DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Empower Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Alan Parrett | Empower Advisory Group, LLC BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Jun 6, 2024 |
| Christopher Spaith | Empower Advisory Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | Jun 11, 2024 |
| Asahia Normica Smith | Empower Advisory Group, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Jun 10, 2024 |
| Lindsey E Sawicki | Empower Advisory Group, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2024 | Aug 28, 2024 (106 d) |
| Nicholas Ryan Lewis | Empower Advisory Group, LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | Jun 4, 2024 |
| Ryan Michael Zukowitz | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2024 | Jun 18, 2024 (35 d) |
| Stephen William Nykamp | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2024 | May 14, 2024 |
| Jamison Dale Edlin | Empower Advisory Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | May 29, 2024 |
| Benjamin G Bamford | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2024 | May 14, 2024 |
| Matthew Christopher Fournier | Empower Advisory Group, LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Jan 1, 2025 (246 d) |
| Brian Scott Hjalmarson | Empower Advisory Group, LLC BD affiliated | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | May 15, 2024 |
| Erica Korol | Empower Advisory Group, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | May 13, 2024 |
| Shar-Ne Patrice Warren | Empower Advisory Group, LLC BD affiliated | Financial Excavation state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 23, 2024 | Apr 8, 2025 (350 d) |
| Steven Davis Lynds | Empower Advisory Group, LLC BD affiliated | Gill Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | May 9, 2024 |
| Gregory Phillip Lawrence | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2024 | May 2, 2025 (389 d) |
| Timothy Ricardo Wintemute | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 12, 2024 |
| Shane Philip Klemcke | Empower Advisory Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 5, 2024 |
| Kyle Carroll Ryan | Empower Advisory Group, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Aug 13, 2025 (495 d) |
| David C Mccray | Empower Advisory Group, LLC BD affiliated | Retirement Plan Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | May 31, 2024 (56 d) |
| Matthew James Frain | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Apr 11, 2024 |
| Gabriel Blake Bernardi | Empower Advisory Group, LLC BD affiliated | Ocean Park Asset Management, LLC asset manager | Other | Mar 21, 2024 | Nov 19, 2025 (608 d) |
| Sean Mccomber | Empower Advisory Group, LLC BD affiliated | Signal Advisors Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 14, 2024 |
| Paul K. Layton | Empower Advisory Group, LLC BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Apr 1, 2024 |
| Ryan Collier | Empower Advisory Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Aug 7, 2024 (149 d) |
| Kevin George Mann | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Mar 1, 2024 |
| Frederic Young Hoon Han | Empower Advisory Group, LLC BD affiliated | Confidence Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Sep 4, 2024 (183 d) |
| Tyler Andrew Morris | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Mar 1, 2024 |
| Paul James Bunke | Empower Advisory Group, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 13, 2024 |
| Joseph F. Devorak | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Mar 1, 2024 |
| William Michael Skiles | Empower Advisory Group, LLC BD affiliated | Capital Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Mar 5, 2024 |
| Noah Marks | Empower Advisory Group, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2024 | Mar 13, 2024 |
| Christian Daniel Lenahan | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | May 13, 2026 (806 d) |
| Max Mitchell Brouard | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2024 | Feb 23, 2024 |
| Stefanie L Blackwood | Empower Advisory Group, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2024 | May 13, 2025 (455 d) |
| Seth Daniel Flure | Empower Advisory Group, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2024 | Jan 12, 2026 (699 d) |
| George Edman Rouhani | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2024 | Feb 14, 2024 |
| Shannon Lynch | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jun 10, 2024 (131 d) |
| Ian James Wymore | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Sep 9, 2025 (587 d) |
| Nathan Raheel Bengali | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jan 26, 2024 |
| Aaron Clark Foster | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jan 1, 2025 (336 d) |
| Beau Michael Simon | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jan 30, 2024 |
| Whitney Anne Pappas | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 | Jan 26, 2024 |
| Garrett Steven Gunberg | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 | Jun 6, 2025 (493 d) |
| Nicholas David Lager | Empower Advisory Group, LLC BD affiliated | Tactical Wealth Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 30, 2024 | Mar 18, 2024 (48 d) |
| Rachel Marie Buffalo | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 | Jan 30, 2024 |
| Willem Raleigh Bloemsma | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 | Jan 1, 2025 (337 d) |
| Brian Richard Kerns | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 6, 2025 (374 d) |
| Ashley Beth Cluley | Empower Advisory Group, LLC BD affiliated | Mma Securities LLC no RAUM | Other | Jan 29, 2024 | Feb 20, 2024 |
| Anna Ramos Bernardo | Empower Advisory Group, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Jan 24, 2024 |
| Russell Douglas Mccary | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2024 | Jan 8, 2024 |
| Connor Daniel Weinman | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2024 | Jan 11, 2024 |
| Kristen Grace Smith | Empower Advisory Group, LLC BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2024 | Mar 22, 2024 (75 d) |
| Kyle Potenski | Empower Advisory Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2024 | Jan 23, 2024 |
| William Olson | Empower Advisory Group, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Dec 3, 2024 (348 d) |
| Ryan Matthew Oravetz | Empower Advisory Group, LLC BD affiliated | Captrust institutional | Other | Dec 8, 2023 | Mar 13, 2024 (96 d) |
| Eric Winston Iseley | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2023 | Jan 12, 2024 (35 d) |
| Eric Jochimsen | Empower Advisory Group, LLC BD affiliated | Jby Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 17, 2023 | Jan 1, 2025 (411 d) |
| Carolina Garcia | Empower Advisory Group, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Nov 7, 2023 | Aug 29, 2024 (296 d) |
| Brett William Sperin | Empower Advisory Group, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2023 | Nov 14, 2023 |
| John Dilivio | Empower Advisory Group, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2023 | Nov 7, 2023 |
578 moves match.