DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bb&T Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Andrew BonfieldBb&T Securities, LLC BD affiliatedVerity Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2018May 12, 2020 (706 d)
Kristine Joyce B SalvadorBb&T Securities, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 31, 2018Jun 8, 2018
James ElliottBb&T Securities, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 30, 2018Dec 12, 2018 (196 d)
William Anderson StoneBb&T Securities, LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2018Apr 22, 2020 (699 d)
Austin Thomas ClarkBb&T Securities, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2018Oct 26, 2018 (161 d)
Lauren Camille BrownBb&T Securities, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMay 10, 2018May 15, 2018
Minesh P AminBb&T Securities, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 30, 2018Apr 27, 2018
Elizabeth K. BrownBb&T Securities, LLC BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2018May 10, 2018
Nancy Marie BlanchetteBb&T Securities, LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherApr 25, 2018May 16, 2018
Travis Vernon LethcoBb&T Securities, LLC BD affiliatedSemmax Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2018Apr 20, 2018
Daniel Patrick RodanBb&T Securities, LLC BD affiliatedTower Bridge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2018Oct 3, 2019 (532 d)
Kathryn FeltsBb&T Securities, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 17, 2018Jul 2, 2018 (76 d)
Joel TorresBb&T Securities, LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherApr 17, 2018Apr 17, 2018
William Bradford LinnBb&T Securities, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 11, 2018Mar 3, 2026 (2883 d)
Courtney Campbell Gold CoxBb&T Securities, LLC BD affiliatedUnited Brokerage Services Inc otherOtherApr 6, 2018Mar 26, 2018
Shawn AmblodBb&T Securities, LLC BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2018Jun 18, 2018 (73 d)
Chase PorterBb&T Securities, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 4, 2018Apr 12, 2018
Howard FriedmanBb&T Securities, LLC BD affiliatedBright Futures Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2018Jun 3, 2020 (796 d)
Dustin Glynn KostalekBb&T Securities, LLC BD affiliatedWesbanco Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2018Oct 9, 2018 (193 d)
Roger Dean HeidlebaughBb&T Securities, LLC otherSantander Securities BD affiliatedOtherMar 22, 2018Jan 6, 2020 (655 d)
Christopher J WerdenBb&T Securities, LLC otherCetera Investment Advisers LLC BD affiliatedOtherMar 16, 2018Mar 21, 2024 (2197 d)
Ronald Andrew MuradBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherMar 12, 2018Feb 28, 2018
April Dawn ClarkBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherMar 9, 2018May 3, 2018 (55 d)
Catherine Loretta AzelesBb&T Securities, LLC otherConrad Siegel Investment Advisors institutionalOtherMar 6, 2018Mar 20, 2018
Jennifer Galindo KingBb&T Securities, LLC otherParagon Wealth Strategies, LLC. independent RIAOtherMar 1, 2018Mar 21, 2018
Susanne Smith MillerBb&T Securities, LLC otherEdward Jones national BDOtherFeb 2, 2018Jun 14, 2018 (132 d)
Kathleen A. BeckBb&T Securities, LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 1, 2018Oct 12, 2023 (2079 d)
Brian Thomas BrunickBb&T Securities, LLC otherNavy Federal Investment Services, LLC BD affiliatedOtherJan 22, 2018Jun 26, 2018 (155 d)
Matthew Adam DayBb&T Securities, LLC otherLPL Financial LLC independent RIAOtherJan 17, 2018Feb 6, 2018
