	Manulife Investment Management (US) LLC other	Charles Schwab & Co., Inc. national BD	Other	Mar 23, 2009	Sep 24, 2009 (185 d)
Francesco Conidi	Manulife Investment Management (US) LLC other	Cliftonlarsonallen Wealth Advisors, LLC BD affiliated	Other	Mar 9, 2009	Jun 16, 2021 (4482 d)
Louis Robert Hery	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Feb 12, 2009	Feb 13, 2004
Ian B Wetherell	Manulife Investment Management (US) LLC other	Principal Asset Management other	Other	Jan 9, 2009	Dec 20, 2021 (4728 d)
Eric Steven Tesler	Manulife Investment Management (US) LLC other	Miller Howard Investments Inc other	Other	Nov 25, 2008	Feb 4, 2011 (801 d)
Christopher Anthony Gill	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Nov 25, 2008	Feb 25, 2008
John Francis Bishop	Manulife Investment Management (US) LLC other	Virtus Investment Advisers, LLC asset manager	Other	Sep 18, 2008	Mar 4, 2026 (6376 d)
Edward Joseph Tribble	Manulife Investment Management (US) LLC other	Pgim Investments LLC other	Other	Jul 21, 2008	Jan 26, 2010 (554 d)
Charles Michael Barrett	Manulife Investment Management (US) LLC other	M&T Securities, Inc. unclassified	Other	Apr 28, 2008	Jun 12, 2008 (45 d)
Dennis Alan Macdonald	Manulife Investment Management (US) LLC other	Tcw Investment Management Company LLC other	Other	Apr 23, 2008	Nov 10, 2008 (201 d)
Matthew T Hilding	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Dec 17, 2007	Mar 22, 2007
David Adam Ringler	Manulife Investment Management (US) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 21, 2007	Aug 15, 2016 (3190 d)
Jessica Meghan Blood	Manulife Investment Management (US) LLC other	Bofa Advisors, LLC other	Other	Oct 11, 2007	Aug 14, 2007
James Bradley Baker	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Apr 27, 2007	Aug 12, 2002
David Allan Dietzler	Manulife Investment Management (US) LLC other	Td Ameritrade, Inc. no RAUM	Other	Apr 26, 2007	Mar 7, 2022 (5429 d)
Francis Joseph Mcnamara	Manulife Investment Management (US) LLC other	LPL Financial LLC BD affiliated	Other	Jan 25, 2007	Oct 6, 2021 (5368 d)
Murad Huson Royal	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Dec 5, 2006	Sep 17, 2004
Daniel R Chambers	Manulife Investment Management (US) LLC other	Wells Fargo Advisors wirehouse	Other	Oct 10, 2006	Jul 21, 2008 (650 d)
Lisa Celeste Hallaian	Manulife Investment Management (US) LLC other	Pgim Investments LLC other	Other	Jun 5, 2006	Aug 15, 2006 (71 d)
James J Quinlan	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Apr 28, 2006	Jun 13, 2003
Dennis Gerald Mckinney	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Sep 23, 2005	Jun 11, 2007 (626 d)
Robert Russell Brouthers	Manulife Investment Management (US) LLC other	Banc Of America Investment Services, Inc. unclassified	Other	Sep 9, 2005	Jun 12, 2006 (276 d)
Bradley Wayne Larson	Manulife Investment Management (US) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Aug 11, 2005	Jul 22, 2014 (3267 d)
Joseph John Kosinski	Manulife Investment Management (US) LLC other	American Portfolios Advisors, Inc other	Other	Jul 29, 2005	Jan 12, 2018 (4550 d)
Gregory Jason Mclean	Manulife Investment Management (US) LLC other	Signator Investors, Inc. other	Other	Mar 11, 2005	Apr 8, 2005
Mitchell Zides	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Oct 19, 2004	Jun 13, 2003
Jennifer A. Zaat-Wright	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Oct 18, 2004	Apr 25, 2001
Kenneth Wesley Shell	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Sep 2, 2004	Jan 2, 2002
Richard Michael Lamonica	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Jul 26, 2004	Sep 11, 2003
John Pierce Murphy	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Jul 1, 2004	Jun 13, 2003
Melissa Joy Nordaby	Manulife Investment Management (US) LLC other	Investors Capital Advisory other	Other	Jun 8, 2004	Mar 1, 2006 (631 d)
David Walsh Connors	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	May 14, 2004	Jun 13, 2003
David Quinn White	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Apr 29, 2004	Jan 4, 2006 (615 d)
Timothy Mahan	Manulife Investment Management (US) LLC other	John Hancock Investment Management LLC other	Other	Jan 2, 2004	Apr 22, 2003
Brian Haggerty	Manulife Investment Management (US) LLC other	Virtus Investment Advisers, LLC other	Other	Nov 24, 2003	Apr 3, 2012 (3053 d)
Peter Joseph Deavan	Manulife Investment Management (US) LLC other	Capital Client Group, Inc. no RAUM	Other	Oct 22, 2003	Sep 4, 2013 (3605 d)

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129 moves match.