DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sebastian Oscar Lopez-HafenFisher Investments independent RIADash Investments independent RIARIA to RIAMay 19, 2025May 27, 2025
Bryan FingerFisher Investments independent RIAOppenheimer & Co. Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2025Aug 5, 2025 (83 d)
Ildemaro Antonio AsprinoFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAMay 7, 2025May 14, 2025
Matthew Brent LornerFisher Investments independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAMay 1, 2025May 8, 2025
Anthony David FloresFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIAApr 30, 2025Oct 30, 2025 (183 d)
Christopher Dalmar MoodyFisher Investments independent RIASummitry, LLC independent RIARIA to RIAApr 29, 2025May 14, 2025
Peter Lewis ChandlerFisher Investments independent RIARmr Wealth Builders, Inc. independent RIARIA to RIAApr 23, 2025May 19, 2025
Christopher BramwellFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseApr 23, 2025Jun 8, 2026 (411 d)
Jacqelyn BrianFisher Investments independent RIARetirement Planners Of America independent RIARIA to RIAApr 23, 2025Jul 11, 2025 (79 d)
Donald Richard FrankFisher Investments independent RIAZacks Investment Management, Inc. mixed wealthRIA to RIAApr 17, 2025Sep 23, 2025 (159 d)
Orlando Silvester CopelandFisher Investments independent RIACreative Planning independent RIARIA to RIAApr 17, 2025Apr 8, 2026 (356 d)
Ethan Thomas BlanchardFisher Investments independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2025Dec 9, 2025 (239 d)
Alpeshkumar R PatelFisher Investments independent RIANationwide Investment Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2025Jun 17, 2025 (64 d)
Ethan Conley WoodsFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMar 31, 2025Mar 31, 2025
Scott Matthew SchwitzerFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAMar 13, 2025Mar 26, 2025
Addison J LinnFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 13, 2025Mar 27, 2025
David John WhiteFisher Investments independent RIAAttleboro Wealth Management LLC independent RIARIA to RIAMar 13, 2025Apr 27, 2026 (410 d)
Michael Sylvester RodriguezFisher Investments independent RIASound Income Strategies, LLC independent RIARIA to RIAMar 7, 2025Mar 24, 2025
Seth Broderick JenningsFisher Investments independent RIAZacks Investment Management, Inc. mixed wealthRIA to RIAMar 4, 2025Nov 6, 2025 (247 d)
Paul Jason BrewerFisher Investments independent RIAGolden Reserve Retirement, LLC independent RIARIA to RIAFeb 24, 2025Sep 10, 2025 (198 d)
Alexandra L MeyersFisher Investments independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 21, 2025Jul 11, 2025 (140 d)
Corey CharlesFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseFeb 21, 2025Jul 28, 2025 (157 d)
Hayden LoboyFisher Investments independent RIAWedbush Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 19, 2025Apr 22, 2025 (62 d)
Mark DydzuhnFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 18, 2025Mar 6, 2026 (381 d)
John Paul SteeleFisher Investments independent RIARfg Advisory, LLC independent RIARIA to RIAFeb 11, 2025Mar 3, 2025
Aden WoodardFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankFeb 11, 2025Jul 31, 2025 (170 d)
Gale Edward GravesFisher Investments independent RIACamarda Wealth Advisory Group independent RIARIA to RIAFeb 10, 2025Feb 24, 2025
Ocean StrayhandFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseFeb 10, 2025Mar 28, 2025 (46 d)
Brian Gregory ScottFisher Investments independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAFeb 7, 2025Mar 3, 2025
Anand Singh HundalFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankFeb 7, 2025Mar 25, 2025 (46 d)
Eric Andrew PembertonFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseFeb 6, 2025May 14, 2025 (97 d)
Robert WenzigFisher Investments independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankFeb 5, 2025Mar 25, 2025 (48 d)
Tonya Hammet SaxFisher Investments independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2025Nov 21, 2025 (290 d)
Robert Lee Mitton IIIFisher Investments independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankFeb 3, 2025Apr 25, 2025 (81 d)
Tyler M OchsFisher Investments independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJan 28, 2025Feb 3, 2025
Alan Corbin CluveriusFisher Investments independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 23, 2025Apr 15, 2025 (82 d)
Kai B. SchusterFisher Investments independent RIAMadison Partners independent RIARIA to RIAJan 22, 2025Sep 18, 2025 (239 d)
Trevor Lee ScottFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAJan 22, 2025Jan 23, 2025
Nina AnoyaFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankJan 22, 2025May 14, 2025 (112 d)
Garrett Maurice HittnerFisher Investments independent RIADew Wealth Management independent RIARIA to RIAJan 22, 2025Feb 26, 2025 (35 d)
Keagan NwosuFisher Investments independent RIAPcm Encore, LLC independent RIARIA to RIAJan 14, 2025Jan 17, 2025
Joshua Matthew HoldenFisher Investments independent RIAProspera Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2025Jan 10, 2025
Steven LuskFisher Investments independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2025Jan 26, 2026 (381 d)
Christina HensleyFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankJan 8, 2025Apr 3, 2025 (85 d)
John M McdanielFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJan 8, 2025Jan 22, 2025
Kenneth Albert CusickFisher Investments independent RIATexas Family Wealth, LLC independent RIARIA to RIAJan 8, 2025Feb 7, 2025
Victor Patrick DavidenkoFisher Investments independent RIAOrgallic Wealth state registeredRIA to a state-registered adviserJan 8, 2025Apr 7, 2025 (89 d)
Keely Renae SurattFisher Investments independent RIAColdstream Wealth Management independent RIARIA to RIAJan 2, 2025Mar 25, 2026 (447 d)
Jeromy Christian ShepherdFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankDec 20, 2024Jan 9, 2025
Jonathan OrtegaFisher Investments independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 20, 2024Feb 6, 2026 (413 d)
Sean Thomas O DalaighFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankDec 19, 2024Jan 15, 2025
George MarinelliFisher Investments independent RIAKey Investment Services LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 19, 2024Feb 20, 2025 (63 d)
Nicolas VallesFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2024Mar 24, 2026 (462 d)
Glen Thomas FlanaghanFisher Investments independent RIATd Private Client Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 12, 2024Dec 19, 2024
Ryan M PenningtonFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 12, 2024Feb 7, 2025 (57 d)
Ulysses CervantesFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankDec 10, 2024Jan 16, 2025 (37 d)
Nickolas BortellsFisher Investments independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 5, 2024May 14, 2025 (160 d)
John Russell SeibelFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankDec 4, 2024Apr 15, 2025 (132 d)
John Joseph Gavin IIIFisher Investments independent RIAPcm Encore, LLC no RAUMRIA to a newly registered adviserNov 19, 2024Nov 19, 2024
Brian Patrick CallahanFisher Investments independent RIACamarda Wealth Advisory Group independent RIARIA to RIANov 19, 2024Dec 2, 2024
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992 moves match.