DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Natalia Laura HerkenFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAOct 6, 2025Oct 22, 2025
Eric Lance GuettermanFisher Investments independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2025Dec 9, 2025 (67 d)
Daniel EstradaFisher Investments independent RIAMerit Financial Advisors independent RIARIA to RIAOct 3, 2025Dec 16, 2025 (74 d)
Ryan Matthew AdlerFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2025Nov 28, 2025 (58 d)
Lauren ShellyFisher Investments independent RIAVista Capital Partners, Inc. independent RIARIA to RIAOct 1, 2025Oct 29, 2025
Jarrod BrockFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIASep 23, 2025Oct 10, 2025
Luke Gordon SchlenkerFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIASep 23, 2025Nov 7, 2025 (45 d)
Danielle MillsFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankSep 19, 2025Dec 12, 2025 (84 d)
Bohan LiuFisher Investments independent RIAEmpirical Wealth Management independent RIARIA to RIASep 19, 2025Oct 8, 2025
Caitlyn Maurea MccoyFisher Investments independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2025Oct 17, 2025
Nicholas Eppes BraunFisher Investments independent RIARobinhood Asset Management BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2025Jun 11, 2026 (266 d)
Alexander LiedbergFisher Investments independent RIASchwab Wealth Advisory, Inc. no RAUMOtherSep 18, 2025Oct 21, 2025 (33 d)
Ryan M ColeFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseSep 16, 2025Sep 19, 2025
Justin Reid ExpositoFisher Investments independent RIAPrice Financial Group Wealth Management, Inc. independent RIARIA to RIASep 16, 2025Mar 23, 2026 (188 d)
Ryan WatsonFisher Investments independent RIAMissionsquare Retirement BD affiliatedRIA to affiliated broker-dealer or bankSep 16, 2025Dec 1, 2025 (76 d)
Cynthia HernandezFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankSep 15, 2025Mar 13, 2026 (179 d)
Jonathan Jeffrey SagilFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIASep 15, 2025Oct 15, 2025
John Thomas SutterfieldFisher Investments independent RIAFocus Partners Wealth, LLC independent RIARIA to RIASep 12, 2025Sep 26, 2025
Brian MillerFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIASep 9, 2025Sep 23, 2025
Crystal Latorial RosemanFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIASep 9, 2025Sep 4, 2025
Justin W HillFisher Investments independent RIASeverin Investments LLC independent RIARIA to RIASep 8, 2025Mar 23, 2026 (196 d)
Brenton William MatzekFisher Investments independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAAug 27, 2025Sep 11, 2025
Timotej CzernekFisher Investments independent RIAOsaic Institutions, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 27, 2025Oct 14, 2025 (48 d)
Sean Michael FaceyFisher Investments independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIAAug 27, 2025May 20, 2026 (266 d)
Flora Dahlia ArdonFisher Investments independent RIAFrost Investment Services BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2025Jan 23, 2026 (150 d)
Alexander Thomas PedraitaFisher Investments independent RIAJ. W. Cole Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2025Sep 10, 2025
Hayden Lee VanoverFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAAug 26, 2025Sep 4, 2025
Matthew Laanan AquinoFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 26, 2025Aug 25, 2025
Michael John MckenrickFisher Investments independent RIARobinhood Asset Management BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2025Mar 2, 2026 (188 d)
Brett S BoelsterliFisher Investments independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankAug 26, 2025Nov 16, 2025 (82 d)
Sean BacksFisher Investments independent RIASpire Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 25, 2025Oct 14, 2025 (50 d)
Austin Lyndon GarronFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAAug 19, 2025Aug 15, 2025
Garrett Craig RobertsFisher Investments independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseAug 8, 2025Jan 13, 2026 (158 d)
Adam Michael MillmanFisher Investments independent RIAZacks Investment Management, Inc. mixed wealthRIA to RIAAug 8, 2025Aug 6, 2025
Gianna Avila MossottiFisher Investments independent RIAQuadcap Wealth Management, LLC independent RIARIA to RIAAug 8, 2025Aug 14, 2025
Alexandria WetmoreFisher Investments independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIAAug 8, 2025Aug 22, 2025
Alex WolfendenFisher Investments independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 8, 2025Aug 12, 2025
Sean Patrick BradyFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAAug 4, 2025Aug 15, 2025
Christopher Nicholas WallackFisher Investments independent RIAZacks Investment Management, Inc. mixed wealthRIA to RIAJul 18, 2025Oct 28, 2025 (102 d)
Zachary RobertsFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 18, 2025Aug 13, 2025
Darrell WilcoxFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 18, 2025Jan 27, 2026 (193 d)
John RutledgeFisher Investments independent RIAWebull Advisors LLC independent RIARIA to RIAJul 18, 2025Apr 30, 2026 (286 d)
Marques Delmar GlazeFisher Investments independent RIACx Institutional, LLC independent RIARIA to RIAJul 8, 2025Aug 7, 2025
Alyssa CwikFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 7, 2025Oct 13, 2025 (98 d)
Jeffrey James DietzFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAJul 2, 2025Jul 10, 2025
Russell Joss BeckerFisher Investments independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAJul 2, 2025Jul 17, 2025
Carl David AschenbrennerFisher Investments independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJul 1, 2025Sep 4, 2025 (65 d)
Edward Young ThorneFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAJul 1, 2025Jul 9, 2025
Elmer VeladorFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJul 1, 2025Jul 9, 2025
Dudley Lee SimmsFisher Investments independent RIABmss Wesson Wealth Solutions independent RIARIA to RIAJun 17, 2025Jul 11, 2025
Gilbert De CardenasFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankJun 17, 2025Dec 2, 2025 (168 d)
Ryan Thomas WallerFisher Investments independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 12, 2025Aug 15, 2025 (64 d)
Matthew TathamFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 12, 2025Oct 9, 2025 (119 d)
Anthony Jordan GarbarinoFisher Investments independent RIAO'Shaughnessy Asset Management, LLC independent RIARIA to RIAJun 9, 2025Sep 23, 2025 (106 d)
Annuar AbudFisher Investments independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 9, 2025Aug 12, 2025 (64 d)
Grant Todd SparksFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAJun 5, 2025Jun 4, 2025
Kylie Randle PresleyFisher Investments independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2025Apr 28, 2026 (328 d)
Chance Dakota CokerFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAJun 4, 2025Aug 13, 2025 (70 d)
David Spencer HallFisher Investments independent RIACreative Planning independent RIARIA to RIAMay 22, 2025Jan 9, 2026 (232 d)
Robert Jonathan BadgerFisher Investments independent RIADash Investments independent RIARIA to RIAMay 21, 2025May 27, 2025
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992 moves match.