DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gradient Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bret James RobertsonGradient Advisors, LLC independent RIAGlean Financial, Inc. state registeredRIA to a state-registered adviserApr 5, 2024Feb 20, 2024
Sammie James BakerGradient Advisors, LLC independent RIACivitas Financial LLC state registeredRIA to a state-registered adviserMar 11, 2024May 2, 2026 (782 d)
William Brandon GonzalesGradient Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 25, 2024Jan 24, 2024
David RomeroGradient Advisors, LLC independent RIANautica Asset Management LLC state registeredRIA to a state-registered adviserDec 1, 2023May 1, 2024 (152 d)
James Jeffrey ProctorGradient Advisors, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIADec 1, 2023Nov 30, 2023
Carol Marie DeweyGradient Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 30, 2023Feb 1, 2024 (63 d)
Kerin Marie ClarkGradient Advisors, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2023Jan 18, 2024 (50 d)
Andrew Michael BrenhaugGradient Advisors, LLC independent RIASimplicity Wealth independent RIARIA to RIANov 29, 2023Dec 4, 2023
Jimmy D LinGradient Advisors, LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIANov 24, 2023Nov 20, 2023
Bradley Milinko SimichGradient Advisors, LLC independent RIAKorhorn Financial Group independent RIARIA to RIANov 2, 2023Nov 3, 2023
Robert L CoxGradient Advisors, LLC independent RIACenturion Wealth Management LLC state registeredRIA to a state-registered adviserSep 25, 2023Aug 28, 2023
Kimberly Elizabeth JohnsonGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIASep 8, 2023Sep 7, 2023
David C SeldenGradient Advisors, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAJun 6, 2023Jan 2, 2025 (576 d)
Richard John LuckowGradient Advisors, LLC independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAJun 6, 2023Jun 2, 2023
Anthony Vincent CameranesiGradient Advisors, LLC independent RIAGradient Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankMay 26, 2023Jun 16, 2023
James Stephen HeimlerGradient Advisors, LLC independent RIABallast Advisors, LLC independent RIARIA to RIAMay 8, 2023Feb 7, 2025 (641 d)
Joshua David OrtonGradient Advisors, LLC independent RIAKpc Financial Solutions, LLC state registeredRIA to a state-registered adviserApr 10, 2023Apr 11, 2023
James Edward EastwoodGradient Advisors, LLC independent RIAAmfg Wealth Management LLC state registeredRIA to a state-registered adviserFeb 28, 2023Apr 16, 2026 (1143 d)
Micheal D LucasGradient Advisors, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAJan 26, 2023Mar 20, 2023 (53 d)
Michael Charles OrtolaGradient Advisors, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAJan 26, 2023May 16, 2023 (110 d)
Robert CrucesGradient Advisors, LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIAJan 23, 2023Jan 10, 2023
Michael James StrongGradient Advisors, LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAJan 2, 2023Apr 23, 2024 (477 d)
Randy Steven FarishGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 24, 2023 (83 d)
James Marks BowerGradient Advisors, LLC independent RIALifepro Asset Management independent RIARIA to RIADec 31, 2022Jan 3, 2023
Nathan Hatch BilleterGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 24, 2023 (83 d)
Tami J. SimpsonGradient Advisors, LLC independent RIAWealth Financial Group West, Inc. state registeredRIA to a state-registered adviserDec 31, 2022Dec 21, 2022
Lawrence Wayne GrayGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 27, 2023 (86 d)
Jonathan Kirk CarrollGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 27, 2023 (86 d)
Justin Carlos LizamaGradient Advisors, LLC independent RIASimple Financial, LLC state registeredRIA to a state-registered adviserDec 31, 2022Mar 24, 2023 (83 d)
Ryan K AndersonGradient Advisors, LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIADec 31, 2022Apr 3, 2023 (93 d)
Matthew Thomas HeiarGradient Advisors, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2022Mar 28, 2024 (453 d)
