DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Independent Financial Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Reginald Fitzgerald TolbertIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2018Sep 7, 2018
Kyle Andrew EmersonIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Sep 4, 2018
Scott Keith SmithIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Sep 4, 2018
Travis FagoIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Sep 4, 2018
Thomas Craig MooreIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2018Aug 16, 2018
Matthew Blair AuchardIndependent Financial Partners BD affiliatedGolden State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2018Aug 10, 2018
Scott Donald GingrasIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2018Aug 28, 2018
Steven Lee DavisIndependent Financial Partners BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2018Jul 10, 2018
David John SchwartzIndependent Financial Partners independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAAug 3, 2018Aug 3, 2018
Shane Jay HillIndependent Financial Partners independent RIA3 Peaks Financial state registeredRIA to a state-registered adviserJul 30, 2018Jun 13, 2018
Nicholas Paul BressiIndependent Financial Partners independent RIAAllianz Global Investors U.S. LLC asset managerOtherJul 24, 2018Sep 4, 2018 (42 d)
George Tompkins AndrewsIndependent Financial Partners independent RIASagespring Wealth Partners independent RIARIA to RIAJun 27, 2018May 17, 2018
Ignacio E MorrellIndependent Financial Partners independent RIASheridan Road Advisors, LLC, A Hub International Company institutionalOtherJun 11, 2018Dec 6, 2021 (1274 d)
Rebecca Ardis EastomIndependent Financial Partners independent RIALPL Financial LLC independent RIARIA to RIAJun 8, 2018May 31, 2018
Darla Dustin DouglasIndependent Financial Partners independent RIAWestern Wealth Management LLC independent RIARIA to RIAMay 15, 2018Jun 1, 2018
Meredith Ezell FlauttIndependent Financial Partners independent RIASagespring Wealth Partners independent RIARIA to RIAMay 10, 2018May 17, 2018
Ryan CareyIndependent Financial Partners independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 9, 2018Apr 4, 2018
Allen KellerIndependent Financial Partners independent RIACalton & Associates, Inc. independent RIARIA to RIAApr 16, 2018Apr 11, 2018
Michael Gregory EustonIndependent Financial Partners independent RIAHeirloom Wealth Management LLC no RAUMRIA to a newly registered adviserApr 11, 2018Apr 20, 2018
Maurice Oliver LoundsIndependent Financial Partners independent RIALPL Financial LLC independent RIARIA to RIAApr 5, 2018Mar 29, 2018
William M MillerIndependent Financial Partners independent RIAHeirloom Wealth Management LLC no RAUMRIA to a newly registered adviserApr 5, 2018Apr 20, 2018
Richard Leonard HurleyIndependent Financial Partners independent RIAHeirloom Wealth Management LLC no RAUMRIA to a newly registered adviserApr 5, 2018Mar 30, 2018
Jason BillupsIndependent Financial Partners independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 22, 2018Jan 29, 2018
Shelley Anne ReevesIndependent Financial Partners otherIndependent Financial Group, LLC otherOtherMar 16, 2018Mar 16, 2018
Lewis Jackson GraceIndependent Financial Partners otherStadion Money Management, LLC asset managerOtherMar 16, 2018Sep 19, 2018 (187 d)
Christopher Alex CokinisIndependent Financial Partners otherLPL Financial LLC otherOtherMar 1, 2018Jun 9, 2016
Christopher J NickoloffIndependent Financial Partners otherThe Mather Group, LLC independent RIAOtherFeb 20, 2018Sep 22, 2023 (2040 d)
Kodie Scott FridleyIndependent Financial Partners otherMorgan Stanley wirehouseOtherFeb 6, 2018Feb 16, 2018
Brian Adam RosenIndependent Financial Partners otherRitholtz Wealth Management independent RIAOtherJan 26, 2018Dec 4, 2017
