DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Empower Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William RicaEmpower Advisory Group, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseAug 25, 2022Dec 22, 2022 (119 d)
Caterina CostanteEmpower Advisory Group, LLC BD affiliatedTransamerica Retirement Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 24, 2022Apr 18, 2023 (237 d)
Jacob A BennettEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2022Sep 20, 2022
Cameron Hall LangEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 24, 2022Jan 11, 2023 (140 d)
Monica Jenilyn KeithEmpower Advisory Group, LLC BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2022Aug 26, 2022
Shelly M MaasEmpower Advisory Group, LLC BD affiliatedSunrise Financial Services LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2022Feb 23, 2024 (569 d)
John Robert LarongaEmpower Advisory Group, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2022Oct 26, 2022 (84 d)
Jeffrey BurgessEmpower Advisory Group, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2022Nov 15, 2022 (112 d)
Nolan W PowersEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2022Aug 11, 2022
Matthew C HyresEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 26, 2022May 30, 2025 (1039 d)
Michael Cade GrimmEmpower Advisory Group, LLC BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJul 26, 2022Sep 8, 2022 (44 d)
Michael Joseph CarricoEmpower Advisory Group, LLC BD affiliatedHowe And Rusling, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2022Sep 2, 2022 (38 d)
Shawn AmblodEmpower Advisory Group, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2022Jul 25, 2022
Heather Lynn KaneEmpower Advisory Group, LLC BD affiliatedUsi Advisors institutionalOtherJul 6, 2022Nov 6, 2023 (488 d)
Armando VegaEmpower Advisory Group, LLC BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2022Aug 18, 2022 (43 d)
Matthew Cray ParkerEmpower Advisory Group, LLC BD affiliatedWealthspire Retirement Advisory institutionalOtherJul 6, 2022Jul 21, 2022
Luke R SmithEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2022Jul 22, 2022
Greg JimenezEmpower Advisory Group, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 14, 2022Jul 19, 2022 (35 d)
Hugo Enrique NeyraEmpower Advisory Group, LLC BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJun 9, 2022Jul 14, 2022 (35 d)
Ryan Daniel CriderEmpower Advisory Group, LLC BD affiliatedTransamerica Retirement Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 9, 2022Oct 6, 2023 (484 d)
Matthew MarcusEmpower Advisory Group, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2022Oct 24, 2022 (145 d)
Pedro A RodriguezEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2022Jul 1, 2022 (31 d)
Eric R KnudsonEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2022Jun 6, 2022
Sean LaceyEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2022Jun 10, 2022
Mark Alan LedsonEmpower Advisory Group, LLC BD affiliatedJcn Financial & Tax Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2022Jul 15, 2022 (60 d)
John Douglas HillEmpower Advisory Group, LLC BD affiliatedNorthstar Investment Advisory LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 16, 2022Aug 5, 2022 (81 d)
Matthew Dwayne BatesEmpower Advisory Group, LLC BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherMay 13, 2022May 9, 2024 (727 d)
Samuel S RoseEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 27, 2022Apr 11, 2023 (349 d)
Matthew M BaartsEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2022May 18, 2022
Earnest Levell HarrisEmpower Advisory Group, LLC BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2022Apr 20, 2022