Matthew Alan BurnsBb&T Securities, LLC otherLPL Financial LLC independent RIAOtherJan 16, 2018Jan 24, 2018
Wheat Andrew KelleyBb&T Securities, LLC otherPnc Managed Account Solutions, Inc. otherOtherJan 5, 2018Jan 22, 2018
John Matthew PalkoBb&T Securities, LLC otherCapital Investment Advisory Services, LLC otherOtherDec 14, 2017Jan 5, 2018
Anna Gravely LegrandeBb&T Securities, LLC otherRaymond James Financial Services Advisors, Inc otherOtherOct 24, 2017Oct 6, 2017
George Holland WhitmoreBb&T Securities, LLC otherRaymond James Financial Services Advisors, Inc otherOtherOct 18, 2017Oct 6, 2017
Michele Wray WebbBb&T Securities, LLC otherMorgan Stanley wirehouseOtherSep 14, 2017Oct 2, 2017
Hannah Lizabeth McgrathBb&T Securities, LLC otherAmeriprise Financial Services, LLC national BDOtherAug 2, 2017Sep 25, 2017 (54 d)
Charles SmithBb&T Securities, LLC otherTruist Advisory Services, Inc. otherOtherJun 22, 2017Jun 15, 2017
Ross Evan LegumBb&T Securities, LLC otherRaymond James Financial Services Advisors, Inc otherOtherApr 10, 2017Apr 7, 2017
Arch Mcdowell BrownBb&T Securities, LLC otherRaymond James Financial Services Advisors, Inc otherOtherMar 30, 2017Mar 30, 2017
Joseph Kendrick ReynoldsBb&T Securities, LLC otherFisher Investments otherOtherMar 23, 2017May 3, 2017 (41 d)
Joseph Melville BroughtonBb&T Securities, LLC otherJanney Montgomery Scott LLC otherOtherFeb 16, 2017Feb 2, 2017
Jessica Gabrielle KopfBb&T Securities, LLC otherAlliancebernstein L.P. otherOtherFeb 16, 2017Mar 10, 2017
Michaele Vertner WheelerBb&T Securities, LLC otherDavenport & Company LLC otherOtherFeb 2, 2017Jan 26, 2017
James Hugh RyanBb&T Securities, LLC otherD.A. Davidson & Co. otherOtherFeb 1, 2017Jan 19, 2017
Heather Woody SneadBb&T Securities, LLC otherSecurian Financial Services, Inc. otherOtherJan 10, 2017Nov 1, 2017 (295 d)
Crystal DiamondBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherJan 10, 2017Jan 5, 2017
Katie R MorganBb&T Securities, LLC otherMorgan Stanley wirehouseOtherDec 27, 2016Jan 17, 2017
David Michael KillianBb&T Securities, LLC otherBirch Run Investments, LLC no RAUMOtherDec 22, 2016Dec 9, 2016
Maunsel Mcdonald HickeyBb&T Securities, LLC otherClearrock Capital LLC independent RIAOtherOct 14, 2016Apr 29, 2019 (927 d)
Mark Andrew LevinBb&T Securities, LLC other3chopt Investment Partners LLC independent RIAOtherOct 11, 2016Aug 6, 2026 (3586 d)
Mayo M WoodwardBb&T Securities, LLC otherPark Avenue Securities LLC otherOtherSep 16, 2016Mar 1, 2017 (166 d)
Dawn Leota AlexanderBb&T Securities, LLC otherMorgan Stanley wirehouseOtherSep 16, 2016Dec 14, 2016 (89 d)
Lina Christine MillaresBb&T Securities, LLC otherTruist Advisory Services, Inc. BD affiliatedOtherAug 23, 2016Jun 5, 2018 (651 d)
Esteban HernandezBb&T Securities, LLC otherWealthsource? no RAUMOtherMar 24, 2016Apr 27, 2016 (34 d)
Frank E RobinsonBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherMar 22, 2016Mar 7, 2016
John Poindexter IrbyBb&T Securities, LLC otherJanney Montgomery Scott LLC otherOtherFeb 9, 2016Jan 27, 2016
Jeffrey Ross PurdonBb&T Securities, LLC otherJanney Montgomery Scott LLC otherOtherFeb 5, 2016Jan 28, 2016
Reynolds Gilmer LynchBb&T Securities, LLC otherDavenport & Company LLC otherOtherNov 27, 2015Nov 11, 2015
Noel Franklin SimonsBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherNov 23, 2015Nov 2, 2015
Patricia Georgia FrenchBb&T Securities, LLC otherUBS Financial Services Inc. wirehouseOtherSep 24, 2015Sep 16, 2015
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275 moves match.