Jonathan Singer NovyIndependent Financial Partners otherRitholtz Wealth Management independent RIAOtherJan 26, 2018Dec 4, 2017
Molly GrimmIndependent Financial Partners otherAmeriprise Financial Services, LLC national BDOtherJan 16, 2018Nov 30, 2017
Neil Allen BaileyIndependent Financial Partners otherAmeriprise Financial Services, LLC national BDOtherJan 16, 2018Nov 30, 2017
Vinessa Frances SianoIndependent Financial Partners otherAmeriprise Financial Services, LLC national BDOtherDec 18, 2017Jun 10, 2025 (2731 d)
Shannon Asher KujawaIndependent Financial Partners otherGolden State Equity Advisors, LLC independent RIAOtherDec 8, 2017Sep 16, 2021 (1378 d)
Kirk Cameron JonesIndependent Financial Partners otherWestern Wealth Management LLC independent RIAOtherNov 17, 2017Jan 22, 2018 (66 d)
Chad R GordonIndependent Financial Partners otherGreenstar Advisors state registeredOtherNov 14, 2017Nov 22, 2017
Craig Thomas ChristoIndependent Financial Partners otherGlobal Retirement Partners LLC otherOtherNov 8, 2017Oct 3, 2017
Michael Edward DevlinIndependent Financial Partners otherGlobal Retirement Partners LLC otherOtherNov 8, 2017Sep 20, 2017
Milo Jasper GossIndependent Financial Partners otherOnedigital otherOtherOct 10, 2017Oct 10, 2017
Brayden Dexter DallIndependent Financial Partners otherOnedigital otherOtherOct 10, 2017Oct 10, 2017
Michael Nephi EsselmanIndependent Financial Partners otherOnedigital otherOtherOct 10, 2017Oct 10, 2017
John Joseph WaldronIndependent Financial Partners otherRaymond James & Associates, Inc. national BDOtherOct 5, 2017Sep 21, 2017
Stefanie Frances PontlitzIndependent Financial Partners otherLPL Financial LLC otherOtherAug 14, 2017Oct 12, 2017 (59 d)
Derek PontlitzIndependent Financial Partners otherLPL Financial LLC otherOtherAug 14, 2017Oct 30, 2017 (77 d)
Tanner Wayne GreerIndependent Financial Partners otherWoodbury Financial Services, Inc. otherOtherJul 13, 2017Jul 3, 2017
William Jewett WarnerIndependent Financial Partners otherEquitable Advisors, LLC national BDOtherJul 10, 2017Nov 9, 2017 (122 d)
Jessica Renee BallinIndependent Financial Partners otherGlobal Retirement Partners LLC otherOtherJun 21, 2017Jun 21, 2017
Jenna Kay WitherbeeIndependent Financial Partners otherGlobal Retirement Partners LLC otherOtherJun 21, 2017Jun 21, 2017
Joseph James MasciopintoIndependent Financial Partners otherGlobal Retirement Partners LLC otherOtherJun 21, 2017Jun 21, 2017
Scott Evans TeterIndependent Financial Partners otherSagepoint Financial, Inc. otherOtherMay 9, 2017May 9, 2017
Michael Abner KalischIndependent Financial Partners otherBrookstone Wealth Advisors, LLC otherOtherMay 9, 2017May 24, 2017
Frederick Antonio TaylorIndependent Financial Partners otherNationwide Investment Advisors, LLC otherOtherMay 4, 2017Apr 10, 2017
Steven Maurice WeinsteinIndependent Financial Partners otherSecurities America Advisors, Inc. otherOtherMay 3, 2017May 1, 2017
Robert ClarkIndependent Financial Partners otherRuggie Wealth Management otherOtherMay 1, 2017Aug 9, 2017 (100 d)
Joseph A PalletIndependent Financial Partners otherTransamerica Retirement Advisors, LLC otherOtherMar 17, 2017Apr 27, 2017 (41 d)
Nathan Jon LarsonIndependent Financial Partners otherLPL Financial LLC otherOtherMar 7, 2017Jun 10, 2016
Mark Francis MonaghanIndependent Financial Partners otherWells Fargo Advisors wirehouseOtherFeb 27, 2017Apr 25, 2017 (57 d)
Trish LeIndependent Financial Partners otherAllstate Financial Advisors, LLC no RAUMOtherFeb 7, 2017Sep 28, 2017 (233 d)
James Christopher CochranIndependent Financial Partners otherIht Wealth Management LLC otherOtherFeb 6, 2017Feb 16, 2017
Ryan Edmund NiedbalskiIndependent Financial Partners otherMission Wealth Management, LP independent RIAOtherJan 17, 2017Jan 10, 2020 (1088 d)
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605 moves match.