Mary Katharine RadloffEmpower Advisory Group, LLC BD affiliatedCapital Client Group, Inc. no RAUMOtherApr 12, 2022Jul 27, 2023 (471 d)
Chad GalvanEmpower Advisory Group, LLC BD affiliatedVoya Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 12, 2022Jan 22, 2024 (650 d)
Justin Brian JonesEmpower Advisory Group, LLC BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherMar 31, 2022Apr 25, 2022
Kimberley Ann RumpleEmpower Advisory Group, LLC otherNationwide Investment Advisors, LLC BD affiliatedOtherMar 23, 2022Apr 1, 2022
Joseph NielsenEmpower Advisory Group, LLC otherCharles Schwab & Co., Inc. national BDOtherMar 14, 2022Aug 10, 2022 (149 d)
Nicholas L MaxEmpower Advisory Group, LLC otherVanguard Advisers, Inc. BD affiliatedOtherMar 9, 2022Mar 17, 2022
Jacob Eli Beau DentlerEmpower Advisory Group, LLC otherIthax Financial LLC unclassifiedOtherMar 2, 2022Mar 29, 2022
Jonas Cole KilleenEmpower Advisory Group, LLC otherCitizens Securities, Inc. BD affiliatedOtherFeb 25, 2022Mar 15, 2022
Philine Weahdi Darwin-KennedyEmpower Advisory Group, LLC otherAdvice And Planning Services BD affiliatedOtherFeb 22, 2022Mar 14, 2022
Jacob Anthony FaulstichEmpower Advisory Group, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherFeb 15, 2022Mar 30, 2022 (43 d)
Stephen Alden CrossEmpower Advisory Group, LLC otherVoya Financial Advisors, Inc. BD affiliatedOtherJan 25, 2022Feb 1, 2022
Kevin McatamneyEmpower Advisory Group, LLC otherKrm Advisory Services state registeredOtherJan 25, 2022Mar 24, 2022 (58 d)
Daniel LacroixEmpower Advisory Group, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherJan 4, 2022Apr 18, 2022 (104 d)
Jeffrey Nelson DanielsEmpower Advisory Group, LLC otherAdvice And Planning Services BD affiliatedOtherDec 17, 2021Jan 5, 2022
William Scott CramptonEmpower Advisory Group, LLC otherAdvice And Planning Services BD affiliatedOtherDec 10, 2021Feb 24, 2022 (76 d)
Zachary AlderEmpower Advisory Group, LLC otherCitigroup Global Markets Inc. BD affiliatedOtherDec 10, 2021Feb 10, 2022 (62 d)
Mark Benjamin KonrardyEmpower Advisory Group, LLC otherCuna Brokerage Services, Inc. BD affiliatedOtherNov 22, 2021Dec 2, 2021
Lami M HarmonEmpower Advisory Group, LLC otherMorgan Stanley wirehouseOtherNov 22, 2021Jan 4, 2022 (43 d)
Truc NguyenEmpower Advisory Group, LLC otherAmeritas Advisory Services, LLC BD affiliatedOtherNov 22, 2021Dec 15, 2021
Dorinda Eve HawkEmpower Advisory Group, LLC otherArvest Wealth Management independent RIAOtherNov 1, 2021Nov 10, 2021
Laura PazEmpower Advisory Group, LLC otherWells Fargo Advisors wirehouseOtherOct 25, 2021Nov 3, 2021
Gregory Caldwell HanhauserEmpower Advisory Group, LLC otherOnedigital institutionalOtherOct 25, 2021Jun 16, 2025 (1330 d)
Julie F BillingsEmpower Advisory Group, LLC otherSanctuary Advisors, LLC independent RIAOtherOct 22, 2021Oct 22, 2021
Mandi BurgessEmpower Advisory Group, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 22, 2021Aug 15, 2022 (297 d)
Jeffery Ronald Van RyEmpower Advisory Group, LLC otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 20, 2021Nov 2, 2021
Leah WaterworthEmpower Advisory Group, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherOct 20, 2021Feb 23, 2023 (491 d)
Anthony M DomenellaEmpower Advisory Group, LLC otherJ.P. Morgan Securities LLC wirehouseOtherOct 11, 2021Oct 25, 2021
Krista ScottEmpower Advisory Group, LLC otherJ.P. Morgan Securities LLC wirehouseOtherOct 11, 2021Jan 20, 2022 (101 d)
Jamal Lorenzo MorrisEmpower Advisory Group, LLC otherAmeriprise Financial Services, LLC national BDOtherOct 11, 2021Nov 3, 2021
Toby Nathaniel TheelEmpower Advisory Group, LLC otherEdward Jones national BDOtherOct 4, 2021Mar 14, 2023 (526 d)
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579 moves match.