Vincent Mark JiovenettaGradient Advisors, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankDec 15, 2022Dec 12, 2022
Brock Michael ButlettGradient Advisors, LLC independent RIAWealth Financial Group West, Inc. state registeredRIA to a state-registered adviserDec 6, 2022Jan 1, 2026 (1122 d)
Melinda Kay BellGradient Advisors, LLC independent RIARetirement Roots Wealth Management LLC state registeredRIA to a state-registered adviserDec 5, 2022Sep 7, 2022
Frank Paul AndrescavageGradient Advisors, LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIADec 2, 2022Nov 30, 2022
Jeffery Gene MusgroveGradient Advisors, LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2022Nov 30, 2022
Marie Celeste GoochGradient Advisors, LLC independent RIAMargo Financial state registeredRIA to a state-registered adviserOct 12, 2022Oct 21, 2022
Kristoffer KaminskiGradient Advisors, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherOct 4, 2022Mar 1, 2023 (148 d)
Ryan M ElvidgeGradient Advisors, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 7, 2022Sep 6, 2022
Alek James Van ValkenburgGradient Advisors, LLC independent RIACreative Planning independent RIARIA to RIAJul 8, 2022Jun 30, 2022
Eloisa RobisonGradient Advisors, LLC independent RIAPaladin Capital no RAUMRIA to a newly registered adviserJun 23, 2022Jul 8, 2022
Larry Mckinley HalesGradient Advisors, LLC independent RIABedrock Investment Advisors independent RIARIA to RIAJun 13, 2022Apr 24, 2023 (315 d)
Elijah Steven MillerGradient Advisors, LLC independent RIASecurian Financial Services, Inc. independent RIARIA to RIAMay 20, 2022Jun 29, 2022 (40 d)
Casey Patrick MccartyGradient Advisors, LLC independent RIASecurian Financial Services, Inc. independent RIARIA to RIAApr 11, 2022May 3, 2022
Jonathan David RogersGradient Advisors, LLC independent RIAClearview Financial Strategies LLC state registeredRIA to a state-registered adviserApr 6, 2022Feb 14, 2022
Christopher D KenneyGradient Advisors, LLC independent RIAForthright Capital independent RIARIA to RIAJan 26, 2022Aug 17, 2023 (568 d)
Trevor Thomas LeidyGradient Advisors, LLC independent RIADakota Wealth Advisors LLC state registeredRIA to a state-registered adviserDec 31, 2021Apr 6, 2022 (96 d)
Shawn Kent HicksGradient Advisors, LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 13, 2021Dec 14, 2021
Mao Chang WangGradient Advisors, LLC independent RIALife Planning Advisors LLC independent RIARIA to RIANov 8, 2021Feb 22, 2023 (471 d)
Vicki Lynn JoernGradient Advisors, LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIANov 5, 2021Nov 10, 2021
Karl Christian JoernGradient Advisors, LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIANov 5, 2021Nov 10, 2021
Forrest PattersonGradient Advisors, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherOct 26, 2021Jan 19, 2022 (85 d)
Andrew BjorklundGradient Advisors, LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 24, 2021May 16, 2022 (265 d)
Nathan Fredrick MikoleitGradient Advisors, LLC independent RIAMidwest Financial Group LLC independent RIARIA to RIAAug 9, 2021Aug 5, 2021
Patrick Robert KirvanGradient Advisors, LLC independent RIAAdvanced Planning Advisors Group Inc. independent RIARIA to RIAMay 12, 2021Apr 15, 2021
Gregory Scott ShumanGradient Advisors, LLC independent RIAKinetic Investment Management, Inc. independent RIARIA to RIAApr 16, 2021Apr 15, 2021
Jeffrey Brian SmithGradient Advisors, LLC independent RIAThe Retirement Smith LLC state registeredRIA to a state-registered adviserMar 26, 2021Mar 10, 2021
John Joseph BurnsGradient Advisors, LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 19, 2021Jul 8, 2021 (111 d)
David John JohnsonGradient Advisors, LLC independent RIARight Path Financial LLC state registeredRIA to a state-registered adviserFeb 1, 2021Feb 4, 2026 (1829 d)
Jimmy Dale LongGradient Advisors, LLC independent RIABison Wealth, LLC mixed wealthRIA to RIADec 31, 2020Apr 13, 2021 (103 d)
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266 moves match.